| Entity Name: | OSAIC SERVICES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 19 Nov 2004 |
| Business ALEI: | 0802597 |
| Annual report due: | 19 Nov 2025 |
| NAICS code: | 523150 - Investment Banking and Securities Intermediation |
| Business address: | 20 E. THOMAS ROAD SUITE 2000, PHOENIX, AZ, 85012, United States |
| Mailing address: | 20 E. THOMAS ROAD SUITE 2000, PHOENIX, AZ, United States, 85012 |
| Place of Formation: | DELAWARE |
| E-Mail: | Compliancemail@cscinfo.com |
| Name | Role |
|---|---|
| UNITED STATES CORPORATION COMPANY | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Matthew Schlueter | Director | Suite 750 2300 Windy Ridge Parkway, Atlanta, GA, 30339, United States | 10 EXCHANGE PLACE SUITE 1410, JERSEY CITY, NJ, 07302, United States |
| Gregory Cornick | Director | 20 E. THOMAS ROAD SUITE 2000, PHOENIX, AZ, 85012, United States | Suite 2000 20 E. Thomas Rd, Phoenix, AZ, 85012, United States |
| Kristen Kimmell | Director | 20 E. THOMAS ROAD SUITE 2000, PHOENIX, AZ, 85012, United States | 20 E. THOMAS ROAD SUITE 2000, PHOENIX, AZ, 85012, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Gregory Cornick | Officer | 20 E. THOMAS ROAD SUITE 2000, PHOENIX, AZ, 85012, United States | Suite 2000 20 E. Thomas Rd, Phoenix, AZ, 85012, United States |
| David Schmidt | Officer | Suite 255 18700 N Hayden Rd, Scottsdale, AZ, 85255, United States | Suite 2000 20 E. Thomas Rd, Phoenix, AZ, 85012, United States |
| Nina McKenna | Officer | Suite 255 18700 N Hayden Rd, Scottsdale, AZ, 85255, United States | Suite 2000 20 E. Thomas Rd, Phoenix, AZ, 85012, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | SAGEPOINT FINANCIAL, INC. | OSAIC SERVICES, INC. | 2024-01-30 |
| Name change | AIG FINANCIAL ADVISORS, INC. | SAGEPOINT FINANCIAL, INC. | 2009-01-06 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012140136 | 2024-11-11 | No data | Annual Report | Annual Report | No data |
| BF-0012542470 | 2024-01-30 | 2024-01-30 | Amendment | Amended Certificate of Authority | No data |
| BF-0011165033 | 2023-11-16 | No data | Annual Report | Annual Report | No data |
| BF-0010369754 | 2022-10-26 | No data | Annual Report | Annual Report | 2022 |
| BF-0010453179 | 2022-01-14 | 2022-01-14 | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0009823627 | 2021-11-24 | No data | Annual Report | Annual Report | No data |
| 0007011919 | 2020-11-02 | No data | Annual Report | Annual Report | 2020 |
| 0006950703 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006943532 | 2020-07-06 | 2020-07-06 | Change of Agent Address | Agent Address Change | No data |
| 0006660738 | 2019-10-15 | No data | Annual Report | Annual Report | 2019 |
Date of last update: 06 Jan 2025
Sources: Connecticut's Official State Website
