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PFALTZ & BAUER, INC.

Date of last update: 21 Apr 2025. Data updated weekly.

Company Details

Entity Name: PFALTZ & BAUER, INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 11 Apr 1996
Business ALEI: 0534417
Annual report due: 11 Apr 2026
Business address: 172 EAST AURORA STREET, WATERBURY, CT, 06708, United States
Mailing address: 172 E AURORA ST, WATERBURY, CT, United States, 06708
ZIP code: 06708
County: New Haven
Place of Formation: CONNECTICUT
Total authorized shares: 20000
E-Mail: markh@pfaltzandbauer.com

Industry & Business Activity

NAICS

424690 Other Chemical and Allied Products Merchant Wholesalers

This industry comprises establishments primarily engaged in the merchant wholesale distribution of chemicals and allied products (except agricultural and medicinal chemicals, paints and varnishes, fireworks, and plastics materials and basic forms and shapes). Learn more at the U.S. Census Bureau

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
93272 Obsolete U.S./Canada Manufacturer 1974-11-04 2024-05-01 2024-04-30 -

Contact Information

POC MARK HALPERIN
Phone +1 203-574-0075
Fax +1 203-574-3181
Address 172 E AURORA ST, WATERBURY, CT, 06708 2024, UNITED STATES

Ownership of Offeror Information

Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PFALTZ & BAUER INC 401(K) PLAN 2023 061451297 2024-07-02 PFALTZ & BAUER INC 5
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024
PFALTZ & BAUER INC 401(K) PLAN 2023 061451297 2024-07-22 PFALTZ & BAUER INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024
PFALTZ & BAUER INC 401(K) PLAN 2022 061451297 2023-03-08 PFALTZ & BAUER INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024
PFALTZ & BAUER INC 401(K) PLAN 2021 061451297 2022-05-23 PFALTZ & BAUER INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024
PFALTZ & BAUER INC 401(K) PLAN 2020 061451297 2021-06-30 PFALTZ & BAUER INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024
PFALTZ & BAUER INC 401(K) PLAN 2019 061451297 2020-05-14 PFALTZ & BAUER INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024

Signature of

Role Plan administrator
Date 2020-05-14
Name of individual signing MARK D. HALPERIN
Valid signature Filed with authorized/valid electronic signature
PFALTZ & BAUER INC 401(K) PLAN 2018 061451297 2019-05-16 PFALTZ & BAUER INC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024

Signature of

Role Plan administrator
Date 2019-05-16
Name of individual signing MARK HALPERIN
Valid signature Filed with authorized/valid electronic signature
PFALTZ & BAUER INC 401(K) PLAN 2017 061451297 2018-06-27 PFALTZ & BAUER INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024

Signature of

Role Plan administrator
Date 2018-06-27
Name of individual signing MARK HALPERIN
Valid signature Filed with authorized/valid electronic signature
PFALTZ & BAUER INC 401(K) PLAN 2016 061451297 2017-07-24 PFALTZ & BAUER INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024

Signature of

Role Plan administrator
Date 2017-07-24
Name of individual signing MARK HALPERIN
Valid signature Filed with authorized/valid electronic signature
PFALTZ & BAUER INC 401(K) PLAN 2015 061451297 2016-07-12 PFALTZ & BAUER INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-06-17
Business code 325900
Sponsor’s telephone number 2035740075
Plan sponsor’s address 172 E AURORA ST, WATERBURY, CT, 067082024

Signature of

Role Plan administrator
Date 2016-07-12
Name of individual signing MARK HALPERIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-07-12
Name of individual signing MARY MCINTYRE
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Mailing address Phone E-Mail Residence address
William Carello Agent 600 Summer St, Stamford, CT, 06901-4404, United States 600 Summer St, Stamford, CT, 06901-4404, United States +1 203-364-2407 wcarello@wrkk.com 600 Summer St, Stamford, CT, 06901-4404, United States

Officer

Name Role Business address Residence address
MARK D. HALPERIN Officer 172 EAST AURORA STREET, WATERBURY, CT, 06708, United States 11 WOOD ROAD, BEDFORD HILLS, NY, 10507, United States

Director

Name Role Business address Residence address
MARK D. HALPERIN Director 172 EAST AURORA STREET, WATERBURY, CT, 06708, United States 11 WOOD ROAD, BEDFORD HILLS, NY, 10507, United States

History

Type Old value New value Date of change
Name change NEW PFALTZ & BAUER, INC. PFALTZ & BAUER, INC. 1996-07-31

