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HERBERT J SIMS & CO. INC.

Company Details

Entity Name: HERBERT J SIMS & CO. INC.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Foreign
Status: Active
Sub status: Annual report due
Date Formed: 26 Oct 1993
Business ALEI: 0291303
Annual report due: 26 Oct 2025
NAICS code: 523210 - Securities and Commodity Exchanges
Business address: 2150 POST RD SUITE 301 SUITE 301, FAIRFIELD, CT, 06824, United States
Mailing address: 2150 POST RD SUITE 301, FAIRFIELD, CT, United States, 06824
ZIP code: 06824
County: Fairfield
Place of Formation: DELAWARE
E-Mail: tbyrne@hjsims.com

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HERBERT J. SIMS & CO. INC. SAVINGS & RETIREMENT PLAN OF PUERTO RICO 2021 135213180 2022-07-26 HERBERT J. SIMS & CO. INC. 15
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2016-02-16
Business code 522300
Sponsor’s telephone number 2034189000
Plan sponsor’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824
HERBERT J. SIMS & CO. INC. SAVINGS & RETIREMENT PLAN OF PUERTO RICO 2020 135213180 2021-06-30 HERBERT J. SIMS & CO. INC. 15
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2016-02-16
Business code 522300
Sponsor’s telephone number 2034189000
Plan sponsor’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824
HERBERT J. SIMS & CO. INC. SAVINGS & RETIREMENT PLAN OF PUERTO RICO 2019 135213180 2020-07-31 HERBERT J. SIMS & CO. INC. 15
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2016-02-16
Business code 522300
Sponsor’s telephone number 2034189000
Plan sponsor’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824
HERBERT J. SIMS & CO. INC. SAVINGS & RETIREMENT PLAN OF PUERTO RICO 2018 135213180 2019-07-27 HERBERT J. SIMS & CO. INC. 13
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2016-02-16
Business code 522300
Sponsor’s telephone number 2034189000
Plan sponsor’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824
HERBERT J. SIMS & CO. INC. SAVINGS & RETIREMENT PLAN OF PUERTO RICO 2017 135213180 2018-07-25 HERBERT J. SIMS & CO. INC. 11
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2016-02-16
Business code 522300
Sponsor’s telephone number 2034189000
Plan sponsor’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824
HERBERT J. SIMS & CO. INC. SAVINGS & RETIREMENT PLAN OF PUERTO RICO 2016 135213180 2017-07-20 HERBERT J. SIMS & CO. INC. 0
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2016-02-16
Business code 522300
Sponsor’s telephone number 2034189000
Plan sponsor’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824

Signature of

Role Plan administrator
Date 2017-07-20
Name of individual signing JEAN KARLO ROCAFORT
Valid signature Filed with authorized/valid electronic signature
HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2010 135213180 2011-06-08 HERBERT J. SIMS & CO., INC. 58
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 523110
Sponsor’s telephone number 2034189000
Plan sponsor’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824

Plan administrator’s name and address

Administrator’s EIN 135213180
Plan administrator’s name HERBERT J. SIMS & CO., INC.
Plan administrator’s address 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06890
Administrator’s telephone number 2034189000

Signature of

Role Plan administrator
Date 2011-06-08
Name of individual signing PETER ARVONIO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-06-08
Name of individual signing PETER ARVONIO
Valid signature Filed with authorized/valid electronic signature
HERBERT J. SIMS & CO., INC. 401(K) SAVINGS & RETIREMENT PLAN 2009 135213180 2010-09-23 HERBERT J. SIMS & CO., INC. 62
Three-digit plan number (PN) 002
Effective date of plan 1995-01-01
Business code 523110
Sponsor’s telephone number 2034189031
Plan sponsor’s address 3530 POST ROAD, SOUTHPORT, CT, 06890

Plan administrator’s name and address

Administrator’s EIN 135213180
Plan administrator’s name HERBERT J. SIMS & CO., INC.
Plan administrator’s address 3530 POST ROAD, SOUTHPORT, CT, 06890
Administrator’s telephone number 2034189031

Signature of

Role Plan administrator
Date 2010-09-23
Name of individual signing PETER ARVONIO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-09-23
Name of individual signing PETER ARVONIO
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Business address Phone E-Mail Residence address
R. JEFFREY SANDS Agent 2150 POST RD, SUITE 301, FAIRFIELD, CT, 06824, United States +1 203-418-9002 jsands@hjsims.com 30 STAGECOACH LANE, ROCKY HILL, CT, 06067, United States

Officer

Name Role Business address Residence address
WILLIAM B SIMS Officer 2150 POST RD, SUITE 301, FAIRFIELD, CT, 06824, United States 4 LONGVIEW RD, WESTPORT, CT, 06880, United States

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012289208 2024-10-04 No data Annual Report Annual Report No data
BF-0011254279 2023-10-18 No data Annual Report Annual Report No data
BF-0010310371 2022-10-24 No data Annual Report Annual Report 2022
BF-0009817782 2021-10-26 No data Annual Report Annual Report No data
0007019877 2020-11-16 No data Annual Report Annual Report 2020
0006679255 2019-11-13 No data Annual Report Annual Report 2019
0006268503 2018-10-30 No data Annual Report Annual Report 2018
0006268501 2018-10-30 No data Annual Report Annual Report 2017
0006268493 2018-10-30 No data Annual Report Annual Report 2015
0006268498 2018-10-30 No data Annual Report Annual Report 2016

Date of last update: 06 Jan 2025

Sources: Connecticut's Official State Website