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  5. A.L. STUART FINANCIAL SERVICES, LLC

A.L. STUART FINANCIAL SERVICES, LLC

Company Details

Entity Name: A.L. STUART FINANCIAL SERVICES, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Withdrawn
Date Formed: 20 Dec 2011
Business ALEI: 1057093
Annual report due: 31 Mar 2021
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 125 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT, 06830, United States
Mailing address: 125 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT, United States, 06830
Mailing jurisdiction address: 850 NEW BURTON ROAD, STE 201, DOVER, DE, 19904, United States
ZIP code: 06830
County: Fairfield
Place of Formation: DELAWARE
E-Mail: FAMILYOFFICE@ALSTUART.COM

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2019 753140734 2020-05-18 A.L. STUART FINANCIAL SERVICES, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2036141013
Plan sponsor’s address 125 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2020-05-18
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-05-18
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2018 753140734 2019-04-29 A.L. STUART FINANCIAL SERVICES, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2036141013
Plan sponsor’s address 125 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2019-04-29
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-04-29
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2017 753140734 2018-03-05 A.L. STUART FINANCIAL SERVICES, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2039691140
Plan sponsor’s address 1 DOCK STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2018-03-05
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-03-05
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2016 753140734 2017-10-15 A.L. STUART FINANCIAL SERVICES, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2039691140
Plan sponsor’s address 1 DOCK STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2017-10-15
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-10-15
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2015 753140734 2016-10-16 A.L. STUART FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2039691140
Plan sponsor’s address 1 DOCK STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2016-10-16
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-10-16
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2014 753140734 2015-08-06 A.L. STUART FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2039691140
Plan sponsor’s address 1 DOCK STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2015-08-06
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-06
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2013 753140734 2014-06-13 A.L. STUART FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2039691140
Plan sponsor’s address 1 DOCK STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2014-06-13
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-06-13
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature
A.L. STUART FINANCIAL SERVICES, LLC 401(K) RETIREMENT PLAN 2012 753140734 2013-07-17 A.L. STUART FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 2039691140
Plan sponsor’s address 1 DOCK STREET, STAMFORD, CT, 06902

Signature of
Role Plan administrator
Date 2013-07-17
Name of individual signing RONDA LUBIN, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-17
Name of individual signing RONDA LUBIN, CFO
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States

Officer

Name Role Business address Residence address
ALAN STUART Officer 125 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT, 06830, United States 8 BYFIELD LANE, GREENWICH, CT, 06830, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
0007325914 2021-04-28 2021-04-28 Withdrawal Statement of Withdrawal Registration No data
0006926791 2020-06-18 2020-06-18 Change of Email Address Business Email Address Change No data
0006770158 2020-02-21 No data Annual Report Annual Report 2020
0006468046 2019-03-15 No data Annual Report Annual Report 2019
0006359797 2019-02-04 No data Annual Report Annual Report 2018
0006028408 2018-01-23 No data Annual Report Annual Report 2017
0005762166 2017-02-06 No data Annual Report Annual Report 2015
0005762171 2017-02-06 No data Annual Report Annual Report 2016
0005238466 2014-12-18 No data Annual Report Annual Report 2014
0005238463 2014-12-18 No data Annual Report Annual Report 2013

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Secretary of State

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ALAN STUART

A.L. STUART & CO. LLC THE STUART FAMILY FOUNDATION, INC. A.L. STUART FAMILY OFFICE, LLC A.L. STUART INVESTMENTS, LLC

Related by address

850 NEW BURTON ROAD, STE 201, DOVER, DE, 19904, United States

CELEBRATION, LLC A.L. STUART & CO. LLC A.L. STUART FAMILY OFFICE, LLC A.L. STUART INVESTMENTS, LLC OGS TECHNOLOGIES HOLDINGS, LLC

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website

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