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ESSEX FINANCIAL SERVICES, INC.

Headquarter
Date of last update: 14 Apr 2025. Data updated weekly.

Company Details

Entity Name: ESSEX FINANCIAL SERVICES, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 24 Apr 2003
Business ALEI: 0746818
Annual report due: 24 Apr 2026
Business address: 176 Westbrook Rd, Essex, CT, 06426-1511, United States
Mailing address: 176 WESTBROOK ROAD PO BOX 999, ESSEX, CT, United States, 06426
ZIP code: 06426
County: Middlesex
Place of Formation: CONNECTICUT
Total authorized shares: 5000
E-Mail: rnelson@essex.financial

Industry & Business Activity

NAICS

523940 Portfolio Management and Investment Advice

This industry comprises establishments primarily engaged in managing the portfolio assets (i.e., funds) of others on a fee or commission basis and/or providing customized investment advice to clients on a fee basis. Establishments providing portfolio management have the authority to make investment decisions, and they derive fees based on the size and/or overall performance of the portfolio. Establishments providing investment advice provide financial planning advice and investment counseling to meet the goals and needs of specific clients, but do not have the authority to execute trades. Learn more at the U.S. Census Bureau

Links between entities

Type Company Name Company Number State
Headquarter of ESSEX FINANCIAL SERVICES, INC., NEW YORK 3037689 NEW YORK

Central Index Key

CIK number Mailing Address Business Address Phone
1315785 P.O. BOX 999, 176 WESTBROOK RD, ESSEX, CT, 064260999 P.O. BOX 999, 176 WESTBROOK RD, ESSEX, CT, 064260999 860-767-4300

Filings since 2024-10-24

Form type 13F-HR
File number 028-11126
Filing date 2024-10-24
Reporting date 2024-09-30
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Form type 13F-HR/A
File number 028-11126
Filing date 2024-08-09
Reporting date 2024-06-30
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Form type N-PX
File number 028-11126
Filing date 2024-08-05
Reporting date 2024-06-30
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Filings since 2024-07-31

Form type 13F-HR
File number 028-11126
Filing date 2024-07-31
Reporting date 2024-06-30
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Filings since 2024-04-24

Form type 13F-HR
File number 028-11126
Filing date 2024-04-24
Reporting date 2024-03-31
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Filings since 2024-02-06

Form type 13F-HR
File number 028-11126
Filing date 2024-02-06
Reporting date 2023-12-31
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Filings since 2023-11-15

Form type 13F-HR
File number 028-11126
Filing date 2023-11-15
Reporting date 2023-09-30
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Filings since 2023-08-09

Form type 13F-HR
File number 028-11126
Filing date 2023-08-09
Reporting date 2023-06-30
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Filings since 2023-05-11

