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  5. ARROWHEAD MEZZANINE, LLC

ARROWHEAD MEZZANINE, LLC

Company Details

Entity Name: ARROWHEAD MEZZANINE, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Foreign
Status: Withdrawn
Sub status: Annual report past due
Date Formed: 07 Jun 2011
Business ALEI: 1040149
Annual report due: 31 Mar 2024
NAICS code: 523920 - Portfolio Management
Business address: 33 BENEDICT PLACE 1ST FLOOR, GREENWICH, CT, 06830, United States
Mailing address: 33 BENEDICT PLACE 1ST FLOOR, GREENWICH, CT, United States, 06830
Mailing jurisdiction address: 1209 N Orange St, Wilmington, DE, 19801-1120, United States
ZIP code: 06830
County: Fairfield
Place of Formation: DELAWARE
E-Mail: eli@arrowheadmgt.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ARROWHEAD MEZZANINE, LLC 401(K) 2015 300373134 2016-02-08 ARROWHEAD MEZZANINE, LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 2034850704
Plan sponsor’s address 2 GREENWICH OFFICE PARK, SUITE 300, GREENWICH, CT, 06831

Signature of
Role Plan administrator
Date 2016-02-08
Name of individual signing CRAIG PISANI
Valid signature Filed with authorized/valid electronic signature
ARROWHEAD MEZZANINE LLC 401(K) 2014 300373134 2015-06-30 ARROWHEAD MEZZANINE LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 2034850704
Plan sponsor’s address 2 GREENWICH OFFICE PARK, SUITE 300, GREENWICH, CT, 06831

Signature of
Role Plan administrator
Date 2015-06-30
Name of individual signing CRAIG PISANI
Valid signature Filed with authorized/valid electronic signature
ARROWHEAD MEZZANINE LLC 401(K) 2013 300373134 2014-07-23 ARROWHEAD MEZZANINE LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 2034850702
Plan sponsor’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2014-07-23
Name of individual signing PHILLIP KRALL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-07-23
Name of individual signing PHILLIP KRALL
Valid signature Filed with authorized/valid electronic signature
ARROWHEAD MEZZANINE LLC 401(K) 2012 300373134 2013-07-23 ARROWHEAD MEZZANINE LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 2034850702
Plan sponsor’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830

Signature of
Role Plan administrator
Date 2013-07-23
Name of individual signing PHILLIP KRALL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-23
Name of individual signing PHILLIP KRALL
Valid signature Filed with authorized/valid electronic signature
ARROWHEAD MEZZANINE LLC 401(K) 2011 300373134 2012-06-21 ARROWHEAD MEZZANINE LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 2034850702
Plan sponsor’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 300373134
Plan administrator’s name ARROWHEAD MEZZANINE LLC
Plan administrator’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830
Administrator’s telephone number 2034850702

Signature of
Role Plan administrator
Date 2012-06-21
Name of individual signing PHILLIP KRALL
Valid signature Filed with authorized/valid electronic signature
ARROWHEAD MEZZANINE LLC 401(K) 2010 300373134 2011-07-12 ARROWHEAD MEZZANINE LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 2034850702
Plan sponsor’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 300373134
Plan administrator’s name ARROWHEAD MEZZANINE LLC
Plan administrator’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830
Administrator’s telephone number 2034850702

Signature of
Role Plan administrator
Date 2011-07-12
Name of individual signing PHILLIP KRALL
Valid signature Filed with authorized/valid electronic signature
ARROWHEAD MEZZANINE LLC 401(K) 2010 300373134 2011-07-12 ARROWHEAD MEZZANINE LLC 8
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 2034850702
Plan sponsor’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830

Plan administrator’s name and address
Administrator’s EIN 300373134
Plan administrator’s name ARROWHEAD MEZZANINE LLC
Plan administrator’s address 55 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT, 06830
Administrator’s telephone number 2034850702

Agent

Name Role Business address
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States

Officer

Name Role Business address Residence address
ARROWHEAD MEZZANINE LLC Officer 33 BENEDICT PLACE, 1ST FLOOR, GREENWICH, CT, 06830, United States 90 EAST BROOKSIDE DR, LARCHMONT, NY, 10538, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012553757 2024-02-13 2024-02-13 Withdrawal Statement of Withdrawal Registration No data
BF-0011422324 2023-01-24 No data Annual Report Annual Report No data
BF-0010324957 2022-03-02 No data Annual Report Annual Report 2022
0007097971 2021-02-01 No data Annual Report Annual Report 2021
0006917957 2020-06-04 No data Annual Report Annual Report 2020
0006797189 2020-02-28 No data Annual Report Annual Report 2018
0006797228 2020-02-28 No data Annual Report Annual Report 2019
0006797168 2020-02-28 No data Annual Report Annual Report 2017
0006048580 2018-01-31 No data Annual Report Annual Report 2016
0005861382 2017-06-07 No data Annual Report Annual Report 2015

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Date of last update: 13 Jan 2025

Sources: Connecticut's Official State Website

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