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FOUNDERS CAPITAL MANAGEMENT, LLC

Company Details

Entity Name: FOUNDERS CAPITAL MANAGEMENT, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 01 Nov 2001
Business ALEI: 0693465
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 111 FOUNDERS PLAZA STE 1500, EAST HARTFORD, CT, 06108, United States
Mailing address: 111 FOUNDERS PLAZA STE 1500, EAST HARTFORD, CT, United States, 06108
ZIP code: 06108
County: Hartford
Place of Formation: CONNECTICUT
E-Mail: lisaw@foundcapital.com

Central Index Key

CIK number Mailing Address Business Address Phone
1585828 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108 8603080061

Filings since 2024-10-15

Form type 13F-HR
File number 028-15673
Filing date 2024-10-15
Reporting date 2024-09-30
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Filings since 2024-08-01

Form type N-PX
File number 028-15673
Filing date 2024-08-01
Reporting date 2024-06-30
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Filings since 2024-07-17

Form type 13F-HR
File number 028-15673
Filing date 2024-07-17
Reporting date 2024-06-30
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Filings since 2024-04-22

Form type 13F-HR
File number 028-15673
Filing date 2024-04-22
Reporting date 2024-03-31
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Filings since 2024-01-23

Form type 13F-HR
File number 028-15673
Filing date 2024-01-23
Reporting date 2023-12-31
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Filings since 2023-10-24

Form type 13F-HR
File number 028-15673
Filing date 2023-10-24
Reporting date 2023-09-30
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Filings since 2023-07-26

Form type 13F-HR
File number 028-15673
Filing date 2023-07-26
Reporting date 2023-06-30
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Filings since 2023-04-18

Form type 13F-HR
File number 028-15673
Filing date 2023-04-18
Reporting date 2023-03-31
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Filings since 2023-01-20

Form type 13F-HR
File number 028-15673
Filing date 2023-01-20
Reporting date 2022-12-31
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Filings since 2022-10-21

Form type 13F-HR
File number 028-15673
Filing date 2022-10-21
Reporting date 2022-09-30
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Filings since 2022-07-25

Form type 13F-HR
File number 028-15673
Filing date 2022-07-25
Reporting date 2022-06-30
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Filings since 2022-05-03

Form type 13F-HR
File number 028-15673
Filing date 2022-05-03
Reporting date 2022-03-31
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Filings since 2022-02-16

Form type 13F-HR/A
File number 028-15673
Filing date 2022-02-16
Reporting date 2021-12-31
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Filings since 2022-01-27

Form type 13F-HR
File number 028-15673
Filing date 2022-01-27
Reporting date 2021-12-31
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Filings since 2021-10-21

Form type 13F-HR
File number 028-15673
Filing date 2021-10-21
Reporting date 2021-09-30
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Filings since 2021-07-15

Form type 13F-HR
File number 028-15673
Filing date 2021-07-15
Reporting date 2021-06-30
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Filings since 2021-04-12

Form type 13F-HR
File number 028-15673
Filing date 2021-04-12
Reporting date 2021-03-31
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Filings since 2021-01-15

Form type 13F-HR
File number 028-15673
Filing date 2021-01-15
Reporting date 2020-12-31
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Filings since 2020-10-19

Form type 13F-HR
File number 028-15673
Filing date 2020-10-19
Reporting date 2020-09-30
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Filings since 2020-07-08

Form type 13F-HR
File number 028-15673
Filing date 2020-07-08
Reporting date 2020-06-30
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Filings since 2020-04-20

Form type 13F-HR
File number 028-15673
Filing date 2020-04-20
Reporting date 2020-03-31
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Filings since 2020-01-08

Form type 13F-HR
File number 028-15673
Filing date 2020-01-08
Reporting date 2019-12-31
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Filings since 2019-10-09

Form type 13F-HR
File number 028-15673
Filing date 2019-10-09
Reporting date 2019-09-30
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Filings since 2019-07-11

Form type 13F-HR
File number 028-15673
Filing date 2019-07-11
Reporting date 2019-06-30
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Filings since 2019-04-16

Form type 13F-HR
File number 028-15673
Filing date 2019-04-16
Reporting date 2019-03-31
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Filings since 2019-01-18

Form type 13F-HR/A
File number 028-15673
Filing date 2019-01-18
Reporting date 2018-12-31
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Filings since 2019-01-15

Form type 13F-HR
File number 028-15673
Filing date 2019-01-15
Reporting date 2018-12-31
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Filings since 2018-10-11

Form type 13F-HR
File number 028-15673
Filing date 2018-10-11
Reporting date 2018-09-30
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Filings since 2018-07-09

Form type 13F-HR
File number 028-15673
Filing date 2018-07-09
Reporting date 2018-06-30
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Filings since 2018-04-04

Form type 13F-HR
File number 028-15673
Filing date 2018-04-04
Reporting date 2018-03-31
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Filings since 2018-01-11

Form type 13F-HR/A
File number 028-15673
Filing date 2018-01-11
Reporting date 2017-12-31
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Filings since 2018-01-10

Form type 13F-HR
File number 028-15673
Filing date 2018-01-10
Reporting date 2017-12-31
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Filings since 2017-10-24

Form type 13F-HR/A
File number 028-15673
Filing date 2017-10-24
Reporting date 2017-09-30
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Filings since 2017-10-16

Form type 13F-HR
File number 028-15673
Filing date 2017-10-16
Reporting date 2017-09-30
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Filings since 2017-07-20

Form type 13F-HR
File number 028-15673
Filing date 2017-07-20
Reporting date 2017-06-30
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Filings since 2017-04-25