Form type 13F-HR
File number 028-11126
Filing date 2023-05-11
Reporting date 2023-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2023-02-10
Reporting date 2022-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2022-11-07
Reporting date 2022-09-30
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Form type 13F-HR
File number 028-11126
Filing date 2022-08-01
Reporting date 2022-06-30
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Form type 13F-HR/A
File number 028-11126
Filing date 2022-04-21
Reporting date 2022-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2022-04-21
Reporting date 2022-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2022-02-11
Reporting date 2021-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2021-11-10
Reporting date 2021-09-30
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Form type 13F-HR
File number 028-11126
Filing date 2021-07-30
Reporting date 2021-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2021-05-11
Reporting date 2021-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2021-02-05
Reporting date 2020-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2020-11-10
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File number 028-11126
Filing date 2020-08-06
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File number 028-11126
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Form type 13F-HR
File number 028-11126
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Form type 13F-HR
File number 028-11126
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Form type 13F-HR
File number 028-11126
Filing date 2019-07-30
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Form type 13F-HR
File number 028-11126
Filing date 2019-05-02
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Form type 13F-HR
File number 028-11126
Filing date 2019-02-07
Reporting date 2018-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2018-11-05
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Form type 13F-HR
File number 028-11126
Filing date 2018-08-07
Reporting date 2018-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2018-05-03
Reporting date 2018-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2018-02-07
Reporting date 2017-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2017-11-03
Reporting date 2017-09-30
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Filing date 2017-11-01
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Form type MA-I/A
File number 868-04744
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Form type MA-I/A
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type MA-I/A
File number 868-04744
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Form type MA-I/A
File number 868-04744
Filing date 2017-09-13
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Form type 13F-HR
File number 028-11126
Filing date 2017-08-07
Reporting date 2017-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2017-05-08
Reporting date 2017-03-31
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Form type 13F-HR
File number 028-11126
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Reporting date 2016-12-31
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Form type 13F-HR
File number 028-11126
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Form type 13F-HR
File number 028-11126
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Reporting date 2016-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2016-05-11
Reporting date 2016-03-31
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Form type 13F-HR
File number 028-11126
Filing date 2016-02-05
Reporting date 2015-12-31
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Form type 13F-HR
File number 028-11126
Filing date 2015-10-06
Reporting date 2015-09-30
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Filings since 2015-07-28

Form type 13F-HR
File number 028-11126
Filing date 2015-07-28
Reporting date 2015-06-30
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Form type 13F-HR
File number 028-11126
Filing date 2015-05-07
Reporting date 2015-03-31
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Form type MA
File number 867-01618
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Form type MA-I
File number 868-04744
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Form type MA-I
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Form type MA-I
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Form type MA-I
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Form type MA-I
File number 868-04744
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Form type MA-I
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Form type MA-I
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Form type MA-I
File number 868-04744
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Form type MA-I
File number 868-04744
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Form type MA-I
File number 868-04744
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Form type MA-I
File number 868-04744
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Form type MA-I
File number 868-04744
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Form type MA-I
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Form type MA-I
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Form type MA-I
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Form type MA-I
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Form type MA-I
File number 868-04744
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Form type MA-I
File number 868-04744
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Form type MA-I
File number 868-04744
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Form type MA-I
File number 868-04744
Filing date 2015-02-02
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Form type 13F-HR
File number 028-11126
Filing date 2015-01-07
Reporting date 2014-12-31
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Form type 13F-HR
File number 028-11126
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Form type 13F-HR
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Form type 13F-HR
File number 028-11126
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Form type 13F-HR/A
File number 028-11126
Filing date 2014-02-12
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Form type 13F-HR
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Form type 13F-HR
File number 028-11126
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Form type 13F-HR
File number 028-11126
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Form type 13F-HR
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Form type 13F-HR
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Form type 13F-HR
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Filing date 2012-04-09
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Form type 13F-HR
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Form type 13F-HR
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2023 364529342 2024-07-18 ESSEX FINANCIAL SERVICES, INC. 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2024-07-18
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-07-18
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2022 364529342 2023-08-15 ESSEX FINANCIAL SERVICES, INC. 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2023-08-15
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-08-15
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2021 364529342 2022-06-09 ESSEX FINANCIAL SERVICES, INC. 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2022-06-08
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-06-08
Name of individual signing RONALD C NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2020 364529342 2021-07-20 ESSEX FINANCIAL SERVICES, INC. 51
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2021-07-20
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-07-20
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2019 364529342 2020-08-31 ESSEX FINANCIAL SERVICES, INC. 56
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2020-08-31
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-08-31
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2018 364529342 2019-04-26 ESSEX FINANCIAL SERVICES, INC. 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2019-04-26
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-04-26
Name of individual signing RONALD NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2017 364529342 2018-07-27 ESSEX FINANCIAL SERVICES, INC. 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2018-07-27
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-07-27
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2016 364529342 2017-09-13 ESSEX FINANCIAL SERVICES, INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2017-09-12
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-09-12
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 364529342 2016-06-13 ESSEX FINANCIAL SERVICES, INC. 53
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2016-06-13
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-13
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
ESSEX FINANCIAL SERVICES, INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 364529342 2015-08-11 ESSEX FINANCIAL SERVICES, INC. 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1981-10-01
Business code 523900
Sponsor’s telephone number 8607674300
Plan sponsor’s address PO BOX 999, ESSEX, CT, 064260999

