| Entity Name: | USI SECURITIES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 17 Sep 1997 |
| Business ALEI: | 0571781 |
| Annual report due: | 17 Sep 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States |
| Mailing address: | 100 Summit Lake Drive, Suite 400, Valhalla, NY, United States, 10595 |
| Place of Formation: | DELAWARE |
| E-Mail: | samantha.ortiz@usi.com |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Melinda Robidoux | Officer | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States | 263 Hartford Ave, Wethersfield, CT, 06109-1211, United States |
| Joseph Gritzer | Officer | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States |
| David Kappus | Officer | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States | 100 Summit Lake Dr Ste 400, Valhalla, NY, 10595-1362, United States |
| Mary Curley | Officer | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States | 100 SUMMIT LAKE DRIVE, SUITE 400, VALHALLA, NY, 10595, United States |
| Bill Tremko | Officer | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States | 100 Summit Lake Drive,, Valhalla, NY, 10595, United States |
| Richard Bowman | Officer | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| ERNEST J NEWBORN II | Director | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States | 100 Summit Lake Drive, Suite 400, Valhalla, NY, 10595, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0013274392 | 2024-12-02 | No data | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0012176764 | 2024-08-20 | No data | Annual Report | Annual Report | No data |
| BF-0011261876 | 2023-08-18 | No data | Annual Report | Annual Report | No data |
| BF-0010261682 | 2022-08-31 | No data | Annual Report | Annual Report | 2022 |
| BF-0009813185 | 2021-08-24 | No data | Annual Report | Annual Report | No data |
| 0007008284 | 2020-10-26 | No data | Annual Report | Annual Report | 2020 |
| 0006644898 | 2019-09-16 | No data | Annual Report | Annual Report | 2019 |
| 0006241884 | 2018-09-05 | No data | Annual Report | Annual Report | 2018 |
| 0005925604 | 2017-09-14 | No data | Annual Report | Annual Report | 2017 |
| 0005688803 | 2016-11-07 | No data | Annual Report | Annual Report | 2016 |
Date of last update: 20 Jan 2025
Sources: Connecticut's Official State Website
