CITIGROUP GLOBAL MARKETS INC.
BranchDate of last update: 21 Apr 2025. Data updated weekly.
| Entity Name: | CITIGROUP GLOBAL MARKETS INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 25 Sep 1998 |
| Branch of: | CITIGROUP GLOBAL MARKETS INC., NEW YORK (Company Number 424994) |
| Business ALEI: | 0603237 |
| Annual report due: | 25 Sep 2025 |
| Business address: | 388 GREENWICH STREET, NEW YORK, NY, 10013, United States |
| Mailing address: | PO BOX 30509, TAMPA, FL, United States, 33630 |
| Place of Formation: | NEW YORK |
| E-Mail: | CITIANNUALREPORTS@CITI.COM |
NAICS
523150 Investment Banking and Securities IntermediationThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JOHN CHIRICO | Director | 388 GREENWICH STREET, NEW YORK, NY, 10013, United States | 388 GREENWICH STREET, NEW YORK, NY, 10013, United States |
| Dina Varous | Director | 388 Greenwich St, New York, NY, 10013-2362, United States | 388 Greenwich St, New York, NY, 10013-2362, United States |
| Valentin Valderrabano | Director | 388 Greenwich St, New York, NY, 10013-2362, United States | 388 Greenwich St, New York, NY, 10013-2362, United States |
| STEPHANIE DHOUIBI | Director | 388 GREENWICH STREET, NEW YORK, NY, 10013, United States | 388 GREENWICH STREET, NEW YORK, NY, 10013, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JULIE SCHMIDT | Officer | 3800 CITIGROUP CENTER DRIVE, Tampa, FL, 33610, United States | 3800 Citigroup Center Drive,, TAMPA, FL, 33610, United States |
| Dina Varous | Officer | 388 Greenwich St, New York, NY, 10013-2362, United States | 388 Greenwich St, New York, NY, 10013-2362, United States |
| ROBERT KLEIN | Officer | 388 GREENWICH STREET, NEW YORK, NY, 10013, United States | 39 MILL BROOK RD, STAMFORD, CT, 06902, United States |
| JASON MERCADO | Officer | 388 Greenwich St, New York, NY, 10013-2362, United States | 388 Greenwich St, New York, NY, 10013-2362, United States |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | SALOMON SMITH BARNEY INC. | CITIGROUP GLOBAL MARKETS INC. | 2003-04-08 |
| Name change | PENDEX REAL ESTATE CORP. | SALOMON SMITH BARNEY INC. | 1998-10-19 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0013274538 | 2024-12-02 | - | Mass Agent Change � Address | Agent Address Change | - |
| BF-0012167273 | 2024-08-26 | - | Annual Report | Annual Report | - |
| BF-0011152808 | 2023-08-28 | - | Annual Report | Annual Report | - |
| BF-0010318653 | 2022-09-14 | - | Annual Report | Annual Report | 2022 |
| BF-0009815501 | 2021-09-22 | - | Annual Report | Annual Report | - |
| 0006979461 | 2020-09-16 | - | Annual Report | Annual Report | 2020 |
| 0006637904 | 2019-09-05 | - | Annual Report | Annual Report | 2019 |
| 0006243264 | 2018-09-07 | - | Annual Report | Annual Report | 2018 |
| 0005916966 | 2017-08-29 | - | Annual Report | Annual Report | 2017 |
| 0005620757 | 2016-08-04 | - | Annual Report | Annual Report | 2016 |
This table presents a concise summary of a company's liens and debts, detailing essential information such as the lien type, debt amount, associated parties, and current status of each financial obligation.
| Subsequent Filing No | Status | Type | Filing Date | Lapse Date | Filing Type | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 0005259403 | Active | OFS | 2024-12-24 | 2029-12-24 | ORIG FIN STMT | |||||||||||||
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| Name | XANTIUM PARTNERS L.P. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | TUDOR SYSTEMS INCUBATION L.P. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | VERITION MULTI-STRATEGY MASTER FUND LTD. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | TUDOR TRADING VII L.P. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | TUDOR TRADING I L.P. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | BRIDGEWATER ALL WEATHER PORTFOLIO TRADING III, LTD. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | BRIDGEWATER ALL WEATHER EURO FUND LIMITED |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | BRIDGEWATER PURE ALPHA EURO FUND, LTD. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | BRIDGEWATER TAILORED ALL WEATHER FUND, L.P. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
Parties
| Name | BRIDGEWATER SPECIAL OPPORTUNITIES FUND TRADING COMPANY, LTD. |
| Role | Debtor |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Secured Party |
This table provides a snapshot of property information, including key details such as the property address, owner, assessed value, recent sales history (if available), and notable features.
