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ROCKHEAD LLC

Date of last update: 14 Apr 2025. Data updated weekly.

Company Details

Entity Name: ROCKHEAD LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 03 Dec 2018
Business ALEI: 1292149
Annual report due: 31 Mar 2026
Business address: 16 CROSS STREET, NEW CANAAN, CT, 06840, United States
Mailing address: 16 Cross Street, New Canaan, CT, United States, 06840
ZIP code: 06840
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: michelle@karpassociatesinc.com

Industry & Business Activity

NAICS

212321 Construction Sand and Gravel Mining

This U.S. industry comprises establishments primarily engaged in one or more of the following: (1) operating commercial grade (i.e., construction) sand and gravel pits; (2) dredging for commercial grade sand and gravel; and (3) washing, screening, or otherwise preparing commercial grade sand and gravel. Learn more at the U.S. Census Bureau

Officer

Name Role Business address
NO NO BAD DOG LLC Officer 16 CROSS STREET, NEW CANAAN, CT, 06840, United States
NEW CANAAN FARMS LLC Officer 16 CROSS STREET, NEW CANAAN, CT, 06840, United States

Agent

Name Role
NO NO BAD DOG LLC Agent

License

Credential Credential type Status Status reason Issue date Effective date Expiration date
DEV.0013001 OPERATOR OF WEIGHING & MEASURING DEVICES INACTIVE - 2019-04-04 2022-08-01 2023-07-31

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0013105547 2025-03-12 - Annual Report Annual Report -
BF-0012350437 2024-02-19 - Annual Report Annual Report -
BF-0011241739 2023-02-06 - Annual Report Annual Report -
BF-0010344661 2022-02-18 - Annual Report Annual Report 2022
0007146333 2021-02-11 - Annual Report Annual Report 2021
0006890900 2020-04-23 2020-04-23 Change of Business Address Business Address Change -
0006891233 2020-04-23 - Annual Report Annual Report 2020
0006444679 2019-03-11 - Annual Report Annual Report 2019
0006287079 2018-12-03 2018-12-03 Business Formation Certificate of Organization -

Mines

Mine Name Type Status Primary Sic
Rockhead Portable Crushing Plant Surface Abandoned Crushed, Broken Stone NEC
Directions to Mine I87 south to I84 east to Rte 25 South, take a left onto Pepper Street to a left on Cambridge Drive. Follow to mine at end of road.

Parties

Name New England Materials LLC
Role Operator
Start Date 2007-11-19
End Date 2019-05-09
Name Rockhead LLC
Role Operator
Start Date 2019-05-10
Name Arnold M Karp
Role Current Controller
Start Date 2019-05-10
Name Rockhead LLC
Role Current Operator

Inspections

Start Date 2021-02-22
End Date 2021-02-23
Activity Part 50 Audit
Number Inspectors 1
Total Hours 4.5
Start Date 2020-08-04
End Date 2020-08-06
Activity Verbal Hazard Complaint Inspections
Number Inspectors 1
Total Hours 10
Start Date 2019-12-03
End Date 2019-12-09
Activity Verbal Hazard Complaint Inspections
Number Inspectors 1
Total Hours 21.75
Start Date 2019-11-07
End Date 2019-11-18
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 35.5
Start Date 2019-11-06
End Date 2019-11-18
Activity Verbal Hazard Complaint Inspections
Number Inspectors 1
Total Hours 23
Start Date 2018-07-09
End Date 2018-07-16
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 15.75
Start Date 2018-01-02
End Date 2018-01-03
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 15.5
Start Date 2017-04-17
End Date 2017-04-25
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 23.5
Start Date 2017-02-13
End Date 2017-02-16
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 33.5
Start Date 2016-09-12
End Date 2016-09-15
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 31.5
Start Date 2016-02-22
End Date 2016-03-07
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 50.25
Start Date 2015-06-09
End Date 2015-06-18
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 39.75
Start Date 2015-02-19
End Date 2015-02-23
Activity Special Emphasis Programs
Number Inspectors 1
Total Hours 1.75
Start Date 2015-02-18
End Date 2015-02-23
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 25
Start Date 2014-08-06
End Date 2014-08-11
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 25.25
Start Date 2013-09-03
End Date 2013-10-17
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 53.5
Start Date 2013-09-03
End Date 2013-09-10
Activity Verbal Hazard Complaint Inspections
Number Inspectors 1
Total Hours 9.5
Start Date 2013-05-01
End Date 2013-05-02
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 17.5
Start Date 2013-02-25
End Date 2013-02-27
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 24.5
Start Date 2012-05-23
End Date 2012-05-23
Activity Regular Safety and Health Inspection
Number Inspectors 1
Total Hours 18.75

