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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Company Details

Entity Name: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 02 Jan 1959
Business ALEI: 0094003
Annual report due: 02 Jan 2026
NAICS code: 523150 - Investment Banking and Securities Intermediation
Business address: One Bryant Park, New York, NY, 10036, United States
Mailing address: One Bryant Park, New York, NY, United States, 10036
Place of Formation: DELAWARE
E-Mail: bofa.us.registrations@bofa.com

Agent

Name Role
C T CORPORATION SYSTEM Agent

Officer

Name Role Business address Residence address
Frank Racaniello Officer One Bryant Park, New York, NY, 10036, United States 555 California Street, 11th Floor, San Francisco, CA, 94104, United States
Nathan A. Barth Officer One Bryant Park, New York, NY, 10036, United States 555 California Street, 11th Floor, San Francisco, CA, 94104, United States
Andrew S. Margolin Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
David C. Heaton Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Elizabeth A. Pryor Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Samantha J. Leventhal Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Manami Ishii Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Joseph A. Guardino Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Faruqe Alam Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Eric Schimpf Officer One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States

Director

Name Role Business address Residence address
Eric Schimpf Director One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Lorna R. Sabbia Director One Bryant Park, New York, NY, 10036, United States ONE BRYANT PARK, NEW YORK, NY, 10036, United States
Matthew T. Gellene Director One Bryant Park, New York, NY, 10036, United States One Bryant Park, New York, NY, 10036, United States
Lindsay DeNardo Hans Director One Bryant Park, New York, NY, 10036, United States One Bryant Park, New York, NY, 10036, United States
Nancy Fahmy Director One Bryant Park, New York, NY, 10036, United States One Bryant Park, New York, NY, 10036, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012904829 2024-12-03 No data Annual Report Annual Report No data
BF-0013273357 2024-12-02 No data Mass Agent Change � Address Agent Address Change No data
BF-0012044644 2023-12-07 No data Annual Report Annual Report No data
BF-0011076206 2022-12-09 No data Annual Report Annual Report No data
BF-0010172976 2022-01-07 No data Annual Report Annual Report 2022
0007050516 2021-01-04 No data Annual Report Annual Report 2021
0006734831 2020-01-29 No data Annual Report Annual Report 2020
0006304515 2019-01-03 No data Annual Report Annual Report 2019
0005987424 2017-12-19 No data Annual Report Annual Report 2018
0005730841 2017-01-05 No data Annual Report Annual Report 2017

Related by officers

Frank Racaniello

BAL INVESTMENT & ADVISORY, LLC MERRILL LYNCH LIFE AGENCY INC. BANC OF AMERICA LEASING & CAPITAL, LLC FLEET DEVELOPMENT VENTURES L.L.C. BANC OF AMERICA INSURANCE SERVICES, INC. MERRILL LYNCH COMMODITIES, INC. MERRILL LYNCH MORTGAGE LENDING, INC. BANC OF AMERICA PUBLIC CAPITAL CORP BOFA MERRILL LYNCH ASSET HOLDINGS, INC. BOFA SECURITIES, INC.

Nathan A. Barth

BAL INVESTMENT & ADVISORY, LLC BAL INVESTMENT & ADVISORY, INC. MERRILL LYNCH LIFE AGENCY INC. MERRILL LYNCH PROFESSIONAL CLEARING CORP. COUNTRYWIDE HOME LOANS, INC. BANC OF AMERICA LEASING & CAPITAL, LLC FLEET DEVELOPMENT VENTURES L.L.C. BANC OF AMERICA INSURANCE SERVICES, INC. MERRILL LYNCH COMMODITIES, INC. MERRILL LYNCH MORTGAGE LENDING, INC.

Andrew S. Margolin

BOFA SECURITIES, INC.

Elizabeth A. Pryor

FLEET DEVELOPMENT VENTURES L.L.C. BOFA SECURITIES, INC.

Manami Ishii

MERRILL LYNCH PROFESSIONAL CLEARING CORP. MERRILL LYNCH COMMODITIES, INC. BOFA SECURITIES, INC.

Joseph A. Guardino

MERRILL LYNCH PROFESSIONAL CLEARING CORP. BOFA SECURITIES, INC.

Faruqe Alam

MERRILL LYNCH PROFESSIONAL CLEARING CORP. BOFA SECURITIES, INC.

Colleen O. Johnson

MERRILL LYNCH PROFESSIONAL CLEARING CORP. BOFA SECURITIES, INC.

Christine M. Costamagna

BAL INVESTMENT & ADVISORY, LLC BAL INVESTMENT & ADVISORY, INC. MERRILL LYNCH LIFE AGENCY INC. COUNTRYWIDE HOME LOANS, INC. BANC OF AMERICA LEASING & CAPITAL, LLC BANC OF AMERICA INSURANCE SERVICES, INC. MERRILL LYNCH COMMODITIES, INC. MERRILL LYNCH MORTGAGE LENDING, INC. BANC OF AMERICA PUBLIC CAPITAL CORP BOFA MERRILL LYNCH ASSET HOLDINGS, INC.

Michael Karam

Daisy Wilder, LLC

Related by address

One Bryant Park, New York, NY, 10036, United States

FLEET DEVELOPMENT VENTURES L.L.C. MERRILL LYNCH MORTGAGE LENDING, INC. BOFA SECURITIES, INC.

One Bryant Park, New York, NY, United States, 10036

FLEET DEVELOPMENT VENTURES L.L.C. MERRILL LYNCH MORTGAGE LENDING, INC. BOFA SECURITIES, INC.

Date of last update: 13 Jan 2025

Sources: Connecticut's Official State Website

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