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BORNER, SMITH, ALEMAN, HERZOG & CERRONE LLC

Date of last update: 21 Apr 2025. Data updated weekly.

Company Details

Entity Name: BORNER, SMITH, ALEMAN, HERZOG & CERRONE LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 06 Jan 2010
Business ALEI: 0992298
Annual report due: 31 Mar 2026
Business address: 155 PROVIDENCE STREET, PUTNAM, CT, 06260, United States
Mailing address: PO BOX 166, PUTNAM, CT, United States, 06260
ZIP code: 06260
County: Windham
Place of Formation: CONNECTICUT
E-Mail: kcerrone@nectlaw.com

Industry & Business Activity

NAICS

541110 Offices of Lawyers

This industry comprises offices of legal practitioners known as lawyers or attorneys (i.e., counselors-at-law) primarily engaged in the practice of law. Establishments in this industry may provide expertise in a range or in specific areas of law, such as criminal law, corporate law, family and estate law, patent law, real estate law, or tax law. Learn more at the U.S. Census Bureau

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 401(K) PLAN 2023 271549639 2024-07-24 BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-05-01
Business code 541110
Sponsor’s telephone number 8609282429
Plan sponsor’s address 155 PROVIDENCE STREET, PO BOX 166, PUTNAM, CT, 06260
BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 401(K) PLAN 2022 271549639 2023-10-03 BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-05-01
Business code 541110
Sponsor’s telephone number 8609282429
Plan sponsor’s address 155 PROVIDENCE STREET, PO BOX 166, PUTNAM, CT, 06260
BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 401(K) PLAN 2021 271549639 2022-10-07 BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-05-01
Business code 541110
Sponsor’s telephone number 8609282429
Plan sponsor’s address 155 PROVIDENCE STREET, PO BOX 166, PUTNAM, CT, 06260
BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 401(K) PLAN 2020 271549639 2021-07-21 BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-05-01
Business code 541110
Sponsor’s telephone number 8609282429
Plan sponsor’s address 155 PROVIDENCE STREET, PO BOX 166, PUTNAM, CT, 06260
BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 401(K) PLAN 2019 271549639 2020-07-27 BORNER, SMITH, ALEMAN, HERZOG & CERRONE, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-05-01
Business code 541110
Sponsor’s telephone number 8609282429
Plan sponsor’s address 155 PROVIDENCE STREET, PO BOX 166, PUTNAM, CT, 06260

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
THOMAS A. BORNER Agent 155 PROVIDENCE STREET, PUTNAM, CT, 06260, United States 155 PROVIDENCE STREET, PUTNAM, CT, 06260, United States +1 860-377-0098 tborner@nectlaw.com 155 PROVIDENCE STREET, PUTNAM, CT, 06260, United States

Officer

Name Role Business address Residence address
ALYSON R. ALEMAN Officer 155 PROVIDENCE STREET, PUTNAM, CT, 06260, United States 185A KEARNEY ROAD, POMFRET CENTER, CT, 06259, United States
PAUL M. SMITH Officer 124 WAUREGAN ROAD, DANIELSON, CT, 06239, United States 261 MAIN ST., MOOSUP, CT, 06354, United States
KATHLEEN M. CERRONE Officer 155 PROVIDENCE STREET, PUTNAM, CT, 06260, United States 53 RAGGED HILL ROAD, POMFRET CENTER, CT, 06259, United States
FRANK G. HERZOG Officer 155 PROVIDENCE STREET, PUTNAM, CT, 06260, United States 23 BAYBERRY LANE, MILLBURY, MA, 01527, United States

History

Type Old value New value Date of change
Name change BORNER, SMITH, ALEMAN, HERZOG, DAVIS & CERRONE LLC BORNER, SMITH, ALEMAN, HERZOG & CERRONE LLC 2017-09-08
Name change BORNER, SMITH, ALEMAN, HERZOG & DAVIS, LLC BORNER, SMITH, ALEMAN, HERZOG, DAVIS & CERRONE LLC 2017-07-17
Name change BORNER, ALEMAN & DAVIS, LLC BORNER, SMITH, ALEMAN, HERZOG & DAVIS, LLC 2017-02-21
Name change BORNER, FRASER & ALEMAN, LLC BORNER, ALEMAN & DAVIS, LLC 2011-03-21

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012999117 2025-03-20 - Annual Report Annual Report -
BF-0012197313 2024-01-12 - Annual Report Annual Report -
BF-0011176823 2023-03-07 - Annual Report Annual Report -
BF-0010402411 2022-01-17 - Annual Report Annual Report 2022
0007092153 2021-02-01 - Annual Report Annual Report 2021
0006752692 2020-02-11 - Annual Report Annual Report 2020
0006516338 2019-04-02 - Annual Report Annual Report 2019
0006157813 2018-04-10 - Annual Report Annual Report 2018
0006158376 2018-04-02 2018-04-02 Amendment Amend -
0005992894 2017-12-29 - Annual Report Annual Report 2017

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
3231967110 2020-04-11 0156 PPP 155 Providence Street, PUTNAM, CT, 06260-1529
Loan Status Date 2021-10-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 184200
Loan Approval Amount (current) 184200
Undisbursed Amount 0
Franchise Name -
Lender Location ID 56102
Servicing Lender Name KeyBank National Association
Servicing Lender Address 127 Public Sq, CLEVELAND, OH, 44114-1217
Rural or Urban Indicator R
Hubzone Y
LMI Y
Business Age Description Unanswered
Project Address PUTNAM, WINDHAM, CT, 06260-1529
Project Congressional District CT-02
Number of Employees 15
NAICS code 541110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 56102
Originating Lender Name KeyBank National Association
Originating Lender Address CLEVELAND, OH
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 186854.5
Forgiveness Paid Date 2021-10-04
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Sources: Company Profile on Connecticut's Official State Website

* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information