Form type 13F-HR
File number 028-15673
Filing date 2017-04-25
Reporting date 2017-03-31
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Filings since 2017-01-17

Form type 13F-HR
File number 028-15673
Filing date 2017-01-17
Reporting date 2016-12-31
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Filings since 2016-10-11

Form type 13F-HR
File number 028-15673
Filing date 2016-10-11
Reporting date 2016-09-30
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Filings since 2016-07-14

Form type 13F-HR
File number 028-15673
Filing date 2016-07-14
Reporting date 2016-06-30
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Filings since 2016-04-05

Form type 13F-HR
File number 028-15673
Filing date 2016-04-05
Reporting date 2016-03-31
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Filings since 2016-01-08

Form type 13F-HR
File number 028-15673
Filing date 2016-01-08
Reporting date 2015-12-31
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Filings since 2015-10-09

Form type 13F-HR
File number 028-15673
Filing date 2015-10-09
Reporting date 2015-09-30
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Filings since 2015-07-20

Form type 13F-HR
File number 028-15673
Filing date 2015-07-20
Reporting date 2015-06-30
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Filings since 2015-04-13

Form type 13F-HR
File number 028-15673
Filing date 2015-04-13
Reporting date 2015-03-31
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Filings since 2015-01-07

Form type 13F-HR
File number 028-15673
Filing date 2015-01-07
Reporting date 2014-12-31
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Filings since 2014-10-08

Form type 13F-HR
File number 028-15673
Filing date 2014-10-08
Reporting date 2014-09-30
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Filings since 2014-07-16

Form type 13F-HR
File number 028-15673
Filing date 2014-07-16
Reporting date 2014-06-30
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Filings since 2014-04-15

Form type 13F-HR
File number 028-15673
Filing date 2014-04-15
Reporting date 2014-03-31
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Filings since 2014-01-08

Form type 13F-HR
File number 028-15673
Filing date 2014-01-08
Reporting date 2013-12-31
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FOUNDERS CAPITAL MANAGEMENT, LLC 401(K) PLAN 2023 061635229 2024-05-22 FOUNDERS CAPITAL MANAGEMENT, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-12-23
Business code 523120
Sponsor’s telephone number 8603080061
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108
FOUNDERS CAPITAL MANAGEMENT, LLC 401(K) PLAN 2022 061635229 2023-04-04 FOUNDERS CAPITAL MANAGEMENT, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-12-23
Business code 523120
Sponsor’s telephone number 8603080061
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108
FOUNDERS CAPITAL MANAGEMENT, LLC 401(K) PLAN 2021 061635229 2022-08-10 FOUNDERS CAPITAL MANAGEMENT, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-12-23
Business code 523120
Sponsor’s telephone number 8603080061
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108
FOUNDERS CAPITAL MANAGEMENT, LLC 401(K) PLAN 2020 061635229 2021-07-28 FOUNDERS CAPITAL MANAGEMENT, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-12-23
Business code 523120
Sponsor’s telephone number 8603080061
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108
FOUNDERS CAPITAL MANAGEMENT, LLC 401(K) PLAN 2019 061635229 2020-09-22 FOUNDERS CAPITAL MANAGEMENT, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-12-23
Business code 523120
Sponsor’s telephone number 8603080061
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108
FOUNDERS CAPITAL MANAGEMENT, LLC 401(K) PLAN 2018 061635229 2019-09-19 FOUNDERS CAPITAL MANAGEMENT, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-12-23
Business code 523120
Sponsor’s telephone number 8603080061
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108
FOUNDERS CAPITAL MANAGEMENT, LLC 401(K) PLAN 2017 061635229 2018-09-28 FOUNDERS CAPITAL MANAGEMENT, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-12-23
Business code 523120
Sponsor’s telephone number 8603080061
Plan sponsor’s address 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108

Officer

Name Role Business address Phone E-Mail Residence address
PATRICK TERRION Officer 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108, United States +1 860-558-4383 lisaw@foundcapital.com 171 BLOOMFIELD AVE., WEST HARTFORD, CT, 06105, United States
HOWARD CASE Officer 111 FOUNDERS PLAZA, SUITE 1500, EAST HARTFORD, CT, 06108, United States No data No data 243 CANDLELIGHT DRIVE, GLASTONBURY, CT, 06033, United States

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
PATRICK TERRION Agent 111 FOUNDERS PLAZA STE 1500, EAST HARTFORD, CT, 06108, United States 111 FOUNDERS PLAZA STE 1500, EAST HARTFORD, CT, 06108, United States +1 860-558-4383 lisaw@foundcapital.com 171 BLOOMFIELD AVE., WEST HARTFORD, CT, 06105, United States

History

Type Old value New value Date of change
Name change FOUNDERS INVESTMENT ADVISORS, LLC FOUNDERS CAPITAL MANAGEMENT, LLC 2003-12-09

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012143071 2024-01-18 No data Annual Report Annual Report No data
BF-0011400322 2023-01-24 No data Annual Report Annual Report No data
BF-0010353895 2022-03-04 No data Annual Report Annual Report 2022
0007330379 2021-05-11 No data Annual Report Annual Report 2021
0007122184 2021-02-04 No data Annual Report Annual Report 2020
0006375480 2019-02-11 No data Annual Report Annual Report 2019
0006198195 2018-06-11 2018-06-11 Interim Notice Interim Notice No data
0006198194 2018-06-11 2018-06-11 Change of Agent Agent Change No data
0006032769 2018-01-25 No data Annual Report Annual Report 2018
0006018218 2018-01-19 No data Annual Report Annual Report 2017

Date of last update: 13 Jan 2025

Sources: Connecticut's Official State Website