| Entity Name: | VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Converted |
| Sub status: | Annual report due |
| Date Formed: | 21 Mar 2007 |
| Business ALEI: | 0893078 |
| Annual report due: | 21 Mar 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, United States |
| Mailing address: | ONE FINANCIAL PLAZA, 26th FLR, HARTFORD, CT, United States, 06103 |
| ZIP code: | 06103 |
| County: | Hartford |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 100 |
| E-Mail: | leann.morse@virtus.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1591068 | ONE FINANCIAL PLAZA, 26TH FLOOR, HARTFORD, CT, 06103 | ONE FINANCIAL PLAZA, 26TH FLOOR, HARTFORD, CT, 06103 | 8602634791 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2024-11-14 |
| Reporting date | 2024-09-30 |
| File | View File |
Filings since 2024-08-28
| Form type | 40-APP |
| File number | 812-15619-04 |
| Filing date | 2024-08-28 |
| File | View File |
Filings since 2024-08-14
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2024-08-14 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-16
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2024-05-16 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-15
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2024-02-15 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-07
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2023-11-07 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-14
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2023-08-14 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-15
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2023-05-15 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-14
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2023-02-14 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-14
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2022-11-14 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-12
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2022-08-12 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-17
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2022-05-17 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-14
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2022-02-14 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-12
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2021-11-12 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-11
| Form type | 13F-NT |
| File number | 028-17877 |
| Filing date | 2021-08-11 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-17
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2021-05-17 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-12
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2021-02-12 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-13
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2020-11-13 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-05
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2020-08-05 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-15
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2020-05-15 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-13
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2020-02-13 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-12
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2019-11-12 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-13
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2019-08-13 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-15
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2019-05-15 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-08
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2019-02-08 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-14
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2018-11-14 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-13
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2018-08-13 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-15
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2018-05-15 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-14
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2018-02-14 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-14
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2017-11-14 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-14
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2017-08-14 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-15
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2017-05-15 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-14
| Form type | 13F-HR |
| File number | 028-17877 |
| Filing date | 2017-02-14 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-10-03
| Form type | 40-APP/A |
| File number | 812-14603-03 |
| Filing date | 2016-10-03 |
| File | View File |
Filings since 2016-09-09
| Form type | 40-APP/A |
| File number | 812-14538-04 |
| Filing date | 2016-09-09 |
| File | View File |
Filings since 2016-08-09
| Form type | 40-APP/A |
| File number | 812-14538-04 |
| Filing date | 2016-08-09 |
| File | View File |
Filings since 2016-06-23
| Form type | 40-APP/A |
| File number | 812-14603-03 |
| Filing date | 2016-06-23 |
| File | View File |
Filings since 2016-02-12
| Form type | 40-APP/A |
| File number | 812-14538-04 |
| Filing date | 2016-02-12 |
| File | View File |
Filings since 2016-02-12
| Form type | CORRESP |
| Filing date | 2016-02-12 |
| File | View File |
Filings since 2016-01-15
| Form type | 40-APP |
| File number | 812-14603-03 |
| Filing date | 2016-01-15 |
| File | View File |
Filings since 2015-08-21
| Form type | 40-APP |
| File number | 812-14538-04 |
| Filing date | 2015-08-21 |
| File | View File |
Filings since 2014-03-17
| Form type | 40-APP/A |
| File number | 812-14231-01 |
| Filing date | 2014-03-17 |
| File | View File |
Filings since 2014-02-19
| Form type | 40-APP/A |
| File number | 812-14231-01 |
| Filing date | 2014-02-19 |
| File | View File |
Filings since 2013-11-05
| Form type | 40-APP |
| File number | 812-14231-01 |
| Filing date | 2013-11-05 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 5493006J8H7JPKGZRE55 | 0893078 | US-CT | GENERAL | ACTIVE | 2007-03-21 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O Corporation Service Company, Goodwin Square 225 Asylum Street, 20th Floor, HARTFORD, US-CT, US, 06103 |
| Headquarters | One Financial Plaza, 26th FLR, Hartford, US-CT, US, 06103 |
Registration details
| Registration Date | 2018-02-06 |
| Last Update | 2024-05-31 |
| Status | ISSUED |
| Next Renewal | 2025-06-09 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 0893078 |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Jennifer Fromm | Officer | ONE FINANCIAL PLAZA, 26th FLR, HARTFORD, CT, 06103, United States | ONE FINANCIAL PLAZA 26TH FLOOR, HARTFORD, CT, 06103, United States |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| MICHAEL A. ANGERTHAL | Director | 1 Financial Plaza, 26th FLR, 26TH FLOOR, Hartford, CT, 06103-2608, United States | 1 Financial Plaza, 26th FLR, 26TH FLOOR, Hartford, CT, 06103-2608, United States |
| GEORGE R. AYLWARD | Director | 1 Financial Plaza, 26th FLR, 26TH FLOOR, Hartford, CT, 06103, United States | ONE FINANCIAL PLAZA, 26TH FLOOR, HARTFORD, CT, 06103, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | NEWFLEET ASSET MANAGEMENT, INC. | VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | 2011-06-03 |
| Name change | VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | NEWFLEET ASSET MANAGEMENT, INC. | 2010-01-11 |
| Name change | PHOENIX ALTERNATIVE INVESTMENT ADVISERS, INC. | VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | 2008-09-26 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0013257010 | 2024-12-20 | 2025-01-01 | Conversion | Certificate of Conversion | No data |
| BF-0012177756 | 2024-03-14 | No data | Annual Report | Annual Report | No data |
| BF-0011418069 | 2023-03-10 | No data | Annual Report | Annual Report | No data |
| BF-0010334553 | 2022-03-15 | No data | Annual Report | Annual Report | 2022 |
| BF-0010471040 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| 0007254461 | 2021-03-23 | No data | Annual Report | Annual Report | 2021 |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006848373 | 2020-03-25 | No data | Annual Report | Annual Report | 2020 |
| 0006419346 | 2019-03-01 | No data | Annual Report | Annual Report | 2019 |
Date of last update: 06 Jan 2025
Sources: Connecticut's Official State Website
