| Entity Name: | DOMINARI SECURITIES LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Dissolved |
| Date Formed: | 22 Dec 2008 |
| Date of dissolution: | 22 Aug 2023 |
| Business ALEI: | 0958025 |
| NAICS code: | 523930 - Investment Advice |
| Business address: | 100 FIELD POINT RD 2ND FLOOR, GREENWICH, CT, 06830, United States |
| Mailing address: | 100 FIELD POINT RD 2ND FLOOR, GREENWICH, CT, United States, 06830 |
| ZIP code: | 06830 |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| E-Mail: | ljohnson@fieldpointprivate.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1706170 | 100 FIELD POINT ROAD, GREENWICH, CT, 06830 | 100 FIELD POINT ROAD, GREENWICH, CT, 06830 | 2034139300 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2022-08-05 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-04-07
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2022-04-07 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-01-24
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2022-01-24 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-12
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2021-11-12 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-12
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2021-08-12 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-04-23
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2021-04-23 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-01-28
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2021-01-28 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-10-23
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2020-10-23 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-14
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2020-08-14 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-11
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2020-05-11 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-10
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2020-02-10 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-07
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2019-11-07 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-14
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2019-08-14 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-13
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2019-05-13 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-11
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2019-02-11 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-15
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2018-11-15 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-06
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2018-08-06 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-08
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2018-05-08 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-15
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2018-02-15 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-15
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2017-11-15 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-14
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2017-08-14 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-15
| Form type | 13F-HR |
| File number | 028-18066 |
| Filing date | 2017-05-15 |
| Reporting date | 2017-03-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NUTMEG SECURITIES, LLC. 401(K) EMPLOYEES SAVINGS PLAN | 2012 | 061186517 | 2013-07-16 | NUTMEG SECURITIES, LLC | 6 | |||||||||||||||||||||||||||||||||||||||||
|
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| Role | Plan administrator |
| Date | 2013-07-16 |
| Name of individual signing | KEVIN OHANLON |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-07-16 |
| Name of individual signing | KEVIN OHANLON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 524290 |
| Sponsor’s telephone number | 2032553838 |
| Plan sponsor’s address | 257 RIVERSIDE AVENUE 1ST FLOOR, WESTPORT, CT, 06880 |
Plan administrator’s name and address
| Administrator’s EIN | 061186517 |
| Plan administrator’s name | NUTMEG SECURITIES, LLC |
| Plan administrator’s address | 257 RIVERSIDE AVENUE 1ST FLOOR, WESTPORT, CT, 06880 |
| Administrator’s telephone number | 2032553838 |
Signature of
| Role | Plan administrator |
| Date | 2012-05-23 |
| Name of individual signing | DALE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2012-05-23 |
| Name of individual signing | DALE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 524290 |
| Sponsor’s telephone number | 2032553838 |
| Plan sponsor’s address | 257 RIVERSIDE AVENUE 1ST FLOOR, WESTPORT, CT, 06880 |
Plan administrator’s name and address
| Administrator’s EIN | 061186517 |
| Plan administrator’s name | NUTMEG SECURITIES, LLC |
| Plan administrator’s address | 257 RIVERSIDE AVENUE 1ST FLOOR, WESTPORT, CT, 06880 |
| Administrator’s telephone number | 2032553838 |
Signature of
| Role | Plan administrator |
| Date | 2011-06-14 |
| Name of individual signing | DALE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2011-06-14 |
| Name of individual signing | DALE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 524290 |
| Sponsor’s telephone number | 2032553838 |
| Plan sponsor’s address | 257 RIVERSIDE AVENUE 1ST FLOOR, WESTPORT, CT, 06880 |
Plan administrator’s name and address
| Administrator’s EIN | 061186517 |
| Plan administrator’s name | NUTMEG SECURITIES, LLC |
| Plan administrator’s address | 257 RIVERSIDE AVENUE 1ST FLOOR, WESTPORT, CT, 06880 |
| Administrator’s telephone number | 2032553838 |
Signature of
| Role | Plan administrator |
| Date | 2010-07-06 |
| Name of individual signing | DALE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-07-06 |
| Name of individual signing | DALE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| David E. Achzet | Agent | 100 Field Point Rd, Greenwich, CT, 06830, United States | 100 Field Point Rd, Greenwich, CT, 06830, United States | +1 203-682-6552 | dachzet@fieldpointprivate.com | 123 Fawn Ridge Ln, Norwalk, CT, 06851-1141, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| FIELDPOINT PRIVATE BANK & TRUST | Officer | 100 FIELD POINT ROAD, GREENWICH, CT, 06830, United States | 100 FIELD POINT ROAD, GREENWICH, CT, 06830, United States |
| CHRISTOPHER J DELAURA | Officer | 100 FIELD POINT ROAD, FLOOR 2, GREENWICH, CT, 06830, United States | 10 Country Club Ln, Colts Neck, NJ, 07722-2222, United States |
| TIM TULLY | Officer | 100 FIELD POINT ROAD, FLOOR 2, GREENWICH, CT, 06830, United States | 229 OLD KINGS HWY SOUTH, DARIEN, CT, 06820, United States |
| ROBERT CAMPBELL (OUTSOURCED) | Officer | 100 FIELD POINT ROAD, FLOOR 2, GREENWICH, CT, 06830, United States | 27 KAREN DIETRICH DRIVE, MILLINGTON, NJ, 07946, United States |
| DAVID E. ACHZET | Officer | 100 FIELD POINT ROAD, FLOOR 2, GREENWICH, CT, 06830, United States | 123 FAWN RIDGE LANE, NORWALK, CT, 06851, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | FIELDPOINT PRIVATE SECURITIES, LLC | DOMINARI SECURITIES LLC | 2023-03-28 |
| Name change | FIELDPOINT SECURITIES, LLC | FIELDPOINT PRIVATE SECURITIES, LLC | 2012-01-17 |
| Name change | NUTMEG SECURITIES, LLC | FIELDPOINT SECURITIES, LLC | 2012-01-06 |
| Name change | FINOPCO MERGER LLC | NUTMEG SECURITIES, LLC | 2009-01-15 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0011291255 | 2023-08-22 | No data | Annual Report | Annual Report | No data |
| BF-0011941003 | 2023-08-22 | 2023-08-22 | Dissolution | Certificate of Dissolution | No data |
| BF-0011753757 | 2023-03-28 | 2023-03-28 | Amendment | Certificate of Amendment | No data |
| BF-0010307539 | 2022-03-31 | No data | Annual Report | Annual Report | 2022 |
| 0007364627 | 2021-06-09 | No data | Annual Report | Annual Report | 2020 |
| 0007364626 | 2021-06-09 | No data | Annual Report | Annual Report | 2019 |
| 0007364635 | 2021-06-09 | No data | Annual Report | Annual Report | 2021 |
| 0006214391 | 2018-07-12 | No data | Annual Report | Annual Report | 2018 |
| 0006003121 | 2018-01-12 | No data | Annual Report | Annual Report | 2017 |
| 0005762399 | 2017-02-06 | No data | Annual Report | Annual Report | 2016 |
Date of last update: 13 Jan 2025
Sources: Connecticut's Official State Website