| Town | Location | MBLU | Size | PID | url | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Milford | 33 FORAN RD #16 | 48/713/7A16// | - | 12164 | Source Link | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Name | SMITH PAUL |
| Sale Date | 2009-07-31 |
| Sale Price | $144,000 |
| Name | PUCCI MARK |
| Sale Date | 2009-04-09 |
| Sale Price | $95,000 |
| Name | CITI PROPERTY HOLDINGS, INC. |
| Sale Date | 2008-07-28 |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Sale Date | 2008-06-10 |
| Name | WILLIAMS ANDREY |
| Sale Date | 2006-09-20 |
| Sale Price | $140,000 |
| Acct Number | 20000117 |
| Assessment Value | $127,750 |
| Appraisal Value | $182,500 |
| Land Use Description | Single Family |
| Zone | T |
| Neighborhood | 105 |
| Land Assessed Value | $47,180 |
| Land Appraised Value | $67,400 |
Parties
| Name | RUMBLE ORANDY |
| Sale Date | 2018-11-30 |
| Sale Price | $130,000 |
| Name | CROWNED EAGLE LLC |
| Sale Date | 2018-03-20 |
| Sale Price | $60,000 |
| Name | HOUSING + URBAN DEVELOPMENT |
| Sale Date | 2017-12-12 |
| Name | CONNECTICUT HOUSING |
| Sale Date | 2017-10-26 |
| Sale Price | $78,758 |
| Name | CANCEL HENRY + |
| Sale Date | 2010-02-23 |
| Sale Price | $67,000 |
| Name | CT REAL ESTATE LLC |
| Sale Date | 2010-02-10 |
| Name | SPRAY ML LLC |
| Sale Date | 2008-11-24 |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Sale Date | 2008-09-18 |
| Name | TORRES MARIA C |
| Sale Date | 2005-01-31 |
| Sale Price | $100,000 |
| Name | MCNAMARA SAUNDRA M |
| Sale Date | 1993-07-27 |
| Name | HOUSING + URBAN DEVELOPMENT |
| Sale Date | 1992-09-17 |
| Name | CONNECTICUT HOUSING FINANCE |
| Sale Date | 1992-07-15 |
| Name | CHRISTIAN P BEAUDOIN + SHARON |
| Sale Date | 1989-12-07 |
| Name | ANDREW E SEIDL + HELEN A SEIDL |
| Sale Date | 1984-11-15 |
| Name | JOHANNA SEIDL |
| Sale Date | 1974-04-01 |
| Acct Number | 41100241 |
| Assessment Value | $135,660 |
| Appraisal Value | $193,800 |
| Land Use Description | Two Family |
| Zone | A3 |
| Neighborhood | 106 |
| Land Assessed Value | $39,690 |
| Land Appraised Value | $56,700 |
Parties
| Name | TRUONG NHAT |
| Sale Date | 2009-06-12 |
| Sale Price | $40,500 |
| Name | CITI RESIDENTIAL LENDING INC. |
| Sale Date | 2009-06-12 |
| Name | GMAC MORTGAGE CORPORATION LLC |
| Sale Date | 2008-02-27 |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Sale Date | 2008-02-21 |
| Sale Price | $180,000 |
| Name | CODERRE EUGENE |
| Sale Date | 2006-12-11 |
| Sale Price | $210,000 |
| Name | MARTORELLI GENE |
| Sale Date | 2004-11-29 |
| Sale Price | $120,000 |
| Name | GOSSELIN MATTHEW R |
| Sale Date | 2004-04-13 |
| Sale Price | $76,000 |
| Name | WESTERMAN BARBARA ET AL |
| Sale Date | 2004-04-13 |
| Name | WESTERMAN BARBARA ET AL |
| Sale Date | 2003-04-29 |
| Name | MUSZYNSKI MICHAEL EST |
| Sale Date | 2002-03-13 |
| Name | MUSZYNSKI MICHAEL |
| Sale Date | 1999-10-14 |
| Name | MUSZYNSKI MICHAEL + |
| Sale Date | 1984-11-20 |
| Name | MIKE MUSZYNSKI |
| Sale Date | 1984-10-03 |
| Name | ANDREW MUSZYNSKI |
| Sale Date | 1953-11-25 |
This table provides a quick overview of court cases, including key information like the case name, case number, court, filing date, current status, and a brief summary of each case.
| Docket Number | Nature of Suit | Filing Date | Disposition | |||||||||||||||||||||||||||||||||||||||||||
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| 0700034 | Other Contract Actions | 2007-01-08 | settled | |||||||||||||||||||||||||||||||||||||||||||
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| Name | STOKES, |
| Role | Plaintiff |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Defendant |
This table contains information about court case opinions. It includes details like the case name, court, date, and summary of the court's decision.