Productions

Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2021
Annual Hours 3110
Annual Coal Prod 0
Avg. Annual Empl. 4
Avg. Employee Hours 778
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2021
Annual Hours 1704
Annual Coal Prod 0
Avg. Annual Empl. 2
Avg. Employee Hours 852
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2020
Annual Hours 10797
Annual Coal Prod 0
Avg. Annual Empl. 6
Avg. Employee Hours 1800
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2020
Annual Hours 3338
Annual Coal Prod 0
Avg. Annual Empl. 2
Avg. Employee Hours 1669
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2019
Annual Hours 1364
Annual Coal Prod 0
Avg. Annual Empl. 5
Avg. Employee Hours 273
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2019
Annual Hours 738
Annual Coal Prod 0
Avg. Annual Empl. 2
Avg. Employee Hours 369
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2018
Annual Hours 21386
Annual Coal Prod 0
Avg. Annual Empl. 11
Avg. Employee Hours 1944
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2018
Annual Hours 2100
Annual Coal Prod 0
Avg. Annual Empl. 1
Avg. Employee Hours 2100
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2017
Annual Hours 26697
Annual Coal Prod 0
Avg. Annual Empl. 13
Avg. Employee Hours 2054
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2017
Annual Hours 2080
Annual Coal Prod 0
Avg. Annual Empl. 1
Avg. Employee Hours 2080
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2016
Annual Hours 25052
Annual Coal Prod 0
Avg. Annual Empl. 13
Avg. Employee Hours 1927
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2016
Annual Hours 2040
Annual Coal Prod 0
Avg. Annual Empl. 1
Avg. Employee Hours 2040
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2015
Annual Hours 23028
Annual Coal Prod 0
Avg. Annual Empl. 13
Avg. Employee Hours 1771
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2015
Annual Hours 2080
Annual Coal Prod 0
Avg. Annual Empl. 1
Avg. Employee Hours 2080
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2014
Annual Hours 18945
Annual Coal Prod 0
Avg. Annual Empl. 10
Avg. Employee Hours 1895
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2014
Annual Hours 2080
Annual Coal Prod 0
Avg. Annual Empl. 1
Avg. Employee Hours 2080
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2013
Annual Hours 22096
Annual Coal Prod 0
Avg. Annual Empl. 13
Avg. Employee Hours 1700
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2013
Annual Hours 1412
Annual Coal Prod 0
Avg. Annual Empl. 1
Avg. Employee Hours 1412
Sub-Unit Desc STRIP, QUARY, OPEN PIT
Year 2012
Annual Hours 20799
Annual Coal Prod 0
Avg. Annual Empl. 12
Avg. Employee Hours 1733
Sub-Unit Desc OFFICE WORKERS AT MINE SITE
Year 2012
Annual Hours 1714
Annual Coal Prod 0
Avg. Annual Empl. 1
Avg. Employee Hours 1714
Terex 1800 Warrior Screener Surface Abandoned Crushed, Broken Stone NEC
Directions to Mine Rt 87 to Rt 84 east to Rt 25 (Main Street) South to Pepper Street to Cambridge Drive. Mine at end of Road

Parties

Name Rockhead LLC
Role Operator
Start Date 2020-08-26
Name Arnold M Karp
Role Current Controller
Start Date 2020-08-26
Name Rockhead LLC
Role Current Operator
Terex R400 Jaw Crusher Surface Abandoned Crushed, Broken Stone NEC
Directions to Mine Rt 87 to Rt 84 east to Rt 25 (Main Street) South to Pepper Street then to Cambridge Drive. Mine at end of Road

Parties

Name Rockhead LLC
Role Operator
Start Date 2020-08-26
Name Arnold M Karp
Role Current Controller
Start Date 2020-08-26
Name Rockhead LLC
Role Current Operator

