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  5. RIVER VALLEY WEALTH MANAGEMENT, LLC

RIVER VALLEY WEALTH MANAGEMENT, LLC

Company Details

Entity Name: RIVER VALLEY WEALTH MANAGEMENT, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Dissolved
Date Formed: 09 May 2017
Date of dissolution: 09 May 2017
Business ALEI: 1238698
Business address: 99 EAST RIVER DRIVE, EAST HARTFORD, CT, 06108
ZIP code: 06108
County: Hartford
Place of Formation: CONNECTICUT
E-Mail: RICHARD.J.VOGLER@AMPF.COM

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RIVER VALLEY WEALTH MANAGEMENT 401(K) PLAN 2023 134242077 2024-09-19 RIVER VALLEY WEALTH MANAGEMENT 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 8602919158
Plan sponsor’s address 99 EAST RIVER DRIVE 8TH FLOOR, EAST HARTFORD, CT, 06108

Signature of
Role Plan administrator
Date 2024-09-19
Name of individual signing RICHARD VOGLER
Valid signature Filed with authorized/valid electronic signature
RIVER VALLEY WEALTH MANAGEMENT 401(K) PLAN 2022 134242077 2023-07-03 RIVER VALLEY WEALTH MANAGEMENT 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 8602919158
Plan sponsor’s address 99 EAST RIVER DRIVE 8TH FLOOR, EAST HARTFORD, CT, 06108
RIVER VALLEY WEALTH MANAGEMENT 401(K) PLAN 2021 134242077 2022-09-27 RIVER VALLEY WEALTH MANAGEMENT 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 8602919158
Plan sponsor’s address 99 EAST RIVER DRIVE 8TH FLOOR, EAST HARTFORD, CT, 06108
RIVER VALLEY WEALTH MANAGEMENT 401(K) PLAN 2020 134242077 2021-09-14 RIVER VALLEY WEALTH MANAGEMENT 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 8602919158
Plan sponsor’s address 99 EAST RIVER DRIVE 8TH FLOOR, EAST HARTFORD, CT, 06108

Signature of
Role Plan administrator
Date 2021-09-13
Name of individual signing RICHARD VOGLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-09-13
Name of individual signing RICHARD VOGLER
Valid signature Filed with authorized/valid electronic signature
RIVER VALLEY WEALTH MANAGEMENT 401(K) PLAN 2019 134242077 2020-04-21 RIVER VALLEY WEALTH MANAGEMENT 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 8602919158
Plan sponsor’s address 99 EAST RIVER DRIVE 8TH FLOOR, EAST HARTFORD, CT, 06108

Signature of
Role Plan administrator
Date 2020-04-20
Name of individual signing RICHARD VOGLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-04-20
Name of individual signing RICHARD VOGLER
Valid signature Filed with authorized/valid electronic signature
RIVER VALLEY WEALTH MANAGEMENT 401(K) PLAN 2018 134242077 2019-09-27 RIVER VALLEY WEALTH MANAGEMENT 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 8602919158
Plan sponsor’s address 99 EAST RIVER DRIVE 8TH FLOOR, EAST HARTFORD, CT, 06108

Signature of
Role Plan administrator
Date 2019-09-27
Name of individual signing RICHARD J. VOGLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-09-27
Name of individual signing RICHARD J. VOGLER
Valid signature Filed with authorized/valid electronic signature
RIVER VALLEY WEALTH MANAGEMENT 401(K) PLAN 2017 134242077 2018-09-20 RIVER VALLEY WEALTH MANAGEMENT 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 8602919158
Plan sponsor’s address 99 EAST RIVER DRIVE 8TH FLOOR, EAST HARTFORD, CT, 06108

Signature of
Role Plan administrator
Date 2018-09-20
Name of individual signing RICHARD J VOGLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-09-20
Name of individual signing RICHARD J VOGLER
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Residence address
RICHARD J. VOGLER Agent 99 EAST RIVER DRIVE, EAST HARTFORD, CT, 06108, United States 76 WEST MEATH LANE, UNIONVILLE, CT, 06085, United States

Officer

Name Role Business address Residence address
RICHARD J. VOGLER Officer 99 EAST RIVER DRIVE, EAST HARTFORD, CT, 06108, United States 76 WEST MEATH LANE, UNIONVILLE, CT, 06085, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
0005855686 2017-05-23 2017-05-09 Dissolution Certificate of Dissolution No data
0005840951 2017-05-09 2017-05-09 Business Formation Certificate of Organization No data

Related by officers

RICHARD J. VOGLER

RISING TIDES RE LLC

Related by address

99 EAST RIVER DRIVE, EAST HARTFORD, CT, 06108

SCHILBERG INTEGRATED METALS CORP. COLLEGIATE BUDGET SOLUTIONS, LLC

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website

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