| Package ID | Category | Cause | Nature Of Suit | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| USCOURTS-ctd-3_07-cv-01599 | Judicial Publications | - | Securities, Commodities, Exchange | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Name | JMP SECURITIES LLC |
| Role | Defendant |
| Name | Taunus Corp. |
| Role | Defendant |
| Name | WELLS FARGO SECURITIES, LLC |
| Role | Defendant |
| Name | Wachovia Corp. |
| Role | Defendant |
| Name | Ray Wirta |
| Role | Defendant |
| Name | Philip Hutchison |
| Role | Plaintiff |
| Name | Alfred Ivers |
| Role | Plaintiff |
| Name | Sheet Metal Workers Local No. 33 |
| Role | Plaintiff |
| Name | West Palm Beach Firefighters Pension Fund |
| Role | Plaintiff |
| Name | A.G. Edwards |
| Role | Defendant |
| Name | Michael Angerthal |
| Role | Defendant |
| Name | Cbre Rlty Finance Inc |
| Role | Defendant |
| Name | Citigroup Financial Products Inc. |
| Role | Defendant |
| Name | CITIGROUP GLOBAL MARKETS HOLDINGS INC. |
| Role | Defendant |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Defendant |
| Name | CITIGROUP INC. |
| Role | Defendant |
| Name | Credit Suisse |
| Role | Defendant |
| Name | CREDIT SUISSE (USA), INC. |
| Role | Defendant |
| Name | Credit Suisse Group AG |
| Role | Defendant |
| Name | Credit Suisse Holdings (USA) |
| Role | Defendant |
| Name | Credit Suisse Securities USA LLC |
| Role | Defendant |
| Name | Deutsche Bank AG |
| Role | Defendant |
| Name | DEUTSCHE BANK SECURITIES INC. |
| Role | Defendant |
| Name | Deutsche Bank U.S. Financial Markets Holding Corp. |
| Role | Defendant |
| Name | EVEREN Capital Corporation |
| Role | Defendant |
| Name | Keith Gollenberg |
| Role | Defendant |
| Name | JMP GROUP, INC. |
| Role | Defendant |
Opinions
| Opinion ID | USCOURTS-ctd-3_07-cv-01599-0 |
| Date | 2009-07-29 |
| Notes | ORDER granting 85 Motion to Dismiss. Signed by Judge Stefan R. Underhill on 7/29/09. (Hollander, A.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_07-cv-01599-1 |
| Date | 2009-07-29 |
| Notes | CORRECTED Order re 102 Order on Motion to Dismiss. Signed by Judge Stefan R. Underhill on 7/29/09. (Hollander, A.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_07-cv-01599-2 |
| Date | 2010-03-25 |
| Notes | ORDER denying 105 motion for reconsideration and motion for leave to amend. Signed by Judge Stefan R. Underhill on 03/25/2010. (Wolf, S.) |
| View | View File |
| Collection | United States Courts Opinions |
| SuDoc | JU 4.15 |
| Court Type | District |
| Court Name | United States District Court District of Connecticut |
| Circuit | 2nd |
| Office Location | New Haven |
| Case Type | civil |
Parties
| Name | Citigroup Financial Products Inc. |
| Role | Defendant |
| Name | CITIGROUP GLOBAL MARKETS HOLDINGS INC. |
| Role | Defendant |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Defendant |
| Name | CITIGROUP INC. |
| Role | Defendant |
| Name | Smith Barney/Citigroup Global Markets Inc |
| Role | Defendant |
| Name | Angela D. McAllister |
| Role | Plaintiff |
Opinions
| Opinion ID | USCOURTS-ctd-3_10-cv-01696-0 |
| Date | 2010-11-05 |
| Notes | ORDER OVERRULING 10 Objection filed by Angela D. McAllister. Signed by Judge Stefan R. Underhill on 11/5/2010. (Hungerford, A.) |
| View | View File |
| Collection | United States Courts Opinions |
| SuDoc | JU 4.15 |
| Court Type | District |
| Court Name | United States District Court District of Connecticut |
| Circuit | 2nd |
| Office Location | New Haven |
| Case Type | civil |
Parties
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Consol Defendant |
| Name | Patricia Balenzentis |
| Role | Defendant |
| Name | Brad Barber |
| Role | Defendant |
| Name | CITIGROUP INC. |
| Role | Defendant |
| Name | Robert East |
| Role | Defendant |
| Name | Michelle Green |
| Role | Defendant |
| Name | Andrew Grillo |
| Role | Defendant |
| Name | Kristen King |
| Role | Defendant |
| Name | Andrew Smith |
| Role | Defendant |
| Name | Smith Barney/Citigroup Global Markets Inc |
| Role | Defendant |
| Name | Dana Sperling |
| Role | Defendant |
| Name | Angela D. McAllister |
| Role | Plaintiff |
Opinions
| Opinion ID | USCOURTS-ctd-3_10-cv-01101-0 |
| Date | 2017-07-28 |
| Notes | ORDER denying 109 Motion for Reconsideration for the reasons set forth in the attached decision. Signed by Judge Vanessa L. Bryant on 07/27/2017. (Lee, E.) |
| View | View File |
| Collection | United States Courts Opinions |
| SuDoc | JU 4.15 |
| Court Type | District |
| Court Name | United States District Court District of Connecticut |
| Circuit | 2nd |
| Office Location | New Haven |
| Case Type | civil |
Parties
| Name | Yaacov Altman |
| Role | Consol Defendant |
| Name | Yaacov Kobi Altman |
