| Entity Name: | DWM FINANCE LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 30 Mar 2005 |
| Business ALEI: | 0816207 |
| Annual report due: | 31 Mar 2025 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 100 First Stamford Place, STAMFORD, CT, 06902, United States |
| Mailing address: | 100 First Stamford Place, 4th Floor, STAMFORD, CT, United States, 06902 |
| ZIP code: | 06902 |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| E-Mail: | odette@dwmarkets.com |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1340124 | 100 FIRST STAMFORD PLACE 4TH FLOOR SUITE, STAMFORD, CT, 06902 | 100 FIRST STAMFORD PLACE 4TH FLOOR SUITE, STAMFORD, CT, 06902 | 203 655-5453 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2024-02-13 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-13
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2023-02-13 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-14
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2022-02-14 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-09
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2021-03-09 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-03
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2020-02-03 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-05
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2019-02-05 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-07
| Form type | X-17A-5/A |
| File number | 008-67091 |
| Filing date | 2018-03-07 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-20
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2018-02-20 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-01-30
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2017-01-30 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-16
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2016-02-16 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-18
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2015-02-18 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-24
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2014-02-24 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-04
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2013-03-04 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-05-30
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2012-05-30 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-29
| Form type | X-17A-5/A |
| File number | 008-67091 |
| Filing date | 2011-03-29 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-02
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2010-03-02 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | FOCUSN |
| File number | 008-67091 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | FOCUSN |
| File number | 008-67091 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-29
| Form type | FOCUSN |
| File number | 008-67091 |
| Filing date | 2007-03-29 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-29
| Form type | X-17A-5 |
| File number | 008-67091 |
| Filing date | 2007-03-29 |
| Reporting date | 2006-12-31 |
| File | View File |
| Name | Role |
|---|---|
| R&C SERVICE COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| PETER H. JOHNSON | Officer | 100 First Stamford Place, 4th Floor, STAMFORD, CT, 06902, United States | 12 BAYBERRY LANE, DARIEN, CT, 06820, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012732929 | 2024-08-14 | No data | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0012130815 | 2024-01-22 | No data | Annual Report | Annual Report | No data |
| BF-0011170253 | 2023-01-27 | No data | Annual Report | Annual Report | No data |
| BF-0010220790 | 2022-03-04 | No data | Annual Report | Annual Report | 2022 |
| BF-0010444906 | 2022-02-11 | No data | Change of Business Address | Business Address Change | No data |
| 0007100512 | 2021-02-01 | No data | Annual Report | Annual Report | 2021 |
| 0006770327 | 2020-02-21 | No data | Annual Report | Annual Report | 2020 |
| 0006444881 | 2019-03-11 | No data | Annual Report | Annual Report | 2019 |
| 0006025123 | 2018-01-22 | No data | Annual Report | Annual Report | 2018 |
| 0005783782 | 2017-03-06 | No data | Annual Report | Annual Report | 2017 |
Date of last update: 06 Jan 2025
Sources: Connecticut's Official State Website
