| Entity Name: | SMITH BROTHERS FINANCIAL, LLC |
| Jurisdiction: | Connecticut |
| Legal type: | LLC |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 05 Jun 1998 |
| Business ALEI: | 0594736 |
| Annual report due: | 31 Mar 2025 |
| Business address: | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States |
| Mailing address: | 68 NATIONAL DRIVE, GLASTONBURY, CT, United States, 06033 |
| ZIP code: | 06033 |
| County: | Hartford |
| Place of Formation: | CONNECTICUT |
| E-Mail: | ddurso@smithbrothersusa.com |
NAICS
523940 Portfolio Management and Investment AdviceThis industry comprises establishments primarily engaged in managing the portfolio assets (i.e., funds) of others on a fee or commission basis and/or providing customized investment advice to clients on a fee basis. Establishments providing portfolio management have the authority to make investment decisions, and they derive fees based on the size and/or overall performance of the portfolio. Establishments providing investment advice provide financial planning advice and investment counseling to meet the goals and needs of specific clients, but do not have the authority to execute trades. Learn more at the U.S. Census Bureau
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| MICHAEL DUNN ATTORNEY | Agent | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States | +1 860-652-3235 | ddurso@smithbrothersusa.com | 18 MCBRIDE ROAD, LITCHFIELD, CT, 06759, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| JOSEPH B SMITH | Officer | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States | 14 CARDINAL DRIVE, GLASTONBURY, CT, 06033, United States |
| Jeffrey Giantonio | Officer | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States | 54 Goose Hill Rd, CHester, CT, 06412, United States |
| Timothy Prewitt | Officer | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States | 2113 Main St, Glastonbury, CT, 06033, United States |
| Andrea Camoin | Officer | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States | 25 Fox Mead, Suffield, CT, 06078-2259, United States |
| STEPHEN MICHAELS | Officer | 68 NATIONAL DRIVE, GLASTONBURY, CT, 06033, United States | 225 GRANDVIEW DRIVE, GLASTONBURY, CT, 06033, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | SMITH BROTHERS INVESTMENT MANAGEMENT, LLC | SMITH BROTHERS FINANCIAL, LLC | 2011-03-31 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012304440 | 2024-02-07 | - | Annual Report | Annual Report | - |
| BF-0011147302 | 2023-02-17 | - | Annual Report | Annual Report | - |
| BF-0010239536 | 2022-02-25 | - | Annual Report | Annual Report | 2022 |
| 0007149337 | 2021-02-15 | - | Annual Report | Annual Report | 2021 |
| 0006763944 | 2020-02-20 | - | Annual Report | Annual Report | 2020 |
| 0006463201 | 2019-03-14 | - | Annual Report | Annual Report | 2019 |
| 0006136464 | 2018-03-23 | - | Annual Report | Annual Report | 2018 |
| 0005865044 | 2017-06-12 | - | Annual Report | Annual Report | 2017 |
| 0005588085 | 2016-06-17 | - | Annual Report | Annual Report | 2016 |
| 0005356332 | 2015-06-26 | - | Annual Report | Annual Report | 2015 |
Date of last update: 10 Mar 2025
Sources: Connecticut's Official State Website
