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RICK'S MAIN ROOFING LTD.

Headquarter
Date of last update: 21 Apr 2025. Data updated weekly.

Company Details

Entity Name: RICK'S MAIN ROOFING LTD.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 30 Apr 2003
Business ALEI: 0747586
Annual report due: 30 Apr 2026
Business address: 26 FITCH ST, NORWALK, CT, 06855, United States
Mailing address: 26 FITCH ST, NORWALK, CT, United States, 06855
ZIP code: 06855
County: Fairfield
Place of Formation: CONNECTICUT
Total authorized shares: 500
E-Mail: bookkeeping@ricksmainroofing.com

Industry & Business Activity

NAICS

238160 Roofing Contractors

This industry comprises establishments primarily engaged in roofing. This industry also includes establishments treating roofs (i.e., spraying, painting, or coating) and installing skylights. The work performed may include new work, additions, alterations, maintenance, and repairs. Learn more at the U.S. Census Bureau

Links between entities

Type Company Name Company Number State
Headquarter of RICK'S MAIN ROOFING LTD., NEW YORK 2948555 NEW YORK

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
ALLAN M. CANE Agent 325 REEF ROAD, SUITE 212, FAIRFIELD, CT, 06824, United States 325 REEF ROAD, SUITE 212, FAIRFIELD, CT, 06824, United States +1 203-254-7000 dlyons@capossela.com 748 GILBERT HWY, FAIRFIELD, CT, 06824, United States

Officer

Name Role Business address Residence address
RICHARD TAVELLA Officer 26 FITCH ST., NORWALK, CT, 06855, United States 10 ROMINDON COURT, NORWALK, CT, 06851, United States

License

Credential Credential type Status Status reason Issue date Effective date Expiration date
MCO.0901756 MAJOR CONTRACTOR EXPIRED APPLICATION - - - -
HIC.0580430 HOME IMPROVEMENT CONTRACTOR ACTIVE CURRENT 2003-05-30 2024-04-01 2025-03-31

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012958492 2025-03-31 - Annual Report Annual Report -
BF-0012058409 2024-04-10 - Annual Report Annual Report -
BF-0011271765 2023-03-31 - Annual Report Annual Report -
BF-0010265286 2022-04-06 - Annual Report Annual Report 2022
BF-0009854730 2021-07-21 - Annual Report Annual Report -
BF-0008219880 2021-07-21 - Annual Report Annual Report 2020
0006431987 2019-03-07 - Annual Report Annual Report 2019
0006122620 2018-03-14 - Annual Report Annual Report 2018
0005846882 2017-05-19 - Annual Report Annual Report 2017
0005806678 2017-04-03 - Annual Report Annual Report 2016

USAspending Awards. Financial Assistance

FAIN Awarding Agency Assistance Listings Start Date End Date Description
3860325008 Small Business Administration 59.012 - 7(A) LOAN GUARANTEES - - TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Recipient RICK'S MAIN ROOFING LTD.
Recipient Name Raw RICK'S MAIN ROOFING LTD.
Recipient DUNS 611856795
Recipient Address 26 FITCH STREET, NORWALK, FAIRFIELD, CONNECTICUT, 68550-0000, UNITED STATES
Obligated Amount 0.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
3864145010 Small Business Administration 59.012 - 7(A) LOAN GUARANTEES - - TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Recipient RICK'S MAIN ROOFING LTD.
Recipient Name Raw RICK'S MAIN ROOFING LTD.
Recipient DUNS 611856795
Recipient Address 26 FITCH STREET, NORWALK, FAIRFIELD, CONNECTICUT, 68550-0000, UNITED STATES
Obligated Amount 0.00
Non-Federal Funding 0.00
Original Subsidy Cost 1269.00
Face Value of Direct Loan 30000.00
Link View Page

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
341688182 0111500 2016-08-11 66-74 LEDGEBROOK DRIVE, NORWALK, CT, 06855
Inspection Type Referral
Scope Partial
Safety/Health Health
Close Conference 2016-08-11
Emphasis L: EISAOF, L: FALL
Case Closed 2017-11-08