| Role | Consol Defendant |
| Name | Dipankar Bhattacharjee |
| Role | Consol Defendant |
| Name | Maureen Cavanaugh |
| Role | Consol Defendant |
| Name | Eyal Desheh |
| Role | Consol Defendant |
| Name | Deborah Griffin |
| Role | Consol Defendant |
| Name | Allan Oberman |
| Role | Consol Defendant |
| Name | Sigurdur Olafsson |
| Role | Consol Defendant |
| Name | Yitzhak Peterburg |
| Role | Consol Defendant |
| Name | Retirement and Relief System |
| Role | Consol Defendant |
| Name | Kare Schultz |
| Role | Consol Defendant |
| Name | Teva Pharmaceutical Finance Netherlands III B.V. |
| Role | Consol Defendant |
| Name | Teva Pharmaceutical Industries Ltd. |
| Role | Consol Defendant |
| Name | Erez Vigodman |
| Role | Consol Defendant |
| Name | Shlomo Yanai |
| Role | Consol Defendant |
| Name | Alaska Permanent Fund Corporation |
| Role | Consol Plaintiff |
| Name | All Person in Teva Pharmaceutical Industries Limited Employee Stock Purchase Plan |
| Role | Consol Plaintiff |
| Name | Altshuler Shaham Mutual Funds Management LTD. |
| Role | Consol Plaintiff |
| Name | Altshuler Shaham Provident Funds and Pension LTD. |
| Role | Consol Plaintiff |
| Name | Atudot Pension Fund For Employees And Independent Workers Ltd. |
| Role | Consol Plaintiff |
| Name | BH Investments Funds |
| Role | Consol Plaintiff |
| Name | Barry Baker |
| Role | Consol Plaintiff |
| Name | Boeing Company Employee Retirement Plans Master Trust |
| Role | Consol Plaintiff |
| Name | Brahman Partners II Offshore |
| Role | Consol Plaintiff |
| Name | Brahman Partners II |
| Role | Consol Plaintiff |
| Name | Brahman Partners III |
| Role | Consol Plaintiff |
| Name | Brahman Partners IV (Cayman) |
| Role | Consol Plaintiff |
| Name | Brahman Partners IV |
| Role | Consol Plaintiff |
| Name | CREF Bond Market Account |
| Role | Consol Plaintiff |
| Name | CREF Global Equities Account |
| Role | Consol Plaintiff |
| Name | CREF Growth Account |
| Role | Consol Plaintiff |
| Name | CREF Stock Account |
| Role | Consol Plaintiff |
| Name | Clal Insurance Company Ltd. |
| Role | Consol Plaintiff |
| Name | Clal Pension And Provident Ltd. |
| Role | Consol Plaintiff |
| Name | Dept of Revenue |
| Role | Consol Plaintiff |
| Name | East 71 |
| Role | Consol Plaintiff |
| Name | Employees' Retirement System Of The City Of St. Petersburg |
| Role | Consol Plaintiff |
| Name | Excellence Gemel & Hishtalmut Ltd. |
| Role | Consol Plaintiff |
| Name | Excellence Kesem Etns |
| Role | Consol Plaintiff |
| Name | Excellence Mutual Funds |
| Role | Consol Plaintiff |
| Name | FT SOF V Holdings |
| Role | Consol Plaintiff |
| Name | Fiduciary Trust International of the South |
| Role | Consol Plaintiff |
| Name | Fir Tree Value Master Fund |
| Role | Consol Plaintiff |
| Name | Franklin Allocation VIP Fund |
| Role | Consol Plaintiff |
| Name | Franklin Balanced Fund |
| Role | Consol Plaintiff |
| Name | Franklin EAFE Developed Markets Fund |
| Role | Consol Plaintiff |
| Name | Franklin Global Fundamental Strategies Fund |
| Role | Consol Plaintiff |
| Name | Franklin Investors Securities Trust |
| Role | Consol Plaintiff |
| Name | Franklin Managed Income Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual Beacon Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual Global Discovery Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual Global Discovery VIP Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual International Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual Quest Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual Series Funds |
| Role | Consol Plaintiff |
| Name | Franklin Mutual Shares Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual Shares VIP Fund |
| Role | Consol Plaintiff |
| Name | Franklin Mutual U.S. Shares Fund |
| Role | Consol Plaintiff |
| Name | FRANKLIN RESOURCES CORP. |
| Role | Consol Plaintiff |
| Name | Franklin Templeton Asia Fund Series |
| Role | Consol Plaintiff |
| Name | Franklin Templeton Investment Funds |
| Role | Consol Plaintiff |
| Name | Franklin Templeton Investment Trust Management Co. |
| Role | Consol Plaintiff |
| Name | Franklin Templeton Investments (Asia) Limited |
| Role | Consol Plaintiff |
| Name | Franklin Templeton Investments Australia Limited |
| Role | Consol Plaintiff |
| Name | Franklin Templeton Investments Corp. |
| Role | Consol Plaintiff |
| Name | Franklin Templeton Variable Insurance Products Trust |
| Role | Consol Plaintiff |
| Name | Franklin U.S. Rising Dividends Fund |
| Role | Consol Plaintiff |
| Name | Gordel Capital Limited |
| Role | Consol Plaintiff |
| Name | Elliot Grodko |
| Role | Consol Plaintiff |
| Name | Hadassah Workers Pension Fund Ltd. |
