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  5. BRODY AND ASSOCIATES, LLC

BRODY AND ASSOCIATES, LLC

Company Details

Entity Name: BRODY AND ASSOCIATES, LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 24 Feb 1998
Business ALEI: 0584239
Annual report due: 31 Mar 2025
NAICS code: 541199 - All Other Legal Services
Business address: 120 POST ROAD WEST SUITE 101, WESTPORT, CT, 06880, United States
Mailing address: 120 POST ROAD WEST SUITE 101, WESTPORT, CT, United States, 06880
ZIP code: 06880
County: Fairfield
Place of Formation: CONNECTICUT
E-Mail: info@brodyandassociates.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BRODY AND ASSOCIATES, LLC 401(K) PLAN 2023 061477464 2024-07-17 BRODY AND ASSOCIATES, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2024-07-17
Name of individual signing ROBERT BRODY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-07-17
Name of individual signing ROBERT BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2022 061477464 2023-10-12 BRODY AND ASSOCIATES, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2021 061477464 2022-08-05 BRODY AND ASSOCIATES, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2022-08-05
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-08-05
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2020 061477464 2021-10-14 BRODY AND ASSOCIATES, LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2021-10-14
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-10-14
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2019 061477464 2020-08-26 BRODY AND ASSOCIATES, LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2020-08-26
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-08-26
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2018 061477464 2019-05-08 BRODY AND ASSOCIATES, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2019-05-08
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-05-08
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2017 061477464 2018-05-16 BRODY AND ASSOCIATES, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2018-05-16
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-05-16
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2016 061477464 2017-03-28 BRODY AND ASSOCIATES, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2017-03-28
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-03-28
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2015 061477464 2016-06-22 BRODY AND ASSOCIATES, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 179 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2016-06-22
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-06-22
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature
BRODY AND ASSOCIATES, LLC 401(K) RETIREMENT PLAN 2014 061477464 2015-09-21 BRODY AND ASSOCIATES, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541110
Sponsor’s telephone number 2039650560
Plan sponsor’s address 179 POST ROAD WEST, WESTPORT, CT, 06880

Signature of
Role Plan administrator
Date 2015-09-21
Name of individual signing ROBERT G. BRODY, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-09-21
Name of individual signing ROBERT G. BRODY
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
DAVID M. LEVINE ESQ Agent COHEN AND WOLF P.C., 1115 BROAD STREET, BRIDGEPORT, CT, 06601, United States 1115 BROAD STREET, BRIDGEPORT, CT, 06601, United States +1 203-581-2088 dlevine@cohenandwolf.com 180 STONELEIGH SQUARE, FAIRFIELD, CT, 06432, United States

Officer

Name Role Business address Residence address
ROBERT G BRODY Officer 120 POST ROAD WEST, SUITE 101, WESTPORT, CT, 06880, United States 3 RABBIT HILL RD., WESTPORT, CT, 06880, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012180432 2024-02-28 No data Annual Report Annual Report No data
BF-0011146172 2023-02-02 No data Annual Report Annual Report No data
BF-0010398071 2022-02-23 No data Annual Report Annual Report 2022
0007187136 2021-02-24 No data Annual Report Annual Report 2021
0006777489 2020-02-24 No data Annual Report Annual Report 2020
0006396770 2019-02-21 No data Annual Report Annual Report 2019
0006095917 2018-02-26 No data Annual Report Annual Report 2018
0005776144 2017-02-28 No data Annual Report Annual Report 2017
0005525882 2016-03-31 No data Annual Report Annual Report 2016
0005286587 2015-02-26 No data Annual Report Annual Report 2015

Related by officers

DAVID M. LEVINE ESQ

CALLAWAY ARCHITECTS, LLC HEARING ASSOCIATES OF GREENWICH, LLC PERSONAL PHYSICIANS OF CONNECTICUT, LLC JCR FAIRFIELD, LLC CONNECTICUT EYE SPECIALISTS, LLC DRIVE-IN SELF STORAGE OF GRISWOLD, L.L.C. KEITH ASHKINS, LLC

Related by address

120 POST ROAD WEST SUITE 101, WESTPORT, CT, 06880, United States

GGB INVESTMENTS ONE, LLC

120 POST ROAD WEST SUITE 101, WESTPORT, CT, United States, 06880

GGB INVESTMENTS ONE, LLC

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website

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