Related Activity

Type Referral
Activity Nr 1122421
Safety Yes
Health Yes
Type Inspection
Activity Nr 1169832
Health Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19261101 K05 II B
Issuance Date 2016-11-23
Abatement Due Date 2016-12-29
Current Penalty 0.0
Initial Penalty 2672.0
Contest Date 2017-06-08
Final Order 2017-11-15
Nr Instances 1
Nr Exposed 2
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.1101(k)(5)(ii)(B): The sample collection was not conducted by a competent person, accredited inspector or by a certified industrial hygienist: Location: 16 Building, 66-74 Ledgebrook Lane, Norwalk, CT 06855 A competent person, accredited inspector or a Certified Industrial Hygienist was not assigned and used to collect roofing material samples.
Citation ID 02001
Citaton Type Other
Standard Cited 19030019 C01
Issuance Date 2017-02-21
Abatement Due Date 2017-03-06
Current Penalty 0.0
Initial Penalty 305.0
Contest Date 2017-06-08
Final Order 2017-11-15
Nr Instances 1
Nr Exposed 3
FTA Current Penalty 0.0
Citation text line 29 CFR 1903.19(c)(1): The employer did not certify to OSHA, within 10 calendar days after the abatement date, that the cited violation had been abated: Location: Building 16 - Ledgebrook Drive Norwalk, CT 06855 Certification and documentation for Citation 01, Items 01a, was not received with in 10 days calendar days (by January 9, 2017) after the abatement due date of (December 29, 2016).
340073436 0111500 2014-11-07 130 OLCOTT WAY BLDGS. 34-41, RIDGEFIELD, CT, 06877
Inspection Type Planned
Scope Partial
Safety/Health Safety
Close Conference 2014-11-07
Emphasis L: FALL, N: FEDTARG 2015, P: FALL
Case Closed 2017-05-01

Related Activity

Type Inspection
Activity Nr 1008032
Safety Yes

Violation Items

Citation ID 01001
Citaton Type Repeat
Standard Cited 19260501 B13
Issuance Date 2014-12-10
Abatement Due Date 2014-12-22
Current Penalty 4000.0
Initial Penalty 5600.0
Final Order 2015-01-08
Nr Instances 1
Nr Exposed 4
Gravity 10
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(13): Each employee(s) engaged in residential construction activities 6 feet (1.8 m) or more above lower levels were not protected by guardrail systems, safety net system, or personal fall arrest system, nor were employee(s) provided with an alternative fall protection measure under another provision of paragraph 1926.501(b). Worksite: The employees who were working from the residential roof at height above six feet were not protected from fall hazards by the use of guardrails, safety nets or personal fall arrest systems. Ricks Main Roofing, LTD was previously cited for a violation of an equivalent occupational safety and health standard 29 CFR 1926.501(b)(1) which was contained in OSHA inspection number 569219, citation number 1, item number 2a, issued on 9/21/2012 with respect to a workplace located at 1 Regent St., Norwalk, CT and became a final order on 10/9/2012.
Citation ID 01002
Citaton Type Repeat
Standard Cited 19260503 A01
Issuance Date 2014-12-10
Abatement Due Date 2015-01-07
Current Penalty 2700.0
Initial Penalty 4000.0
Final Order 2015-01-08
Nr Instances 1
Nr Exposed 4
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.503(a)(1): The employer did not provide a training program for each employee potentially exposed to fall hazards to enable each employee to recognize the hazards of falling and the procedures to be followed in order to minimize these hazards. Worksite: The employees who were exposed fall hazards above six feet while working from the residential roof were not trained in fall hazards and the procedures to be followed to minimize such hazards. Ricks Main Roofing, LTD was previously cited for a violation of an equivalent occupational safety and health standard 29 CFR 1926.503(a)(2) which was contained in OSHA inspection number 569219, citation number 1, item number 2b, issued on 9/21/2012 with respect to a workplace located at 1 Regent St., Norwalk, CT and became a final order on 10/9/2012.
335692190 0111500 2012-07-19 1 REGENT STREET, NORWALK, CT, 06855
Inspection Type Complaint
Scope Partial
Safety/Health Safety
Close Conference 2012-07-19
Emphasis L: FALL
Case Closed 2013-04-05