Signature of

Role Plan administrator
Date 2015-08-10
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-10
Name of individual signing RON NELSON
Valid signature Filed with authorized/valid electronic signature

Officer

Name Role Business address Residence address
CHARLES CUMELLO Officer 176 WESTBROOK ROAD, ESSEX, CT, 06426, United States 64 PLEASANT TERRACE, DURHAM, CT, 06422, United States
RONALD NELSON Officer 176 WESTBROOK ROAD, ESSEX, CT, 06426, United States 33 WINTHROP HILL ROAD, IVORYTON, CT, 06442, United States

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
DAVID J. WIESE Agent 20 CHURCH ST, C/O HINCKLEY ALLEN, HARTFORD, CT, 06103, United States 20 CHURCH ST, C/O HINCKLEY ALLEN, HARTFORD, CT, 06103, United States +1 860-331-2714 dwiese@hinckleyallen.com 18 FERRY ROAD, OLD LYME, CT, 06371, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012958381 2025-04-11 - Annual Report Annual Report -
BF-0012066298 2024-04-17 - Annual Report Annual Report -
BF-0011272499 2023-04-05 - Annual Report Annual Report -
BF-0010201847 2022-03-25 - Annual Report Annual Report 2022
0007282068 2021-04-05 - Annual Report Annual Report 2021
0006993497 2020-09-29 - Annual Report Annual Report 2020
0006531006 2019-04-11 - Annual Report Annual Report 2019
0006141080 2018-03-27 - Annual Report Annual Report 2018
0005828051 2017-04-27 - Annual Report Annual Report 2017
0005551564 2016-04-28 - Annual Report Annual Report 2016

Debts and Liens

This table presents a concise summary of a company's liens and debts, detailing essential information such as the lien type, debt amount, associated parties, and current status of each financial obligation.

Subsequent Filing No Status Type Filing Date Lapse Date Filing Type
0005245717 Active MUNICIPAL 2024-10-21 2039-03-15 AMENDMENT

Parties

Name TOWN OF MADISON
Role Secured Party
Name ESSEX FINANCIAL SERVICES, INC.
Role Debtor
0005197799 Active MUNICIPAL 2024-03-15 2039-03-15 ORIG FIN STMT

Parties

Name ESSEX FINANCIAL SERVICES, INC.
Role Debtor
Name TOWN OF MADISON
Role Secured Party
0005195668 Active OFS 2024-03-07 2029-03-07 ORIG FIN STMT

Parties

Name ESSEX FINANCIAL SERVICES, INC.
Role Debtor
Name CANON FINANCIAL SERVICES, INC.
Role Secured Party
0005143149 Active OFS 2023-05-22 2028-05-31 AMENDMENT

Parties

Name ESSEX FINANCIAL SERVICES, INC.
Role Debtor
Name CANON FINANCIAL SERVICES, INC.
Role Secured Party
0003289689 Active OFS 2019-02-13 2028-05-31 AMENDMENT

Parties

Name ESSEX FINANCIAL SERVICES, INC.
Role Debtor
Name CANON FINANCIAL SERVICES, INC.
Role Secured Party
0003247290 Active OFS 2018-05-31 2028-05-31 ORIG FIN STMT

Parties

Name ESSEX FINANCIAL SERVICES, INC.
Role Debtor
Name CANON FINANCIAL SERVICES, INC.
Role Secured Party
See something incorrect or outdated? Let us know

Sources: Company Profile on Connecticut's Official State Website

* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information