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0013370248 2025-04-11 - Annual Report Annual Report -
BF-0012588861 2024-03-20 - Annual Report Annual Report -
BF-0011257278 2023-03-20 - Annual Report Annual Report -
BF-0010551085 2022-05-11 - Annual Report Annual Report -
BF-0009804131 2022-03-04 - Annual Report Annual Report -
0006871533 2020-04-02 - Annual Report Annual Report 2020
0006432764 2019-03-07 - Annual Report Annual Report 2019
0006210296 2018-07-03 - Annual Report Annual Report 2018
0006144437 2018-03-29 - Annual Report Annual Report 2017
0005534050 2016-04-11 - Annual Report Annual Report 2016

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
123159972 0111500 2005-02-18 172 E. AURORA STREET, WATERBURY, CT, 06708
Inspection Type Complaint
Scope Partial
Safety/Health Safety
Close Conference 2005-02-18
Emphasis L: FALL
Case Closed 2005-03-23

Related Activity

Type Complaint
Activity Nr 204005458
Safety Yes
Health Yes

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19100022 A01
Issuance Date 2005-03-09
Abatement Due Date 2005-03-17
Nr Instances 1
Nr Exposed 3
Related Event Code (REC) Complaint
Gravity 01
Citation ID 01002
Citaton Type Other
Standard Cited 19100023 E05 IV
Issuance Date 2005-03-09
Abatement Due Date 2005-03-15
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Complaint
Gravity 01
Citation ID 01003
Citaton Type Other
Standard Cited 19100024 F
Issuance Date 2005-03-09
Abatement Due Date 2005-03-17
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Complaint
Gravity 01
123165292 0111500 1996-06-06 172 E. AURORA STREET, WATERBURY, CT, 06708
Inspection Type Referral
Scope Complete
Safety/Health Health
Close Conference 1996-08-29
Case Closed 1998-03-19

Related Activity

Type Referral
Activity Nr 902562016
Health Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100120 Q01
Issuance Date 1996-09-16
Abatement Due Date 1996-11-12
Current Penalty 250.0
Initial Penalty 600.0
Nr Instances 1
Nr Exposed 18
Gravity 02
Citation ID 01002
Citaton Type Serious
Standard Cited 19100120 Q11 II
Issuance Date 1996-09-16
Abatement Due Date 1996-11-12
Current Penalty 250.0
Initial Penalty 600.0
Nr Instances 18
Nr Exposed 18
Related Event Code (REC) Referral
Gravity 02
Citation ID 01003
Citaton Type Serious
Standard Cited 19100120 Q06 IA
Issuance Date 1996-09-16
Abatement Due Date 1996-11-12
Current Penalty 250.0
Initial Penalty 600.0
Nr Instances 18
Nr Exposed 18
Related Event Code (REC) Referral
Gravity 02
Citation ID 01004A
Citaton Type Serious
Standard Cited 19100132 D02
Issuance Date 1996-09-16
Abatement Due Date 1996-11-12
Current Penalty 250.0
Initial Penalty 600.0
Nr Instances 1
Nr Exposed 12
Gravity 02
Citation ID 01004B
Citaton Type Serious
Standard Cited 19100138 A
Issuance Date 1996-09-16
Abatement Due Date 1996-11-12
Nr Instances 12
Nr Exposed 12
Gravity 02
Citation ID 01005A
Citaton Type Serious
Standard Cited 19101200 F05 I
Issuance Date 1996-09-16
Abatement Due Date 1998-03-15
Current Penalty 250.0
Initial Penalty 600.0
Nr Instances 6
Nr Exposed 12
Related Event Code (REC) Referral
Gravity 02
Citation ID 01005B
Citaton Type Serious
Standard Cited 19101200 F05 II
Issuance Date 1996-09-16
Abatement Due Date 1998-03-15
Nr Instances 6
Nr Exposed 12
Related Event Code (REC) Referral
Gravity 02
Citation ID 02001
Citaton Type Other
Standard Cited 19040002 A
Issuance Date 1996-09-16
Abatement Due Date 1996-09-20
Nr Instances 10
Nr Exposed 18
Gravity 00
123165524 0111500 1993-12-22 172 E. AURORA STREET, WATERBURY, CT, 06708
Inspection Type Monitoring
Scope Partial
Safety/Health Safety
Close Conference 1993-12-22
Case Closed 1993-12-22

Related Activity

Type Inspection
Activity Nr 113213193
113213193 0111500 1992-12-15 172 E. AURORA STREET, WATERBURY, CT, 06708
Inspection Type FollowUp
Scope Partial
Safety/Health Health
Close Conference 1992-12-17
Case Closed 1994-01-05

Related Activity

Type Inspection
Activity Nr 100968957
Type Complaint
Activity Nr 73852261
Health Yes

