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  5. A.G.P. / ALLIANCE GLOBAL PARTNERS CORP

A.G.P. / ALLIANCE GLOBAL PARTNERS CORP

Company Details

Entity Name: A.G.P. / ALLIANCE GLOBAL PARTNERS CORP
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Revoked
Date Formed: 09 Mar 2006
Business ALEI: 0852347
Annual report due: 09 Mar 2023
NAICS code: 523930 - Investment Advice
Business address: 88 POST RD WEST, WESTPORT, CT, 06880, United States
Mailing address: 88 POST RD WEST, WESTPORT, CT, United States, 06880
ZIP code: 06880
County: Fairfield
Place of Formation: CALIFORNIA
E-Mail: cklein@allianceg.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
A.G.P./ ALLIANCE GLOBAL PARTNERS CORP 401(K) PROFIT SHARING PLAN 2023 592015540 2024-10-02 A.G.P./ ALLIANCE GLOBAL PARTNERS 75
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2033494755
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2024-10-02
Name of individual signing MARION MILLER
Valid signature Filed with authorized/valid electronic signature
A.G.P./ ALLIANCE GLOBAL PARTNERS CORP 401(K) PROFIT SHARING PLAN 2022 592015540 2023-08-22 A.G.P./ ALLIANCE GLOBAL PARTNERS 75
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2033494755
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2023-08-22
Name of individual signing MARION MILLER
Valid signature Filed with authorized/valid electronic signature
A.G.P./ ALLIANCE GLOBAL PARTNERS CORP 401(K) PROFIT SHARING PLAN 2021 592015540 2022-09-08 A.G.P./ ALLIANCE GLOBAL PARTNERS 89
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2033494755
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2022-09-08
Name of individual signing MARION MILLER
Valid signature Filed with authorized/valid electronic signature
A.G.P./ ALLIANCE GLOBAL PARTNERS CORP 401(K) PROFIT SHARING PLAN 2020 592015540 2021-09-23 A.G.P./ ALLIANCE GLOBAL PARTNERS 76
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2033494755
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2021-09-23
Name of individual signing MARION MILLER
Valid signature Filed with authorized/valid electronic signature
A.G.P./ ALLIANCE GLOBAL PARTNERS CORP 401(K) PROFIT SHARING PLAN 2019 592015540 2020-07-29 A.G.P./ ALLIANCE GLOBAL PARTNERS 73
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2033494755
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2020-07-29
Name of individual signing MARION MILLER
Valid signature Filed with authorized/valid electronic signature
EURO PACIFIC CAPITAL, INC. 401(K) PROFIT SHARING PLAN AND T 2018 592015540 2019-07-31 EURO PACIFIC CAPITAL, INC. 72
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2036629700
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2019-07-31
Name of individual signing PAT MCDONALD
Valid signature Filed with authorized/valid electronic signature
EURO PACIFIC CAPITAL, INC. 401(K) PROFIT SHARING PLAN AND T 2017 592015540 2018-09-25 EURO PACIFIC CAPITAL, INC. 66
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2036629700
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2018-09-25
Name of individual signing PAT MCDONALD
Valid signature Filed with authorized/valid electronic signature
EURO PACIFIC CAPITAL, INC. 401(K) PROFIT SHARING PLAN AND T 2016 592015540 2017-10-16 EURO PACIFIC CAPITAL, INC. 106
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2036629700
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2017-10-16
Name of individual signing PAT MCDONALD
Valid signature Filed with authorized/valid electronic signature
EURO PACIFIC CAPITAL INC 401 K PROFIT SHARING PLAN TRUST 2014 592015540 2015-04-21 EURO PACIFIC CAPITAL INC 87
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2036629700
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2015-04-21
Name of individual signing PAT MCDONALD
Valid signature Filed with authorized/valid electronic signature
EURO PACIFIC CAPITAL INC 401 K PROFIT SHARING PLAN TRUST 2013 592015540 2014-07-09 EURO PACIFIC CAPITAL INC 83
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2036629700
Plan sponsor’s address 88 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2014-07-09
Name of individual signing PATRICIA MCDONALD
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address E-Mail
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States PMCDONALD@EUROPAC.NET

Director

Name Role Business address Residence address
PHIL MICHALS Director 590 MADISON AVENUE, 28th Floor, NEW YORK CITY, NY, 10022, United States 106 EUCLID, LOCH ARBOUR, NJ, 07711, United States

History

Type Old value New value Date of change
Name change EURO PACIFIC CAPITAL, INC. A.G.P. / ALLIANCE GLOBAL PARTNERS CORP 2019-08-30

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0011956265 2023-09-01 No data Administrative Dissolution Certificate of Dissolution/Revocation No data
BF-0010867826 2023-08-07 No data Annual Report Annual Report No data
BF-0009284038 2023-08-07 No data Annual Report Annual Report 2020
BF-0009896071 2023-08-07 No data Annual Report Annual Report No data
BF-0009284036 2023-08-03 No data Annual Report Annual Report 2019
BF-0011827226 2023-05-31 No data Administrative Dissolution Notice of Intent to Dissolve/Revoke No data
0006638488 2019-08-30 2019-08-30 Amendment Amend Name No data
0006206897 2018-06-26 No data Annual Report Annual Report 2018
0006206888 2018-06-26 No data Annual Report Annual Report 2016
0006206890 2018-06-26 No data Annual Report Annual Report 2017

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Related by address

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Date of last update: 13 Jan 2025

Sources: Connecticut's Official State Website

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