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
7243937009 2020-04-07 0156 PPP 64 CAMBRIDGE DR, MONROE, CT, 06468-2661
Loan Status Date 2021-04-08
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 66660
Loan Approval Amount (current) 66660
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46391
Servicing Lender Name Manufacturers and Traders Trust Company
Servicing Lender Address One M & T Plaza, 15th Fl, BUFFALO, NY, 14203
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description New Business or 2 years or less
Project Address MONROE, FAIRFIELD, CT, 06468-2661
Project Congressional District CT-04
Number of Employees 8
NAICS code 531210
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 15793
Originating Lender Name Manufacturers and Traders Trust Company
Originating Lender Address Bridgeport, CT
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 67260.85
Forgiveness Paid Date 2021-03-22
2879978608 2021-03-15 0156 PPS 16 Cross St, New Canaan, CT, 06840-4831
Loan Status Date 2022-02-08
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 99765
Loan Approval Amount (current) 99765
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46391
Servicing Lender Name Manufacturers and Traders Trust Company
Servicing Lender Address One M & T Plaza, 15th Fl, BUFFALO, NY, 14203
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New Canaan, FAIRFIELD, CT, 06840-4831
Project Congressional District CT-04
Number of Employees 8
NAICS code 212321
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 15793
Originating Lender Name Manufacturers and Traders Trust Company
Originating Lender Address Bridgeport, CT
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 100623.25
Forgiveness Paid Date 2022-01-28

Debts and Liens

This table presents a concise summary of a company's liens and debts, detailing essential information such as the lien type, debt amount, associated parties, and current status of each financial obligation.

Subsequent Filing No Status Type Filing Date Lapse Date Filing Type
0005226161 Active OFS 2024-07-01 2027-12-13 AMENDMENT

Parties

Name ROCKHEAD LLC
Role Debtor
Name KOMATSU FINANCIAL LIMITED PARTNERSHIP
Role Secured Party
0005226159 Active OFS 2024-07-01 2029-08-08 AMENDMENT

Parties

Name ROCKHEAD LLC
Role Debtor
Name KOMATSU FINANCIAL LIMITED PARTNERSHIP
Role Secured Party
0005222814 Active OFS 2024-06-15 2029-08-08 AMENDMENT

Parties

Name ROCKHEAD LLC
Role Debtor
Name KOMATSU FINANCIAL LIMITED PARTNERSHIP
Role Secured Party
0005139744 Active OFS 2023-05-09 2025-04-13 AMENDMENT

Parties

Name ROCKHEAD LLC
Role Debtor
Name 1ST SOURCE BANK, CONSTRUCTION EQUIPMENT DIVISION
Role Secured Party
0005139645 Active OFS 2023-05-08 2027-08-24 AMENDMENT

Parties

Name ROCKHEAD LLC
Role Debtor
Name CATERPILLAR FINANCIAL SERVICES CORPORATION
Role Secured Party
0005137780 Active OFS 2023-05-02 2025-04-06 AMENDMENT

Parties

Name ROCKHEAD LLC
Role Debtor
Name JOHN DEERE CONSTRUCTION & FORESTRY COMPANY
Role Secured Party
0005109864 Active OFS 2022-12-13 2027-12-13 ORIG FIN STMT

Parties

Name ROCKHEAD LLC
Role Debtor
Name KOMATSU FINANCIAL LIMITED PARTNERSHIP
Role Secured Party
0005088884 Active OFS 2022-08-24 2027-08-24 ORIG FIN STMT

Parties

Name CATERPILLAR FINANCIAL SERVICES CORPORATION
Role Secured Party
Name ROCKHEAD LLC
Role Debtor
0003415701 Active OFS 2020-12-09 2025-12-09 ORIG FIN STMT

Parties

Name ROCKHEAD LLC
Role Debtor
Name KOMATSU FINANCIAL LIMITED PARTNERSHIP
Role Secured Party
0003363547 Active OFS 2020-04-13 2025-04-13 ORIG FIN STMT

Parties

Name ROCKHEAD LLC
Role Debtor
Name 1ST SOURCE BANK, CONSTRUCTION EQUIPMENT DIVISION
Role Secured Party
See something incorrect or outdated? Let us know

Sources: Company Profile on Connecticut's Official State Website

* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information