| Entity Name: | RBC CAPITAL MARKETS, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 04 Nov 2010 |
| Branch of: | RBC CAPITAL MARKETS, LLC, MINNESOTA (Company Number fe8fa5c0-bad4-e011-a886-001ec94ffe7f) |
| Business ALEI: | 1019776 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | THREE WORLD FINANCIAL CENTER 200 VESEY ST., 5TH FL., NEW YORK, NY, 10281, United States |
| Mailing address: | THREE WORLD FINANCIAL CENTER 200 VESEY ST., 5TH FL., NEW YORK, NY, United States, 10281 |
| Mailing jurisdiction address: | 2345 RICE STREET SUITE 230, MINNEAPOLIS, MN, 55113, United States |
| Place of Formation: | MINNESOTA |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Ann Marie Senne | Officer | No data | 250 Nicollet Mall, Minneapolis, MN, 55401, United States |
| THOMAS SAGISSOR | Officer | 60 S. SIXTH STREET, P19, MINNEAPOLIS, MN, 55402, United States | 60 S. SIXTH STREET, P19, MINNEAPOLIS, MN, 55402, United States |
| Esther Hellwig Louis | Officer | 30 Hudson St, Jersey City, NJ, 07302, United States | 30 Hudson St, Jersey City, NJ, 07302, United States |
| Mona Thong | Officer | THREE WORLD FINANCIAL CENTER 200 VESEY ST., 5TH FL., NEW YORK, NY, 10281, United States | THREE WORLD FINANCIAL CENTER 200 VESEY ST., 5TH FL., NEW YORK, NY, 10281, United States |
| JOHN THURLOW | Officer | No data | 30 Hudson St, Jersey City, NJ, 07302, United States |
| RB CM MEMBER CORP. | Officer | THREE WORLD FINANCIAL CENTER, 200 VESEY STREET, NEW YORK, NY, 10281, United States | No data |
| MATTHEW STOPNIK | Officer | 200 VESEY STREET, BROOKFIELD PLACE, NEW YORK, NY, 10281, United States | 200 VESEY STREET, BROOKFIELD PLACE, NEW YORK, NY, 10281, United States |
| Manish Bhandari | Officer | No data | Three World Financial Centre 200 Vesey Street, New York, NY, 10281, United States |
| AHMED KACHENOURA | Officer | 200 VESEY STREET, BROOKFIELD PLACE, NEW YORK, NY, 10281, United States | 200 VESEY STREET, BROOKFIELD PLACE, NEW YORK, NY, 10281, United States |
| RBC USA HOLDCO CORPORATION | Officer | THREE WORLD FINANCIAL CENTER, 200 VESEY STREET, NEW YORK, NY, 10281, United States | No data |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012142104 | 2024-03-21 | No data | Annual Report | Annual Report | No data |
| BF-0011189291 | 2023-03-20 | No data | Annual Report | Annual Report | No data |
| BF-0010395795 | 2022-03-24 | No data | Annual Report | Annual Report | 2022 |
| BF-0010473999 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007251303 | 2021-03-23 | No data | Annual Report | Annual Report | 2021 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006844914 | 2020-03-23 | No data | Annual Report | Annual Report | 2020 |
| 0006507026 | 2019-03-29 | No data | Annual Report | Annual Report | 2019 |
| 0006099461 | 2018-02-28 | No data | Annual Report | Annual Report | 2018 |
Date of last update: 27 Jan 2025
Sources: Connecticut's Official State Website
