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AMERIPRISE FINANCIAL, INC.

Company Details

Entity Name: AMERIPRISE FINANCIAL, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 03 Sep 2009
Business ALEI: 0982041
Annual report due: 03 Sep 2025
NAICS code: 551112 - Offices of Other Holding Companies
Business address: 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Mailing address: 707 2ND AVE SO, MINNEAPOLIS, MN, United States, 55474
Place of Formation: DELAWARE
E-Mail: andrea.bjergo@ampf.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
JASON CERNIGLIA 401 K PROFIT SHARING PLAN TRUST 2013 462047363 2014-12-17 AMERIPRISE FINANCIAL 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8602450250
Plan sponsor’s address 41 EAST MAIN STREET, 1ST FLOOR, MYSTIC, CT, 06355

Signature of
Role Plan administrator
Date 2014-12-17
Name of individual signing JASON CERNIGLIA
Valid signature Filed with authorized/valid electronic signature
JASON CERNIGLIA 401K PROFIT SHARING PLAN AND TRUST 2013 462047363 2014-10-15 AMERIPRISE FINANCIAL 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8602450250
Plan sponsor’s address 41 EAST MAIN ST, 1ST FLOOR, MYSTC, CT, 06355

Signature of
Role Plan administrator
Date 2014-10-15
Name of individual signing JASON CERNIGLIA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-10-15
Name of individual signing JASON CERNIGLIA
Valid signature Filed with authorized/valid electronic signature
JASON CERNIGLIA 401 K PROFIT SHARING PLAN TRUST 2013 462047363 2014-07-29 AMERIPRISE FINANCIAL 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 523900
Sponsor’s telephone number 8602450250
Plan sponsor’s address 41 EAST MAIN STREET, 1ST FLOOR, MYSTIC, CT, 06355

Signature of
Role Plan administrator
Date 2014-07-29
Name of individual signing JASON CERNIGLIA
Valid signature Filed with authorized/valid electronic signature

Officer

Name Role Business address Residence address
David Malvaso Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Linda L. Benson Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Donna D. Emmett Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Danielle M. Kassmir Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Michael DeFao Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
SHWETA JHANJI Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO COUNTY: HENNEPIN, MINNEAPOLIS, MN, 55474, United States
Lisa D. Wilson Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Kirk M. Moore Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Stephanie M. Rabe Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Connie J. Hackett Officer 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States

Director

Name Role Business address Residence address
DIANNE NEAL BLIXT Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
ROBERT FRANCIS SHARPE JR. Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
Jr., Armando Pimentel Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
CHRISTOPHER J. WILLIAMS Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
AMY DIGESO Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
BRIAN T. SHEA Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
W. EDWARD WALTER Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States
JAMES MICHAEL CRACCHIOLO Director 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, United States

Agent

Name Role
C T CORPORATION SYSTEM Agent

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0013268639 2024-12-02 No data Mass Agent Change � Address Agent Address Change No data
BF-0012199431 2024-08-07 No data Annual Report Annual Report No data
BF-0011177949 2023-08-04 No data Annual Report Annual Report No data
BF-0010310090 2022-08-31 No data Annual Report Annual Report 2022
BF-0009812882 2021-08-24 No data Annual Report Annual Report No data
0006957073 2020-08-03 No data Annual Report Annual Report 2020
0006612089 2019-08-01 No data Annual Report Annual Report 2019
0006226431 2018-08-02 No data Annual Report Annual Report 2018
0005905155 2017-08-07 No data Annual Report Annual Report 2017
0005618324 2016-08-01 No data Annual Report Annual Report 2016

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Related by address

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Date of last update: 20 Jan 2025

Sources: Connecticut's Official State Website

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