| Role | Consol Plaintiff |
| Name | Halman Aldubi Provident and Pension Funds LTD |
| Role | Consol Plaintiff |
| Name | Harel Insurance Company Ltd. |
| Role | Consol Plaintiff |
| Name | Harel Insurance Investments & Financial Services Ltd. |
| Role | Consol Plaintiff |
| Name | Harel Pension and Provident Ltd. |
| Role | Consol Plaintiff |
| Name | Highfields Capital I LP |
| Role | Consol Plaintiff |
| Name | Highfields Capital II LP |
| Role | Consol Plaintiff |
| Name | Highfields Capital III L.P. |
| Role | Consol Plaintiff |
| Name | Robert W Huellemeier |
| Role | Consol Plaintiff |
| Name | Icic - Israel Credit Insurance Company Ltd. |
| Role | Consol Plaintiff |
| Name | Internationale Kapitalanlagegesellschaft mbH |
| Role | Consol Plaintiff |
| Name | Israeli Shares Partnership |
| Role | Consol Plaintiff |
| Name | Keren Hgimlaot Hmerkazit Histadrut Central Pension Fund Ltd. |
| Role | Consol Plaintiff |
| Name | Kerren Makefet Pension And Provident Center Cooperative Society Ltd. |
| Role | Consol Plaintiff |
| Name | Anthony Leone |
| Role | Consol Plaintiff |
| Name | Meitav DS Provident Funds And Pension Ltd. |
| Role | Consol Plaintiff |
| Name | Menorah Mivtachim Insurance Ltd. |
| Role | Consol Plaintiff |
| Name | Menorah Mivtachim Pensions And Gemel Ltd. |
| Role | Consol Plaintiff |
| Name | Migdal Insurance Company LTD |
| Role | Consol Plaintiff |
| Name | Migdal Makefet Pension and Provident Funds LTD. |
| Role | Consol Plaintiff |
| Name | Migdal Mutual Funds |
| Role | Consol Plaintiff |
| Name | Mivtachim The Workers Social Insurance Fund Ltd. |
| Role | Consol Plaintiff |
| Name | Nordea Investment Management AB |
| Role | Consol Plaintiff |
| Name | OZ ELS Master Fund |
| Role | Consol Plaintiff |
| Name | OZ Enhanced Master Fund |
| Role | Consol Plaintiff |
| Name | OZ Global Equity Opportunities Master Fund |
| Role | Consol Plaintiff |
| Name | OZ Global Special Investments Master Fund |
| Role | Consol Plaintiff |
| Name | OZ Master Fund |
| Role | Consol Plaintiff |
| Name | OZ Special Funding (OZMD) |
| Role | Consol Plaintiff |
| Name | State of Oregon |
| Role | Consol Plaintiff |
| Name | Pacific Funds Series Trust |
| Role | Consol Plaintiff |
| Name | Pacific Select Fund |
| Role | Consol Plaintiff |
| Name | Phoenix Insurance Company Ltd. |
| Role | Consol Plaintiff |
| Name | Phoenix Pension Ltd. |
| Role | Consol Plaintiff |
| Name | Provident Fund of the Employees of the Hebrew University of Jerusalem LTD |
| Role | Consol Plaintiff |
| Name | Psagot Mutual Funds |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Life Growth & Income Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Life Insurance Company |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Mid-Cap Value Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Short-Term Bond Fund |
| Role | Consol Plaintiff |
| Name | Teachers Advisors LLC |
| Role | Consol Plaintiff |
| Name | Teachers Insurance and Annuity Association of America |
| Role | Consol Plaintiff |
| Name | Templeton Funds |
| Role | Consol Plaintiff |
| Name | Templeton Global (Euro) Fund |
| Role | Consol Plaintiff |
| Name | Templeton Global Balanced Fund |
| Role | Consol Plaintiff |
| Name | Templeton Global Climate Change Fund |
| Role | Consol Plaintiff |
| Name | Templeton Global Equity Income Fund |
| Role | Consol Plaintiff |
| Name | Templeton Global Equity Master Fund |
| Role | Consol Plaintiff |
| Name | Templeton Global Equity Trust |
| Role | Consol Plaintiff |
| Name | Templeton Global Fund |
| Role | Consol Plaintiff |
| Name | Templeton Global Growth Fund LTD. |
| Role | Consol Plaintiff |
| Name | Templeton Global Investment Trust |
| Role | Consol Plaintiff |
| Name | Templeton Global Opportunities Trust |
| Role | Consol Plaintiff |
| Name | Templeton Global Stock Trust |
| Role | Consol Plaintiff |
| Name | Templeton Global Trust Fund |
| Role | Consol Plaintiff |
| Name | Templeton Growth (Euro) Fund |
| Role | Consol Plaintiff |
| Name | Templeton Growth Fund II Limited |
| Role | Consol Plaintiff |
| Name | Templeton Growth Fund |
| Role | Consol Plaintiff |
| Name | Templeton Growth VIP Fund |
| Role | Consol Plaintiff |
| Name | Templeton International Equity Fund |
| Role | Consol Plaintiff |
| Name | Templeton International Stock Fund |
| Role | Consol Plaintiff |
| Name | Templeton Select Global Equity Fund |
| Role | Consol Plaintiff |
| Name | Templeton World Fund |
| Role | Consol Plaintiff |
| Name | Yozma Pension Fund of Self Employed LTD |
| Role | Consol Plaintiff |
| Name | Roger Abravanel |
| Role | Defendant |
| Name | Yaacov Altman |
| Role | Defendant |
| Name | BBVA Securities |
| Role | Defendant |