Related Activity

Type Complaint
Activity Nr 572051
Safety Yes

Violation Items

Citation ID 01001A
Citaton Type Serious
Standard Cited 19100134 C01
Issuance Date 2012-09-21
Abatement Due Date 2013-01-04
Current Penalty 952.0
Initial Penalty 1360.0
Final Order 2012-10-09
Nr Instances 1
Nr Exposed 7
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.134(c)(1): A written respiratory protection program that included the provisions in 29 CFR 1910.134(c)(1)(i) - (ix) with worksite specific procedures was not established and implemented for required respirator use: Jobsite: The employer did not have a written respiratory protection program in place for employees who were required to wear half-face respirators.
Citation ID 01001B
Citaton Type Serious
Standard Cited 19100134 E01
Issuance Date 2012-09-21
Abatement Due Date 2013-01-04
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2013-03-04
Nr Instances 1
Nr Exposed 7
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.134(e)(1): The employer did not provide a medical evaluation to determine the employees ability to use a respirator, before the employee was fit tested or required to use the respirator in the workplace: Jobsite: The employer did not have employees who were required to wear a respirator go through a medical evaluation prior to wearing the respirator.
Citation ID 01001C
Citaton Type Serious
Standard Cited 19100134 F01
Issuance Date 2012-09-21
Abatement Due Date 2013-01-04
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2013-03-04
Nr Instances 1
Nr Exposed 7
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.134(f)(1): The employer did not ensure that employee(s) required to use a tight-fitting facepiece respirator passed the appropriate qualitative fit test (QLFT) or quantitative fit test (QNFT): (Construction Reference 1926.103) Jobsite: The employer did not ensure that employees were given and passed either a qualitative or quantitative fit test for those employees required to wear a respirator.
Citation ID 01001D
Citaton Type Serious
Standard Cited 19100134 K
Issuance Date 2012-09-21
Abatement Due Date 2013-01-04
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2013-03-04
Nr Instances 1
Nr Exposed 7
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.134(k): The employer did not provide comprehensive, understandable training which did not occur annually and/or more often if necessary: (Construction Reference 1926.103) Jobsite: The employer did not provide employees who were required to wear a respirator with comprehensive, understandable training.
Citation ID 01002A
Citaton Type Serious
Standard Cited 19260501 B01
Issuance Date 2012-09-21
Current Penalty 1190.0
Initial Penalty 1700.0
Final Order 2012-10-09
Nr Instances 1
Nr Exposed 7
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.501(b)(1): Each employee on a walking/working surface with an unprotected side or edge which was 6 feet (1.8 m) or more above a lower level was not protected from falling by the use of guardrail systems, safety net systems, or personal fall arrest systems. Jobsite: Employees performing roofing work on a flat roof, with approximate heights of up to10 feet from edge to ground, were not protected from fall hazards by the use of guardrails, safety net systems, or personal fall arrest systems.
Citation ID 01002B
Citaton Type Serious
Standard Cited 19260503 A02
Issuance Date 2012-09-21
Abatement Due Date 2012-11-05
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2012-10-09
Nr Instances 1
Nr Exposed 7
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1926.503(a)(2): The employer did not assure that each employee exposed to fall hazards was trained by a competent person qualified in the areas specified in 29 CFR 1926.503 (a)(2)(i) through (viii) Jobsite: Employees required to perform roofing work not receive appropriate training by a competent person who was qualified in knowledge and implementation of OSHA roofing safety requirements to allow employees to understand the hazards associated with roofing work and to take steps to mitigate those hazards.

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1938427106 2020-04-10 0156 PPP 26 FITCH ST, NORWALK, CT, 06855-1309
Loan Status Date 2021-02-18
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 121900
Loan Approval Amount (current) 121900
Undisbursed Amount 0
Franchise Name -
Lender Location ID 16447
Servicing Lender Name Fairfield County Bank
Servicing Lender Address 150 Danbury Rd, RIDGEFIELD, CT, 06877-3229
Rural or Urban Indicator U
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address NORWALK, FAIRFIELD, CT, 06855-1309
Project Congressional District CT-04
Number of Employees 10
NAICS code 238160
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 16447
Originating Lender Name Fairfield County Bank
Originating Lender Address RIDGEFIELD, CT
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 122748.29
Forgiveness Paid Date 2021-01-07

Debts and Liens

This table presents a concise summary of a company's liens and debts, detailing essential information such as the lien type, debt amount, associated parties, and current status of each financial obligation.

Subsequent Filing No Status Type Filing Date Lapse Date Filing Type
0003421944 Active OFS 2021-01-20 2026-03-09 AMENDMENT

Parties

Name RICK'S MAIN ROOFING LTD.
Role Debtor
Name FAIRFIELD COUNTY BANK
Role Secured Party
0003103912 Active OFS 2016-02-23 2026-03-09 AMENDMENT

Parties

Name RICK'S MAIN ROOFING LTD.
Role Debtor
Name FAIRFIELD COUNTY BANK
Role Secured Party
0002802208 Active OFS 2011-03-09 2026-03-09 ORIG FIN STMT

Parties

Name RICK'S MAIN ROOFING LTD.
Role Debtor
Name FAIRFIELD COUNTY BANK
Role Secured Party
See something incorrect or outdated? Let us know

Sources: Company Profile on Connecticut's Official State Website

* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information