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  5. 3D ASSET MANAGEMENT, INC.

3D ASSET MANAGEMENT, INC.

Company Details

Entity Name: 3D ASSET MANAGEMENT, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 28 Feb 2006
Business ALEI: 0850938
Annual report due: 28 Feb 2025
NAICS code: 523999 - Miscellaneous Financial Investment Activities
Business address: 100 CONSTITUTION PLAZA SUITE 700, HARTFORD, CT, 06103, United States
Mailing address: 100 CONSTITUTION PLAZA SUITE 700, 700, HARTFORD, CT, United States, 06103
ZIP code: 06103
County: Hartford
Place of Formation: DELAWARE
E-Mail: jocat3d@gmail.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
3D ASSET MANAGEMENT 401(K) PSP 2023 203725583 2024-06-20 3D ASSET MANAGEMENT, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8609693670
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2024-06-20
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-06-20
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2022 203725583 2023-09-29 3D ASSET MANAGEMENT, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8609693670
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2023-09-29
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-09-29
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2021 203725583 2022-08-29 3D ASSET MANAGEMENT, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8609693670
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2022-08-29
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2020 203725583 2021-06-03 3D ASSET MANAGEMENT, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8609693670
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2021-06-03
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-06-03
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2019 203725583 2020-06-18 3D ASSET MANAGEMENT, INC. 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8602911998
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2020-06-18
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-06-18
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2018 203725583 2019-09-25 3D ASSET MANAGEMENT, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8602911998
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2019-09-25
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-09-25
Name of individual signing JOHN O'CONNOR
Valid signature Filed with incorrect/unrecognized electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2017 203725583 2018-07-25 3D ASSET MANAGEMENT, INC. 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8602911998
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2018-07-25
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2016 203725583 2017-05-23 3D ASSET MANAGEMENT, INC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8602911998
Plan sponsor’s address 100 CONSTITUTION PLAZA, SUITE 700, HARTFORD, CT, 06103

Signature of
Role Plan administrator
Date 2017-05-23
Name of individual signing JOHN OCONNOR
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-05-23
Name of individual signing JOHN OCONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2015 203725583 2016-07-12 3D ASSET MANAGEMENT, INC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523900
Sponsor’s telephone number 8602911998
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1707, EAST HARTFORD, CT, 06108

Signature of
Role Plan administrator
Date 2016-07-12
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
3D ASSET MANAGEMENT 401(K) PSP 2014 203725583 2015-07-14 3D ASSET MANAGEMENT, INC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2012-02-01
Business code 523210
Sponsor’s telephone number 8602911998
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1707, EAST HARTFORD, CT, 06108

Signature of
Role Plan administrator
Date 2015-07-14
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-07-14
Name of individual signing JOHN O'CONNOR
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address E-Mail
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States joconnor@3dadvisor.com

Officer

Name Role Business address Residence address
JOHN O'CONNOR Officer 100 CONSTITUTION PLAZA SUITE 700, HARTFORD, CT, 06103, United States 36 SUNRISE COVE RD, BRANFORD, CT, 06405, United States
BENJAMIN LAVINE Officer 100 CONSTITUTION PLAZA SUITE 700, HARTFORD, CT, 06103, United States 39 Musket Trail, Simsbury, CT, 06070, United States

Director

Name Role Business address Residence address
JOHN O'CONNOR Director 100 CONSTITUTION PLAZA SUITE 700, HARTFORD, CT, 06103, United States 36 SUNRISE COVE RD, BRANFORD, CT, 06405, United States

License

Credential Credential type Status Status reason Issue date Effective date Expiration date
SE.1080689 Securities - Exemptions ACTIVE ACTIVE No data 2014-04-09 No data
SE.1074332 Securities - Exemptions ACTIVE ACTIVE No data 2013-03-04 No data

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012345123 2024-02-22 No data Annual Report Annual Report No data
BF-0011412083 2023-02-15 No data Annual Report Annual Report No data
BF-0010275717 2022-02-21 No data Annual Report Annual Report 2022
0007221861 2021-03-11 No data Annual Report Annual Report 2021
0006727295 2020-01-20 No data Annual Report Annual Report 2020
0006379554 2019-02-12 No data Annual Report Annual Report 2019
0006096189 2018-02-26 No data Annual Report Annual Report 2018
0005773201 2017-02-23 No data Annual Report Annual Report 2017
0005491707 2016-02-23 No data Annual Report Annual Report 2016
0005253549 2015-01-10 No data Annual Report Annual Report 2014

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BENJAMIN LAVINE

ALMA'S FASHION CENTER, INCORPORATED

Related by address

No related companies by address

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website

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