| Name | BNP Paribas Securities Corp. |
| Role | Defendant |
| Name | Bank of China Limited London Branch |
| Role | Defendant |
| Name | Bank of China Ltd |
| Role | Defendant |
| Name | BARCLAYS CAPITAL INC. |
| Role | Defendant |
| Name | Sol J. Barer |
| Role | Defendant |
| Name | Arie S. Belldegrun |
| Role | Defendant |
| Name | Dipankar Bhattacharjee |
| Role | Defendant |
| Name | Maureen Cavanaugh |
| Role | Defendant |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Defendant |
| Name | Commerz Markets LLC |
| Role | Defendant |
| Name | Rosemary A. Crane |
| Role | Defendant |
| Name | Credit Suisse Securities USA LLC |
| Role | Defendant |
| Name | Eyal Desheh |
| Role | Defendant |
| Name | Amir Elstein |
| Role | Defendant |
| Name | Deborah Griffin |
| Role | Defendant |
| Name | HSBC SECURITIES (USA) INC. |
| Role | Defendant |
| Name | Jean-Michel Halfon |
| Role | Defendant |
| Name | Kesselman & Kesselman |
| Role | Defendant |
| Name | Robert Koremans |
| Role | Defendant |
| Name | Gerald M. Lieberman |
| Role | Defendant |
| Name | Lloyds Securities |
| Role | Defendant |
| Name | MUFG Securities Americas Inc. |
| Role | Defendant |
| Name | Galia Maor |
| Role | Defendant |
| Name | Michael McClellan |
| Role | Defendant |
| Name | MERRILL LYNCH & CO., INC. |
| Role | Defendant |
| Name | MIZUHO SECURITIES USA LLC |
| Role | Defendant |
| Name | Morgan Stanley & Co. LLC |
| Role | Defendant |
| Name | John Nason |
| Role | Defendant |
| Name | Gianfranco Nazzi |
| Role | Defendant |
| Name | Joseph Nitzani |
| Role | Defendant |
| Name | Allan Oberman |
| Role | Defendant |
| Name | Sigurdur Olafsson |
| Role | Defendant |
| Name | PNC Capital Markets LLC |
| Role | Defendant |
| Name | Yitzhak Peterburg |
| Role | Defendant |
| Name | Pierce |
| Role | Defendant |
| Name | RBC Capital Markets |
| Role | Defendant |
| Name | SMBC Nikko Securities America |
| Role | Defendant |
| Name | Kare Schultz |
| Role | Defendant |
| Name | Scotia Capital (USA) Inc. |
| Role | Defendant |
| Name | Ory Shneur Slonim |
| Role | Defendant |
| Name | Gabrielle Greene Sulzberger |
| Role | Defendant |
| Name | Teva Finance Netherlands III |
| Role | Defendant |
| Name | Teva Pharmaceutical Industries Ltd. |
| Role | Defendant |
| Name | Brahman Partners IV |
| Role | Interested Party |
| Name | East 71 |
| Role | Interested Party |
| Name | Employees' Retirement System Of The City Of St. Petersburg |
| Role | Interested Party |
| Name | HMG Global Initiative Inc. |
| Role | Intervenor |
| Name | United States of America |
| Role | Intervenor |
| Name | California State Teachers' Retirement System |
| Role | Intervenor Plaintiff |
| Name | Certain funds and accounts managed by TIAA-CREF Investment Management LLC and Teachers Advisors LLC |
| Role | Intervenor Plaintiff |
| Name | State of Wisconsin Investment Board |
| Role | Intervenor Plaintiff |
| Name | TIAA-CREF Investment Management LLC |
| Role | Intervenor Plaintiff |
| Name | TIAA-CREF Investment Management LLC on behalf of certain of its managed funds and accounts |
| Role | Intervenor Plaintiff |
| Name | Teachers Advisors LLC |
| Role | Intervenor Plaintiff |
| Name | Teachers Advisors LLC on behalf of certain of its managed funds and accounts |
| Role | Intervenor Plaintiff |
| Name | Psagot Provident Funds & Pension Ltd. |
| Role | Consol Plaintiff |
| Name | Kobi Altman |
| Role | Consol Defendant |
| Name | Public School Teachers Pension and Retirement System of Chicago |
| Role | Consol Plaintiff |
| Name | Schwab Capital Trust |
| Role | Consol Plaintiff |
| Name | Schwab Strategic Trust |
| Role | Consol Plaintiff |
| Name | Sierra/Templeton International Equity Trust |
| Role | Consol Plaintiff |
| Name | State of Wisconsin Investment Board |
| Role | Consol Plaintiff |
| Name | Stichting PGGM Depositary |
| Role | Consol Plaintiff |
| Name | Stichting Pensioenfonds Zorg En Welzijn |
| Role | Consol Plaintiff |
| Name | TIAA Global Public Investments LLC |
| Role | Consol Plaintiff |
| Name | TIAA Stable Value Account |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Bond Index Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Core Bond Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Core Plus Bond Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Emerging Markets Debt Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Growth & Income Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF International Bond Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF International Equity Index Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF International Opportunities Fund |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Investment Management LLC |
