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STEVENS GROUP FINANCIAL SERVICES LLC

Company Details

Entity Name: STEVENS GROUP FINANCIAL SERVICES LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 19 Aug 2016
Business ALEI: 1215024
Annual report due: 31 Mar 2025
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 2319 WHITNEY AVE, SUITE 3D, HAMDEN, CT, 06518, United States
Mailing address: 2319 WHITNEY AVE, SUITE 3D, HAMDEN, CT, United States, 06518
ZIP code: 06518
County: New Haven
Place of Formation: CONNECTICUT
E-Mail: mark.d.stevens@lpl.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2023 813651279 2024-06-21 STEVENS GROUP FINANCIAL SERVICES LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Sponsor’s telephone number 2038729900
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 3D, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2024-06-21
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2022 813651279 2023-07-10 STEVENS GROUP FINANCIAL SERVICES LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Sponsor’s telephone number 2038729900
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 3D, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2023-07-10
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2021 813651279 2022-03-31 STEVENS GROUP FINANCIAL SERVICES LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Sponsor’s telephone number 2038729900
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 3D, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2022-03-31
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2020 813651279 2021-03-01 STEVENS GROUP FINANCIAL SERVICES LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Sponsor’s telephone number 2032882990
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 5A, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2021-03-01
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2019 813651279 2020-01-31 STEVENS GROUP FINANCIAL SERVICES LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Sponsor’s telephone number 2032882990
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 5A, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2020-01-31
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2018 813651279 2019-03-22 STEVENS GROUP FINANCIAL SERVICES LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Sponsor’s telephone number 2032882990
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 5A, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2019-03-22
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2017 813651279 2018-02-12 STEVENS GROUP FINANCIAL SERVICES LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Sponsor’s telephone number 2032882990
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 5A, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2018-02-12
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature
STEVENS GROUP FINANCIAL SERVICES LLC 401(K) PLAN 2016 813651279 2017-04-28 STEVENS GROUP FINANCIAL SERVICES LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-01-01
Business code 523900
Plan sponsor’s address 2319 WHITNEY AVE, SUITE 5A, HAMDEN, CT, 06518

Signature of

Role Plan administrator
Date 2017-04-28
Name of individual signing MARK D. STEVENS
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
Mark Stevens Agent 2319 Whitney Ave, Suite 3D, Hamden, CT, 06518-3509, United States 2319 Whitney Ave, Suite 3D, Hamden, CT, 06518-3509, United States +1 203-530-0158 mark.d.stevens@lpl.com 49 Viola Dr, East Hampton, CT, 06424-1684, United States

Officer

Name Role Business address Residence address
MARK STEVENS Officer 2319 WHITNEY AVE, SUITE 5A, HAMDEN, CT, 06518, United States 20 ANTHONY DRIVE, BRISTOL, CT, 06010, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012254117 2024-01-29 No data Annual Report Annual Report No data
BF-0011464235 2023-02-06 No data Annual Report Annual Report No data
BF-0010241695 2022-03-21 No data Annual Report Annual Report 2022
0007102122 2021-02-01 No data Annual Report Annual Report 2021
0006867306 2020-04-01 No data Annual Report Annual Report 2020
0006417133 2019-02-28 No data Annual Report Annual Report 2019
0006071263 2018-02-12 No data Annual Report Annual Report 2018
0006071259 2018-02-12 No data Annual Report Annual Report 2017
0005635196 2016-08-19 2016-08-19 Business Formation Certificate of Organization No data

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website