J.M. LUMMIS SECURITIES, INC.
Date of last update: 28 Apr 2025. Data updated weekly.
| Entity Name: | J.M. LUMMIS SECURITIES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 19 Jun 1997 |
| Business ALEI: | 0565289 |
| Annual report due: | 19 Jun 2025 |
| Business address: | 50 LOCUST AVENUE, New Canaan, CT, 06840, United States |
| Mailing address: | 50 LOCUST AVENUE, NEW CANAAN, CT, United States, 06840 |
| ZIP code: | 06840 |
| County: | Fairfield |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 20000 |
| E-Mail: | susan@jmlummis.com |
NAICS
523999 Miscellaneous Financial Investment ActivitiesThis U.S. industry comprises establishments primarily engaged in acting as agents and/or brokers (except securities brokerages and commodity contracts brokerages) in buying or selling financial contracts and those providing financial investment services (except securities and commodity exchanges; portfolio management; investment advice; and trust, fiduciary, and custody services) on a fee or commission basis. Learn more at the U.S. Census Bureau
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 0001044640 | 50 LOCUST AVE, NEW CANAAN, CT, 06840 | 50 LOCUST AVE, NEW CANAAN, CT, 06840 | 203-966-0005 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2025-03-03 |
| Reporting date | 2024-12-31 |
| File | View File |
Filings since 2024-03-04
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2024-03-04 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-28
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2023-02-28 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-22
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2022-02-22 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-03
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2021-03-03 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-24
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2020-02-24 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-26
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2019-02-26 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-13
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2018-03-13 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-21
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2017-02-21 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-17
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2016-02-17 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-11
| Form type | X-17A-5/A |
| File number | 008-50435 |
| Filing date | 2015-03-11 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-20
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2013-02-20 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-27
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2012-02-27 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-26
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2009-02-26 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-27
| Form type | X-17A-5/A |
| File number | 008-50435 |
| Filing date | 2006-03-27 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-23
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2006-02-23 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-23
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2005-02-23 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-25
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2004-02-25 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-28
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2003-02-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-04-05
| Form type | X-17A-5/A |
| File number | 008-50435 |
| Filing date | 2002-04-05 |
| Reporting date | 2001-12-31 |
| File | View File |
Filings since 2002-02-28
| Form type | X-17A-5 |
| File number | 008-50435 |
| Filing date | 2002-02-28 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 254900SYAYYDYFWH1H34 | 0565289 | US-CT | GENERAL | ACTIVE | 1997-06-19 | |||||||||||||||||||
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| Legal | c/o David C. Lummis, 50 Locust Avenue, New Canaan, US-CT, US, 06840 |
| Headquarters | 50 Locust Avenue, New Canaan, US-CT, US, 06840 |
Registration details
| Registration Date | 2017-10-25 |
| Last Update | 2023-10-25 |
| Status | ISSUED |
| Next Renewal | 2024-10-27 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 0565289 |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| DAVID C. LUMMIS | Agent | 50 LOCUST AVENUE, New Canaan, CT, 06840, United States | 50 LOCUST AVENUE, NEW CANAAN, CT, 06840, United States | +1 203-247-2406 | susan@jmlummis.com | 6 PIONEER ROAD, WESTPORT, CT, 06880, United States |
| Name | Role | Business address | Phone | Residence address | |
|---|---|---|---|---|---|
| SUSAN AMBUHL GALIONE | Officer | 50 LOCUST AVENUE, NEW CANAAN, CT, 06840, United States | - | - | 30 PEACEABLE STREET, RIDGEFIELD, CT, 06877, United States |
| DAVID C. LUMMIS | Officer | 50 LOCUST AVENUE, NEW CANAAN, CT, 06840, United States | +1 203-247-2406 | susan@jmlummis.com | 6 PIONEER ROAD, WESTPORT, CT, 06880, United States |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012175588 | 2024-05-21 | - | Annual Report | Annual Report | - |
| BF-0011260105 | 2023-05-30 | - | Annual Report | Annual Report | - |
| BF-0010350211 | 2022-05-26 | - | Annual Report | Annual Report | 2022 |
| 0007354584 | 2021-05-28 | - | Annual Report | Annual Report | 2021 |
| 0006900723 | 2020-05-08 | - | Annual Report | Annual Report | 2020 |
| 0006556593 | 2019-05-13 | - | Annual Report | Annual Report | 2019 |
| 0006180683 | 2018-05-09 | - | Annual Report | Annual Report | 2018 |
| 0005857795 | 2017-06-06 | - | Annual Report | Annual Report | 2017 |
| 0005634450 | 2016-08-22 | - | Annual Report | Annual Report | 2016 |
| 0005634439 | 2016-08-22 | - | Annual Report | Annual Report | 2015 |
Sources: Company Profile on Connecticut's Official State Website
* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information