| Role | Consol Plaintiff |
| Name | TIAA-CREF Life Core Bond Fund |
| Role | Consol Plaintiff |
| Name | TD Securities (USA) LLC |
| Role | Defendant |
| Name | Teva Pharmaceuticals Finance Netherlands III B.V. |
| Role | Defendant |
| Name | Teva Pharmaceuticals USA |
| Role | Defendant |
| Name | Erez Vigodman |
| Role | Defendant |
| Name | David Vrhovec |
| Role | Defendant |
| Name | BH Investments Funds |
| Role | Interested Party |
| Name | Brahman Partners II Offshore |
| Role | Interested Party |
| Name | Brahman Partners II |
| Role | Interested Party |
| Name | Brahman Partners III |
| Role | Interested Party |
| Name | Brahman Partners IV (Cayman) |
| Role | Interested Party |
| Name | Beatrice M. Akers |
| Role | Movant |
| Name | Yael Amsellem |
| Role | Movant |
| Name | Barry Baker |
| Role | Movant |
| Name | Andrew Blumenthal |
| Role | Movant |
| Name | Danielle Blumenthal |
| Role | Movant |
| Name | Robert Brosnan |
| Role | Movant |
| Name | Abraham Cohen |
| Role | Movant |
| Name | Ezra Erani |
| Role | Movant |
| Name | Ramon Geraldino |
| Role | Movant |
| Name | HMG Global Initiative Inc. |
| Role | Movant |
| Name | Paul Huang |
| Role | Movant |
| Name | Dan Kleinerman |
| Role | Movant |
| Name | Grace Lo |
| Role | Movant |
| Name | Jonathan Lo |
| Role | Movant |
| Name | David Magana |
| Role | Movant |
| Name | Oregon Public Employees Retirement System |
| Role | Movant |
| Name | Public School Teachers Pension and Retirement System of Chicago |
| Role | Movant |
| Name | City of Roseville Employees' Retirement System |
| Role | Movant |
| Name | Mason Slaine |
| Role | Movant |
| Name | TIAA |
| Role | Movant |
| Name | Teva Investor Group |
| Role | Movant |
| Name | Vincent Della Volpe |
| Role | Movant |
| Name | Waterford Township Police and Fire Retirement System |
| Role | Movant |
| Name | Wayne County Employees' Retirement System |
| Role | Movant |
| Name | Anchorage Police & Fire Retirement System |
| Role | Plaintiff |
| Name | Amram Galmi |
| Role | Plaintiff |
| Name | Ontario Teachers' Pension Plan Board |
| Role | Plaintiff |
Opinions
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-0 |
| Date | 2019-09-25 |
| Notes | ORDER denying in substantial part and granting in part 238 Motion to Dismiss; and denying in substantial part and granting in part 239 Motion to Dismiss. The motions are granted with respect to the plaintiffs allegations stemming from the defendants failure to disclose subpoenas. Granting 240 Motion to Dismiss. The Clerk is directed to terminate Cavanaugh and Oberman as defendants to this case. Signed by Judge Stefan R Underhill on 9/25/2019. (Kaas, E.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-1 |
| Date | 2019-11-18 |
| Notes | ORDER. Civil Case Management Order. Signed by Judge Stefan R. Underhill on 11/18/19. (Rosenberg, J.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-2 |
| Date | 2021-01-22 |
| Notes | ORDER granting 449 Defendants' motion to dismiss on repose grounds and denying 450 Defendants' motion to dismiss Israeli law claims. Signed by Judge Stefan R. Underhill on 01/22/2021. (Attachments: # (1) Appendix A) (Rosenberg, J.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-4 |
| Date | 2021-03-09 |
| Notes | ORDER granting 419 the Plaintiffs' motion for class certification and denying 678 the Defendants' Daubert motion. Signed by Judge Stefan R. Underhill on 03/09/2021. (Rosenberg, J.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-3 |
| Date | 2021-03-09 |
| Notes | ORDER. Signed by Judge Stefan R. Underhill on 03/09/2021. (Rosenberg, J.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-5 |
| Date | 2021-03-30 |
| Notes | ORDER denying 707 certain direct action plaintiffs' motion for reconsideration, or, in the alternative, certification for interlocutory appeal. Signed by Judge Stefan R. Underhill on 03/30/2021. (Rosenberg, J.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-6 |
| Date | 2021-06-22 |
| Notes | liver, T.)MANDATE Granting the motion for leave to file a reply but Denying the Petition re 736 Order on Motion to Certify Class, Order on Motion to Strike Signed by Clerk on 6/22/2021. (O |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-7 |
| Date | 2022-06-02 |
| Notes | ORDER: For the reasons set forth on the record during today's fairness hearing, I grant 951 Lead Counsel's Motion for Awards of Attorneys' Fees, Litigation Expenses, and Awards to Class Representatives. Signed by Judge Stefan R. Underhill on 6/2/2022. (Guerrier, C.) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-00558-8 |
| Date | 2023-05-01 |
