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  5. SHEARMAN, RALSTON INC.

SHEARMAN, RALSTON INC.

Branch

Company Details

Entity Name: SHEARMAN, RALSTON INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Revoked
Sub status: Admin Dissolution Initiated
Date Formed: 21 Mar 2014
Branch of: SHEARMAN, RALSTON INC., NEW YORK (Company Number 412550)
Business ALEI: 1137562
Annual report due: 21 Mar 2023
NAICS code: 523930 - Investment Advice
Business address: 333 GREENWICH AVE, GREENWICH, CT, 06830, United States
Mailing address: 333 GREENWICH AVE, GREENWICH, CT, United States, 06830
ZIP code: 06830
County: Fairfield
Place of Formation: NEW YORK
E-Mail: group@shearmanralston.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SHEARMAN RALSTON PROFIT SHARING PLAN 2015 132869852 2017-01-03 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVE, GREENWICH, CT, 068306505

Signature of
Role Plan administrator
Date 2017-01-03
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN RALSTON PENSION PLAN 2015 132869852 2017-01-03 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVE, GREENWICH, CT, 068306505

Signature of
Role Plan administrator
Date 2017-01-03
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PENSION PLAN 2014 132869852 2016-04-11 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PROFIT SHARING PLAN 2014 132869852 2016-04-11 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-04-11
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PROFIT SHARING PLAN 2013 132869852 2015-05-07 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PENSION PLAN 2013 132869852 2015-05-07 SHEARMAN,RALSTON INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2034893902
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-05-07
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PENSION PLAN 2012 132869852 2014-03-27 SHEARMAN, RALSTON INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2014-03-27
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature
SHEARMAN, RALSTON PROFIT SHARING PLAN 2012 132869852 2014-03-27 SHEARMAN, RALSTON INC. 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1980-09-15
Business code 523120
Sponsor’s telephone number 2122481160
Plan sponsor’s address 333 GREENWICH AVENUE, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2014-03-27
Name of individual signing DOUGLAS RALSTON
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Phone E-Mail Residence address
CAREN S BRUTTEN Agent 18 WOODDALE RD, GREENWICH, CT, 06830, United States +1 203-644-3168 group@shearmanralston.com 18 WOODDALE RD, GREENWICH, CT, 06830, United States

Director

Name Role Business address Residence address
DOUGLAS P RALSTON Director 333 GREENWICH AVE, GREENWICH, CT, 06830, United States 18 WOODDALE RD, GREENWICH, CT, 06830, United States
DAN SULLIVAN Director 333 GREENWICH AVE, GREENWICH, CT, 06830, United States 65 N. PLAINS INDUST RD, UNIT 2, WALLINGFORD, CT, 06492, United States

Officer

Name Role Business address Residence address
DOUGLAS P RALSTON Officer 333 GREENWICH AVE, GREENWICH, CT, 06830, United States 18 WOODDALE RD, GREENWICH, CT, 06830, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0013240097 2024-12-05 No data Administrative Dissolution Certificate of Dissolution/Revocation No data
BF-0012752814 2024-09-03 No data Administrative Dissolution Notice of Intent to Dissolve/Revoke No data
BF-0010373854 2022-03-07 No data Annual Report Annual Report 2022
0007343364 2021-05-18 No data Annual Report Annual Report 2021
0006844068 2020-03-20 No data Annual Report Annual Report 2020
0006428735 2019-03-06 No data Annual Report Annual Report 2019
0006164029 2018-04-17 No data Annual Report Annual Report 2018
0005821043 2017-04-18 No data Annual Report Annual Report 2017
0005552118 2016-04-28 No data Annual Report Annual Report 2016
0005315609 2015-04-14 No data Annual Report Annual Report 2015

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Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website

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