| Entity Name: | COWEN SECURITIES LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Foreign |
| Status: | Cancelled |
| Date Formed: | 06 Jan 2005 |
| Business ALEI: | 0806725 |
| Business address: | 1301 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY, 10019 |
| Office jurisdiction address: | 599 LEXINGTON AVENUE, NEW YORK, NY, 10022, |
| Place of Formation: | DELAWARE |
| E-Mail: | dareth.jeffers@wolterskluwer.com |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| SIMON A. ROSE | Officer | 1301 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY, 10019, United States | 1301 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY, 10019, United States |
| ROBERT A. BRINBERG | Officer | 1301 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY, 10019, United States | 1301 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY, 10019, United States |
| ERNEST J. DAHLMAN III | Officer | 1301 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY, 10019, United States | 1301 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY, 10019, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | DAHLMAN ROSE & COMPANY, LLC | COWEN SECURITIES LLC | 2013-04-09 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| 0005030227 | 2014-01-28 | No data | Withdrawal | Statement of Withdrawal Registration | No data |
| 0004845440 | 2013-04-09 | No data | Amendment | Amend Name | No data |
| 0004764974 | 2012-12-17 | No data | Annual Report | Annual Report | 2013 |
| 0004479152 | 2011-12-05 | No data | Annual Report | Annual Report | 2012 |
| 0004483575 | 2011-12-01 | 2011-12-02 | Change of Agent Address | Agent Address Change | No data |
| 0004417483 | 2011-03-07 | No data | Annual Report | Annual Report | 2011 |
| 0004219986 | 2010-08-17 | No data | Annual Report | Annual Report | 2008 |
| 0004219981 | 2010-08-17 | No data | Annual Report | Annual Report | 2006 |
| 0004219983 | 2010-08-17 | No data | Annual Report | Annual Report | 2007 |
| 0004219997 | 2010-08-17 | No data | Annual Report | Annual Report | 2010 |
Date of last update: 06 Jan 2025
Sources: Connecticut's Official State Website