Violation Items

Citation ID 01001
Citaton Type Repeat
Standard Cited 19100141 A03 I
Issuance Date 1992-12-22
Abatement Due Date 1992-12-26
Current Penalty 200.0
Initial Penalty 200.0
Nr Instances 1
Nr Exposed 8
Related Event Code (REC) Complaint
Gravity 01
Citation ID 01002
Citaton Type Repeat
Standard Cited 19101200 F05 I
Issuance Date 1992-12-22
Abatement Due Date 1993-10-15
Current Penalty 200.0
Initial Penalty 200.0
Nr Instances 1
Nr Exposed 8
Gravity 01
Citation ID 01003
Citaton Type Repeat
Standard Cited 19101200 F05 II
Issuance Date 1992-12-22
Abatement Due Date 1993-10-15
Current Penalty 200.0
Initial Penalty 200.0
Nr Instances 1
Nr Exposed 8
Gravity 01
Citation ID 02001
Citaton Type Other
Standard Cited 19100303 F
Issuance Date 1992-12-22
Abatement Due Date 1992-12-26
Nr Instances 5
Nr Exposed 8
Gravity 01
100968957 0111500 1991-09-05 172 E. AURORA STREET, WATERBURY, CT, 06708
Inspection Type Referral
Scope Partial
Safety/Health Health
Close Conference 1991-10-02
Case Closed 1992-10-16

Related Activity

Type Referral
Activity Nr 901420513
Health Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100120 Q01
Issuance Date 1992-03-03
Abatement Due Date 1992-03-23
Current Penalty 900.0
Initial Penalty 1750.0
Nr Instances 1
Nr Exposed 8
Related Event Code (REC) Referral
Gravity 05
Citation ID 01002
Citaton Type Serious
Standard Cited 19100120 Q06 III
Issuance Date 1992-03-03
Abatement Due Date 1992-03-23
Current Penalty 900.0
Initial Penalty 1750.0
Nr Instances 1
Nr Exposed 10
Related Event Code (REC) Referral
Gravity 05
Citation ID 01003
Citaton Type Serious
Standard Cited 19100132 A
Issuance Date 1992-03-03
Abatement Due Date 1992-03-13
Current Penalty 900.0
Initial Penalty 1750.0
Nr Instances 4
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 05
Citation ID 01004A
Citaton Type Serious
Standard Cited 19100134 F02 II
Issuance Date 1992-03-03
Abatement Due Date 1992-03-13
Current Penalty 900.0
Initial Penalty 1750.0
Nr Instances 1
Nr Exposed 2
Related Event Code (REC) Referral
Gravity 05
Citation ID 01004B
Citaton Type Serious
Standard Cited 19100134 F03
Issuance Date 1992-03-03
Abatement Due Date 1992-03-06
Nr Instances 1
Nr Exposed 2
Related Event Code (REC) Referral
Citation ID 01005
Citaton Type Serious
Standard Cited 19100151 C
Issuance Date 1992-03-03
Abatement Due Date 1992-03-23
Current Penalty 900.0
Initial Penalty 1750.0
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 05
Citation ID 01006
Citaton Type Serious
Standard Cited 19100176 B
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Current Penalty 400.0
Initial Penalty 750.0
Nr Instances 2
Nr Exposed 2
Related Event Code (REC) Referral
Gravity 01
Citation ID 01007
Citaton Type Serious
Standard Cited 19100303 B01
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Current Penalty 400.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 01008
Citaton Type Serious
Standard Cited 19100303 B02
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Current Penalty 400.0
Initial Penalty 750.0
Nr Instances 4
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 01009A
Citaton Type Serious
Standard Cited 19100305 G01 I
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Current Penalty 400.0
Initial Penalty 750.0
Nr Instances 3
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 01009B
Citaton Type Serious
Standard Cited 19100305 G02 I
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Referral
Citation ID 01010
Citaton Type Serious
Standard Cited 19100305 G01 III
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Current Penalty 400.0
Initial Penalty 750.0
Nr Instances 5
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 01011
Citaton Type Serious
Standard Cited 19100305 G02 III
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Current Penalty 750.0
Initial Penalty 750.0
Nr Instances 5
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 01012
Citaton Type Serious
Standard Cited 19101200 H01
Issuance Date 1992-03-03
Abatement Due Date 1992-03-20
Initial Penalty 1750.0
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 05
Citation ID 02001
Citaton Type Other
Standard Cited 19040002 A
Issuance Date 1992-03-03
Abatement Due Date 1992-03-06
Nr Instances 2
Nr Exposed 64
Related Event Code (REC) Referral
Gravity 01
Citation ID 02002
Citaton Type Other
Standard Cited 19100101 B
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Current Penalty 500.0
Initial Penalty 500.0
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 02003
Citaton Type Other
Standard Cited 19100141 A03 I
Issuance Date 1992-03-03
Abatement Due Date 1992-03-23
Nr Instances 5
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 02004
Citaton Type Other
Standard Cited 19100303 G01 II
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Nr Instances 1
Nr Exposed 2
Related Event Code (REC) Referral
Gravity 01
Citation ID 02005
Citaton Type Other
Standard Cited 19100305 B01
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Nr Instances 2
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 02006
Citaton Type Other
Standard Cited 19100305 B02
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Nr Instances 2
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 02007
Citaton Type Other
Standard Cited 19101200 E01 II
Issuance Date 1992-03-03
Abatement Due Date 1992-03-09
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 02008
Citaton Type Other
Standard Cited 19101200 F01 I
Issuance Date 1992-03-03
Abatement Due Date 1992-03-23
Nr Instances 4
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
Citation ID 02009
Citaton Type Other
Standard Cited 19101200 G08
Issuance Date 1992-03-03
Abatement Due Date 1992-03-03
Nr Instances 1
Nr Exposed 6
Related Event Code (REC) Referral
Gravity 01
10589596 0112000 1978-07-13 375 FAIRFIELD AVE, Stamford, CT, 06902
Inspection Type Complaint
Scope Complete
Safety/Health Safety
Close Conference 1978-07-21
Case Closed 1979-09-12

