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Freedom Investment Management, Inc

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Company Details

Entity Name: Freedom Investment Management, Inc
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 02 Oct 2023
Branch of: Freedom Investment Management, Inc, ILLINOIS (Company Number CORP_62637498)
Business ALEI: 2867386
Annual report due: 02 Oct 2025
Business address: 100 Constitution Plz Fl 7, Hartford, CT, 06103, United States
Mailing address: 100 Constitution Plz Fl 7, Hartford, CT, United States, 06103
ZIP code: 06103
County: Hartford
Place of Formation: ILLINOIS
E-Mail: complianceteam@cogencyglobal.com

Industry & Business Activity

NAICS

523940 Portfolio Management and Investment Advice

This industry comprises establishments primarily engaged in managing the portfolio assets (i.e., funds) of others on a fee or commission basis and/or providing customized investment advice to clients on a fee basis. Establishments providing portfolio management have the authority to make investment decisions, and they derive fees based on the size and/or overall performance of the portfolio. Establishments providing investment advice provide financial planning advice and investment counseling to meet the goals and needs of specific clients, but do not have the authority to execute trades. Learn more at the U.S. Census Bureau

Officer

Name Role Business address Residence address
Freedom Advisors Group Intermediate Holdings, LLC Officer 100 Constitution Plz Fl 7, Hartford, CT, 06103, United States 100 Constitution Plz Fl 7, Hartford, CT, 06103, United States

Director

Name Role Business address Residence address
Freedom Advisors Group Intermediate Holdings, LLC Director 100 Constitution Plz Fl 7, Hartford, CT, 06103, United States 100 Constitution Plz Fl 7, Hartford, CT, 06103, United States

Agent

Name Role
COGENCY GLOBAL INC. Agent

Form 5500 Series

Employer Identification Number (EIN):
680540584
Plan Year:
2023
Number Of Participants:
60
Sponsors Telephone Number:

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012457520 2024-09-06 - Annual Report Annual Report -
BF-0012005805 2023-10-02 2023-10-02 Business Registration Certificate of Authority -

Trademarks

Serial Number:
98402944
Mark:
LEE ADAPTIVE
Status:
REPORT COMPLETED SUSPENSION CHECK - CASE STILL SUSPENDED
Mark Type:
SERVICE MARK
Application Filing Date:
2024-02-13
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
LEE ADAPTIVE

Goods And Services

For:
Financial services, namely, providing a suite of proprietary model investment portfolios; financial portfolio management
First Use:
2016-05-24
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
88609615
Mark:
INVEST WELL. SLEEP WELL.
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2019-09-09
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
INVEST WELL. SLEEP WELL.

Goods And Services

For:
Financial advisory and consultancy services, namely, providing financial investment and management strategies for advisors and investors
First Use:
2019-05-09
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
85321560
Mark:
EQIS
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2011-05-16
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
EQIS

Goods And Services

For:
Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments
First Use:
2010-07-26
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
98402945
Mark:
EQIS MODELS
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2024-02-13
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
EQIS MODELS

Goods And Services

For:
Financial services, namely, providing a suite of proprietary model investment portfolios; financial portfolio management
First Use:
2017-01-01
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
98165390
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2023-09-05
Mark Drawing Type:
Illustration: Drawing or design without any word(s)/letter(s)/number(s)

Goods And Services

For:
Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments
First Use:
2023-10-02
International Classes:
036 - Primary Class
Class Status:
Active

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Sources: Company Profile on Connecticut's Official State Website

* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information