|
AWM PROFIT SHARE AND 401(K) PLAN
|
2017
|
264705685
|
2018-09-06
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
2
|
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2009-05-15
|
| Business code |
523120
|
| Sponsor’s telephone number |
2035048383
|
| Plan sponsor’s
address |
30 BUXTON FARM ROAD, SUITE 150, STAMFORD, CT, 06905
|
|
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
2014
|
271544814
|
2015-10-05
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
3
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2009-05-15
|
| Business code |
523120
|
| Sponsor’s telephone number |
2035048383
|
| Plan sponsor’s
address |
30 BUXTON FARMS ROAD, SUITE 150, STAMFORD, CT, 06905
|
Signature of
| Role |
Plan administrator |
| Date |
2015-10-05 |
| Name of individual signing |
CHRIS LEAVAY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
2013
|
271544814
|
2014-10-15
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
3
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2009-05-15
|
| Business code |
523120
|
| Sponsor’s telephone number |
2035048383
|
| Plan sponsor’s
address |
30 BUXTON FARMS ROAD, SUITE 150, STAMFORD, CT, 06905
|
Signature of
| Role |
Plan administrator |
| Date |
2014-10-15 |
| Name of individual signing |
CHRIS LEAVAY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
2012
|
271544814
|
2013-05-02
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
3
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2009-05-15
|
| Business code |
523120
|
| Sponsor’s telephone number |
2035048383
|
| Plan sponsor’s
address |
30 BUXTON FARMS ROAD, SUITE 150, STAMFORD, CT, 06905
|
Signature of
| Role |
Plan administrator |
| Date |
2013-05-02 |
| Name of individual signing |
CHRIS LEAVAY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
2011
|
271544814
|
2012-07-19
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
3
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2009-05-15
|
| Business code |
523120
|
| Sponsor’s telephone number |
2035048383
|
| Plan sponsor’s
address |
30 BUXTON FARMS ROAD, SUITE 150, STAMFORD, CT, 06905
|
Plan administrator’s name and address
| Administrator’s EIN |
271544814 |
| Plan administrator’s name |
ADAPTIVE WEALTH MANAGEMENT, LLC |
| Plan administrator’s
address |
30 BUXTON FARMS ROAD, SUITE 150, STAMFORD, CT, 06905 |
| Administrator’s telephone number |
2035048383 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-19 |
| Name of individual signing |
CHRIS LEAVAY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
2010
|
271544814
|
2011-08-15
|
ADAPTIVE WEALTH MANAGEMENT, LLC
|
3
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2009-05-15
|
| Business code |
523120
|
| Sponsor’s telephone number |
2035048383
|
| Plan sponsor’s
address |
30 BUXTON FARMS ROAD, SUITE 150, STAMFORD, CT, 06905
|
Plan administrator’s name and address
| Administrator’s EIN |
271544814 |
| Plan administrator’s name |
ADAPTIVE WEALTH MANAGEMENT, LLC |
| Plan administrator’s
address |
30 BUXTON FARMS ROAD, SUITE 150, STAMFORD, CT, 06905 |
| Administrator’s telephone number |
2035048383 |
Signature of
| Role |
Plan administrator |
| Date |
2011-08-15 |
| Name of individual signing |
CHRIS LEAVAY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
