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  5. ALPHA CAPITAL RESEARCH LLC

ALPHA CAPITAL RESEARCH LLC

Company Details

Entity Name: ALPHA CAPITAL RESEARCH LLC
Jurisdiction: Connecticut
Legal type: LLC
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 17 Jun 1997
Business ALEI: 0565043
Annual report due: 31 Mar 2025
NAICS code: 523940 - Portfolio Management and Investment Advice
Business address: 115 Quail Run, GLASTONBURY, CT, 06033, United States
Mailing address: 115 Quail Run, GLASTONBURY, CT, United States, 06033
ZIP code: 06033
County: Hartford
Place of Formation: CONNECTICUT
E-Mail: rrego@alphacap.net

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2022 061488339 2023-05-31 ALPHA CAPITAL RESEARCH LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVE., SUITE 100, GLASTONBURY, CT, 06033

Signature of
Role Plan administrator
Date 2023-05-31
Name of individual signing RICHARD REGO
Valid signature Filed with authorized/valid electronic signature
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2021 061488339 2022-06-22 ALPHA CAPITAL RESEARCH LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVE., SUITE 100, GLASTONBURY, CT, 06033

Signature of
Role Plan administrator
Date 2022-06-22
Name of individual signing RICHARD REGO
Valid signature Filed with authorized/valid electronic signature
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2020 061488339 2021-09-01 ALPHA CAPITAL RESEARCH LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVE., SUITE 100, GLASTONBURY, CT, 06033

Signature of
Role Plan administrator
Date 2021-09-01
Name of individual signing RICHARD REGO
Valid signature Filed with authorized/valid electronic signature
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2019 061488339 2020-10-03 ALPHA CAPITAL RESEARCH LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVENUE, 3RD FLOOR, GLASTONBURY, CT, 06033
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2018 061488339 2019-08-20 ALPHA CAPITAL RESEARCH LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVENUE, 3RD FLOOR, GLASTONBURY, CT, 06033
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2017 061488339 2018-05-03 ALPHA CAPITAL RESEARCH LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVENUE, 3RD FLOOR, GLASTONBURY, CT, 06033
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2016 061488339 2017-07-26 ALPHA CAPITAL RESEARCH LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVENUE, 3RD FLOOR, GLASTONBURY, CT, 06033
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2015 061488339 2016-09-03 ALPHA CAPITAL RESEARCH LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVENUE, 3RD FLOOR, GLASTONBURY, CT, 06033
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2014 061488339 2015-04-09 ALPHA CAPITAL RESEARCH LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVENUE, 3RD FLOOR, GLASTONBURY, CT, 06033
ALPHA CAPITAL RESEARCH LLC 401(K) PLAN 2013 061488339 2014-10-02 ALPHA CAPITAL RESEARCH LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 523900
Sponsor’s telephone number 8606592363
Plan sponsor’s address 701 HEBRON AVENUE, 3RD FLOOR, GLASTONBURY, CT, 06033

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
RICHARD REGO Agent 115 Quail Run, GLASTONBURY, CT, 06033, United States 115 Quail Run, GLASTONBURY, CT, 06033, United States +1 860-508-9276 rrego@alphacap.net 115 Quail Run, GLASTONBURY, CT, 06033, United States

Officer

Name Role Business address Phone E-Mail Residence address
RICHARD REGO Officer 115 Quail Run, GLASTONBURY, CT, 06033, United States +1 860-508-9276 rrego@alphacap.net 115 Quail Run, GLASTONBURY, CT, 06033, United States

History

Type Old value New value Date of change
Name change ARACA INVESTMENT MANAGEMENT, LLC ALPHA CAPITAL RESEARCH LLC 2000-11-29

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012175924 2024-01-10 No data Annual Report Annual Report No data
BF-0011262903 2023-01-12 No data Annual Report Annual Report No data
BF-0010366326 2022-03-04 No data Annual Report Annual Report 2022
BF-0010149020 2021-11-15 2021-11-15 Change of Business Address Business Address Change No data
0007088794 2021-01-30 No data Annual Report Annual Report 2021
0006771751 2020-02-21 No data Annual Report Annual Report 2020
0006770802 2020-02-19 2020-02-19 Change of Agent Agent Change No data
0006441601 2019-03-11 No data Annual Report Annual Report 2019
0006000998 2018-01-11 No data Annual Report Annual Report 2018
0005863726 2017-06-09 No data Annual Report Annual Report 2015

Related by officers

RICHARD REGO

ARACA MULTI-STRATEGY FUND, LLC REGO FAMILY PARTNERSHIP, LLC

Related by address

115 Quail Run, GLASTONBURY, CT, 06033, United States

ARACA MULTI-STRATEGY FUND, LLC

115 Quail Run, GLASTONBURY, CT, United States, 06033

ARACA MULTI-STRATEGY FUND, LLC

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website

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