| Entity Name: | CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Foreign |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 28 Feb 1989 |
| Branch of: | CONCOURSE FINANCIAL GROUP SECURITIES, INC., ALABAMA (Company Number 000-099-166) |
| Business ALEI: | 0231388 |
| Annual report due: | 28 Feb 2025 |
| NAICS code: | 523999 - Miscellaneous Financial Investment Activities |
| Business address: | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Mailing address: | ATTN: Vanessa Ricaurte 2801 HWY 280 SOUTH 3-4 LE, BIRMINGHAM, AL, United States, 35223 |
| Place of Formation: | ALABAMA |
| E-Mail: | corporate.governance@protective.com |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Agent |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| Bobby F. Hailey | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Kimberly B. Collazo | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Malcolm Lee Bartlett | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 Highway 280 South, Birmingham, AL, 35223, United States |
| Harold B. Miller | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| David M. Brown | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Rory Hartley | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Felicia M. Lee | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 Highway 280 S, Birmingham, AL, 35223-2479, United States |
| Justin T. Allen | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| James Wagner | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 721 Charlestown Cir, Palm Beach Gardens, FL, 33410, United States |
| Megan P. Richards | Officer | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 Highway 280 S, Birmingham, AL, 35223-2479, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| ELIZABETH ANDERSON | Director | 2801 HIGHWAY 280 S, BIRMINGHAM, AL, 35223, United States | 34 PUTNAM STREET, BRIDGEPORT, CT, 06610, United States |
| Barbara N. Pugh | Director | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| James Wagner | Director | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 721 Charlestown Cir, Palm Beach Gardens, FL, 33410, United States |
| David A. Perry | Director | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Brad Mendenhall | Director | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Aaron C. Seurkamp | Director | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States | 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | PROEQUITIES, INC. | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2021-06-10 |
| Name change | PROTECTIVE EQUITY SERVICES, INC. | PROEQUITIES, INC. | 1995-04-20 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0013273881 | 2024-12-02 | No data | Mass Agent Change � Address | Agent Address Change | No data |
| BF-0012267418 | 2024-01-30 | No data | Annual Report | Annual Report | No data |
| BF-0011388693 | 2023-02-13 | No data | Annual Report | Annual Report | No data |
| BF-0010266277 | 2022-02-07 | No data | Annual Report | Annual Report | 2022 |
| 0007365559 | 2021-06-10 | 2021-06-10 | Amendment | Amend Name | No data |
| 0007198541 | 2021-03-02 | No data | Annual Report | Annual Report | 2021 |
| 0006736237 | 2020-01-30 | No data | Annual Report | Annual Report | 2020 |
| 0006322696 | 2019-01-16 | No data | Annual Report | Annual Report | 2019 |
| 0006087212 | 2018-02-20 | No data | Annual Report | Annual Report | 2018 |
| 0005754743 | 2017-01-30 | No data | Annual Report | Annual Report | 2017 |
Date of last update: 06 Jan 2025
Sources: Connecticut's Official State Website