| Notes | ) claims. Any amended complaint shall be filed within 45 days of this Order. Signed by Judge Stefan R. Underhill on 5/1/2023. (Guerrier, C.)ORDER: For the reasons set forth in the attached order, the Defendants' motions to dismiss the Direct Actions are granted in part, and denied in part. Specifically: (1) The Defendants' Motion to Dismiss on Pleading and Other Grounds 784 is granted in part and denied in part; (2) The Defendants' Motion to Dismiss New Claims and Claims Against New Defendants 786 is granted in part and denied in part; and (3) The Defendants' Motion to Dismiss State and Common Law Claims 787 is granted. In addition, I grant the Pacific, Harel, and Phoenix Plaintiffs leave to amend their complaints only to restate causes of action relating to: (1) claims based on the 2020 Notes; and (2) Section 12(a |
| View | View File |
| Collection | United States Courts Opinions |
| SuDoc | JU 4.15 |
| Court Type | District |
| Court Name | United States District Court District of Connecticut |
| Circuit | 2nd |
| Office Location | New Haven |
| Case Type | civil |
Parties
| Name | BARCLAYS CAPITAL INC. |
| Role | Consol Defendant |
| Name | Peter C.B. Bynoe |
| Role | Consol Defendant |
| Name | CITIGROUP GLOBAL MARKETS INC. |
| Role | Consol Defendant |
| Name | Credit Suisse Securities USA LLC |
| Role | Consol Defendant |
| Name | Donald Daniels |
| Role | Consol Defendant |
| Name | DEUTSCHE BANK SECURITIES INC. |
| Role | Consol Defendant |
| Name | Diana S. Ferguson |
| Role | Consol Defendant |
| Name | John Gianukakis |
| Role | Consol Defendant |
| Name | Goldman |
| Role | Consol Defendant |
| Name | J.P. Morgan Securities LLC |
| Role | Consol Defendant |
| Name | Daniel McCarthy |
| Role | Consol Defendant |
| Name | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| Role | Consol Defendant |
| Name | MIZUHO SECURITIES USA LLC |
| Role | Consol Defendant |
| Name | Morgan Stanley & Co. LLC |
| Role | Consol Defendant |
| Name | Pierce |
| Role | Consol Defendant |
| Name | Pamela D.A. Reeve |
| Role | Consol Defendant |
| Name | Virginia P. Ruesterholz |
| Role | Consol Defendant |
| Name | Howard L. Schrott |
| Role | Consol Defendant |
| Name | Mark Shapiro |
| Role | Consol Defendant |
| Name | UBS SECURITIES LLC |
| Role | Consol Defendant |
| Name | Myron A. Wick III |
| Role | Consol Defendant |
| Name | Lisa R. Morrow |
| Role | Consol Plaintiff |
| Name | Larisa Rosenberg |
| Role | Consol Plaintiff |
| Name | Larraine D. Segil |
| Role | Consol Plaintiff |
| Name | St. Lucie County Fire District Firefighters' Pension Trust Fund |
| Role | Consol Plaintiff |
| Name | Donald W. Daniels |
| Role | Defendant |
| Name | Edward Fraioli |
| Role | Defendant |
| Name | Frontier Communications Corporation |
| Role | Defendant |
| Name | John M. Jureller |
| Role | Defendant |
| Name | Ralph Perley McBride |
| Role | Defendant |
| Name | Daniel J. McCarthy |
| Role | Defendant |
| Name | ATM Four |
| Role | Movant |
| Name | Arkansas Teacher Retirement System |
| Role | Movant |
| Name | Scott Bugbee |
| Role | Movant |
| Name | Kevin Demet |
| Role | Movant |
| Name | Mary Jane M. Demet |
| Role | Movant |
| Name | Stephen Doo |
| Role | Movant |
| Name | JOHN DUBOIS & INCORPORATED |
| Role | Movant |
| Name | Raymond East |
| Role | Movant |
| Name | Michael Holub |
| Role | Movant |
| Name | Edward Hopkins |
| Role | Movant |
| Name | Carlos Lagomarsino |
| Role | Movant |
| Name | Anthony Lattarulo |
| Role | Movant |
| Name | Richard Linke |
| Role | Movant |
| Name | Danny Raff |
| Role | Movant |
| Name | Orah Raff |
| Role | Movant |
| Name | Sam Raff |
| Role | Movant |
| Name | Russell Smith |
| Role | Movant |
| Name | Wayne County Employees' Retirement System |
| Role | Movant |
| Name | Chris Bray |
| Role | Plaintiff |
| Name | Gene R. Wills |
| Role | Plaintiff |
| Name | Leroy T. Barnes Jr. |
| Role | Consol Defendant |
| Name | MERRILL LYNCH & CO., INC. |
| Role | Consol Defendant |
| Name | Mary Agnes Wilderotter |
| Role | Consol Defendant |
| Name | Frontier Communications |
| Role | In Re |
| Name | Francis L. Ingram |
| Role | Movant |
Opinions
| Opinion ID | USCOURTS-ctd-3_17-cv-01617-0 |
| Date | 2019-03-08 |
| Notes | ORDER granting 143 Motion to Dismiss; granting 146 Motion to Dismiss. Signed by Judge Victor A. Bolden on 03/08/19. (Ryan, Sarah) |
| View | View File |
| Opinion ID | USCOURTS-ctd-3_17-cv-01617-1 |
| Date | 2020-03-24 |
| Notes | ORDER denying 167 Motion to Amend/Correct with prejudice.The Clerk of the Court is respectfully directed to close this case.Signed by Judge Victor A. Bolden on 3/24/20. (Leon, Noel) |
| View | View File |
Sources: Company Profile on Connecticut's Official State Website
* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information