Related Activity

Type Complaint
Activity Nr 320112535

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 5A0001
Issuance Date 1978-07-26
Abatement Due Date 1979-01-08
Initial Penalty 540.0
Contest Date 1978-08-15
Nr Instances 26
Related Event Code (REC) Complaint
Citation ID 01002
Citaton Type Serious
Standard Cited 19100106 D07 IV
Issuance Date 1978-07-26
Abatement Due Date 1979-01-08
Current Penalty 420.0
Initial Penalty 420.0
Contest Date 1978-08-15
Nr Instances 19
Related Event Code (REC) Complaint
Citation ID 01003
Citaton Type Serious
Standard Cited 19100106 E03 VI
Issuance Date 1978-07-26
Abatement Due Date 1979-01-08
Initial Penalty 420.0
Contest Date 1978-08-15
Nr Instances 22
Related Event Code (REC) Complaint
Citation ID 02001
Citaton Type Other
Standard Cited 19100106 E03 IV
Issuance Date 1978-07-26
Abatement Due Date 1979-01-08
Contest Date 1978-08-15
Nr Instances 1
Related Event Code (REC) Complaint
Citation ID 02002
Citaton Type Other
Standard Cited 19100145 D01
Issuance Date 1978-07-26
Abatement Due Date 1978-09-05
Contest Date 1978-08-15
Nr Instances 1
Related Event Code (REC) Complaint
Citation ID 02003
Citaton Type Other
Standard Cited 19100145 E02
Issuance Date 1978-07-26
Abatement Due Date 1978-09-05
Contest Date 1978-08-15
Nr Instances 1
Related Event Code (REC) Complaint

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
3691867203 2020-04-27 0156 PPP 172 East Aurora Street, Waterbury, CT, 06708
Loan Status Date 2021-04-06
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 77932
Loan Approval Amount (current) 77932
Undisbursed Amount 0
Franchise Name -
Lender Location ID 16105
Servicing Lender Name Savings Bank of Danbury
Servicing Lender Address 220 Main St, DANBURY, CT, 06810-6635
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address Waterbury, NEW HAVEN, CT, 06708-0001
Project Congressional District CT-05
Number of Employees 4
NAICS code 424690
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Subchapter S Corporation
Originating Lender ID 16105
Originating Lender Name Savings Bank of Danbury
Originating Lender Address DANBURY, CT
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 78607.41
Forgiveness Paid Date 2021-03-22

Federal Court Cases

This table provides a quick overview of court cases, including key information like the case name, case number, court, filing date, current status, and a brief summary of each case.

Docket Number Nature of Suit Filing Date Disposition
9600305 Environmental Matters 1996-02-23 consent
Circuit Second Circuit
Origin original proceeding
Jurisdiction US government plaintiff
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment no monetary award
Judgement plaintiff
Arbitration On Termination Missing
Office 3
Filing Date 1996-02-23
Termination Date 1996-12-17
Section 6901

Parties

Name USA
Role Plaintiff
Name PFALTZ & BAUER, INC.
Role Defendant
See something incorrect or outdated? Let us know

Sources: Company Profile on Connecticut's Official State Website

* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information