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SHEARMAN, RALSTON INC.

Branch

Company Details

Entity Name: SHEARMAN, RALSTON INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 18 Dec 2024
Branch of: SHEARMAN, RALSTON INC., NEW YORK (Company Number 412550)
Business ALEI: 3119274
Annual report due: 18 Dec 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 333 Greenwich Ave, Greenwich, CT, 06830, United States
Mailing address: 333 Greenwich Ave, Greenwich, CT, United States, 06830
ZIP code: 06830
County: Fairfield
Place of Formation: NEW YORK
E-Mail: group@shearmanralston.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SHEARMAN RALSTON PROFIT SHARING PLAN 2015 132869852 2017-01-03 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVE, GREENWICH, CT, 068306505

Signature of

Role Plan administrator
Date 2017-01-03
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN RALSTON PENSION PLAN 2015 132869852 2017-01-03 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVE, GREENWICH, CT, 068306505

Signature of

Role Plan administrator
Date 2017-01-03
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PENSION PLAN 2014 132869852 2016-04-11 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PROFIT SHARING PLAN 2014 132869852 2016-04-11 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PROFIT SHARING PLAN 2013 132869852 2015-05-07 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PENSION PLAN 2013 132869852 2015-05-07 SHEARMAN,RALSTON INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PENSION PLAN 2012 132869852 2014-03-27 SHEARMAN, RALSTON INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2014-03-27
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PROFIT SHARING PLAN 2012 132869852 2014-03-27 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of

Role Plan administrator
Date 2014-03-27
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Phone E-Mail Residence address
Caren Brutten Agent 18 Wooddale Road, Greenwich, CT, 06830, United States +1 203-644-3168 csbwooddale@gmail.com 18 Wooddale Road, Greenwich, CT, 06830, United States

Officer

Name Role Business address Residence address
Dan Sullivan Officer 333 Greenwich Ave, Greenwich, CT, 06830, United States 184-186 Homestead Ave, Hartford, CT, 06112, United States
Douglas Ralston Officer 333 Greenwich Ave, Greenwich, CT, 06830, United States 18 Wooddale Road, Greenwich, CT, 06830, United States
Nathaniel Ralston Officer 333 Greenwich Ave, Greenwich, CT, 06830, United States 210 West 101st street, 15F, New York, NY, 10025, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0013254352 2024-12-18 No data Business Registration Certificate of Authority No data

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website