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FINRA DISPUTE RESOLUTION, INC.

Company Details

Entity Name: FINRA DISPUTE RESOLUTION, INC.
Jurisdiction: Connecticut
Legal type: Non-Stock
Citizenship: Foreign
Status: Withdrawn
Date Formed: 14 Mar 2000
Business ALEI: 0646046
Annual report due: 14 Mar 2016
Business address: 1735 K STREET, NW, WASHINGTON, DC, 20006
Place of Formation: DELAWARE
E-Mail: annualreports@cscinfo.com

Agent

Name Role Business address
Secretary of State Agent 165 Capitol Ave., P.O. BOX 150470, Hartford, CT, 06115-0470, United States

Officer

Name Role Business address Residence address
BILL WOLLMAN Officer 1735 K STREET, NW, WASHINGTON, DC, 20006, United States 1735 K STREET, NW, WASHINGTON, DC, 20006, United States
RICHARD W. BERRY Officer 1735 K STREET, NW, WASHINGTON, DC, 20006, United States 1735 K STREET, NW, WASHINGTON, DC, 20006, United States
THOMAS GIRA Officer 1735 K STREET, NW, WASHINGTON, DC, 20006, United States 1735 K STREET, NW, WASHINGTON, DC, 20006, United States
TODD T. DIGANCI Officer 1735 K STREET, NW, WASHINGTON, DC, 20006, United States 1735 K STREET, NW, WASHINGTON, DC, 20006, United States
GREGORY J. FLEMING Officer 1585 BROADWAY, NEW YORK, NY, 10019, United States 1585 BROADWAY, NEW YORK, NY, 10019, United States
STEVEN A. JOACHIM Officer 1735 K STREET, NW, WASHINGTON, DC, 20006, United States 1735 K STREET, NW, WASHINGTON, DC, 20006, United States
MARK S. CASADY Officer 75 STATE STREET, BOSTON, MA, 02109, United States 75 STATE STREET, BOSTON, MA, 02109, United States
SUSAN F. AXELROD Officer 1735 K STREET, NW, WASHINGTON, DC, 20006, United States 1735 K STREET, NW, WASHINGTON, DC, 20006, United States
KEVIN A. CARRENO Officer 300 S ORANGE AVE, ORLANDO, FL, 32801, United States 300 S ORANGE AVE, ORLANDO, FL, 32801, United States
JOHN J. BRENNAN Officer 400 DEVON PARK DR, WAYNE, PA, 19087, United States 68 CORONA DR, MILFORD, CT, 06460, United States

History

Type Old value New value Date of change
Name change NASD DISPUTE RESOLUTION, INC. FINRA DISPUTE RESOLUTION, INC. 2008-01-03

Filing

Filing number Filing date Effective date Filing category Filing type Report year
0005473163 2016-01-26 2016-01-26 Withdrawal Certificate of Withdrawal No data
0005299058 2015-03-18 No data Annual Report Annual Report 2015
0005270354 2015-01-09 2015-01-09 Change of Agent Agent Change No data
0005068450 2014-03-24 No data Annual Report Annual Report 2014
0004814134 2013-03-05 No data Annual Report Annual Report 2013
0004535447 2012-03-01 No data Annual Report Annual Report 2012
0004397953 2011-03-28 No data Annual Report Annual Report 2011
0004157167 2010-03-18 No data Annual Report Annual Report 2010
0003919035 2009-03-27 No data Annual Report Annual Report 2009
0003662341 2008-03-07 No data Annual Report Annual Report 2008

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website