MENDOZA & ASSOCIATES, INC.
HeadquarterDate of last update: 21 Apr 2025. Data updated weekly.
| Entity Name: | MENDOZA & ASSOCIATES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 02 Nov 1978 |
| Business ALEI: | 0083857 |
| Annual report due: | 02 Nov 2025 |
| Business address: | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States |
| Mailing address: | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, United States, 06067 |
| ZIP code: | 06067 |
| County: | Hartford |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 1000 |
| E-Mail: | INFO@MENDOZA-ASSOC.COM |
NAICS
523940 Portfolio Management and Investment AdviceThis industry comprises establishments primarily engaged in managing the portfolio assets (i.e., funds) of others on a fee or commission basis and/or providing customized investment advice to clients on a fee basis. Establishments providing portfolio management have the authority to make investment decisions, and they derive fees based on the size and/or overall performance of the portfolio. Establishments providing investment advice provide financial planning advice and investment counseling to meet the goals and needs of specific clients, but do not have the authority to execute trades. Learn more at the U.S. Census Bureau
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | MENDOZA & ASSOCIATES, INC., RHODE ISLAND | 001699148 | RHODE ISLAND |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MENDOZA & ASSOCIATES, INC. DEFINED BENEFIT PLAN | 2010 | 060989261 | 2011-07-20 | MENDOZA & ASSOCIATES, INC. | 4 | |||||||||||||||||||||||||||||||
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| Administrator’s EIN | 060989261 |
| Plan administrator’s name | MENDOZA & ASSOCIATES, INC. |
| Plan administrator’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
| Administrator’s telephone number | 8605631319 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-20 |
| Name of individual signing | KENNETH MENDOZA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 812990 |
| Sponsor’s telephone number | 8605631319 |
| Plan sponsor’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
Plan administrator’s name and address
| Administrator’s EIN | 060989261 |
| Plan administrator’s name | MENDOZA & ASSOCIATES, INC. |
| Plan administrator’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
| Administrator’s telephone number | 8605631319 |
Signature of
| Role | Plan administrator |
| Date | 2011-12-19 |
| Name of individual signing | KENNETH MENDOZA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 812990 |
| Sponsor’s telephone number | 8605631319 |
| Plan sponsor’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
Plan administrator’s name and address
| Administrator’s EIN | 060989261 |
| Plan administrator’s name | MENDOZA & ASSOCIATES, INC. |
| Plan administrator’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
| Administrator’s telephone number | 8605631319 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-07 |
| Name of individual signing | KENNETH MENDOZA |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| MICHAEL D. MENDOZA | Officer | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States | 9 SOUTH VIEW CIRCLE, OLD SAYBROOK, CT, 06475, United States |
| Name | Role | Residence address |
|---|---|---|
| NANCY B. MENDOZA | Director | 9 SOUTH VIEW CIRCLE, OLD SAYBROOK, CT, 06475, United States |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| MICHAEL D MENDOZA | Agent | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States | +1 860-729-8980 | INFO@MENDOZA-ASSOC.COM | 9 SOUTH VIEW CIRCLE, OLD SAYBROOK, CT, 06475, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | MENDOZA AND ASSOCIATES, INC. | MENDOZA & ASSOCIATES, INC. | 2012-09-14 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012048966 | 2024-10-07 | - | Annual Report | Annual Report | - |
| BF-0011076599 | 2023-10-12 | - | Annual Report | Annual Report | - |
| BF-0010311211 | 2022-10-04 | - | Annual Report | Annual Report | 2022 |
| BF-0009822705 | 2021-10-04 | - | Annual Report | Annual Report | - |
| 0007006495 | 2020-10-21 | - | Annual Report | Annual Report | 2020 |
| 0006682850 | 2019-11-19 | - | Annual Report | Annual Report | 2019 |
| 0006263810 | 2018-10-24 | - | Annual Report | Annual Report | 2018 |
| 0005952336 | 2017-10-24 | - | Annual Report | Annual Report | 2017 |
| 0005690076 | 2016-11-09 | - | Annual Report | Annual Report | 2016 |
| 0005499764 | 2016-03-03 | - | Annual Report | Annual Report | 2015 |
| Loan Number | Loan Funded Date | SBA Origination Office Code | Loan Delivery Method | Borrower Street Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1369787903 | 2020-06-10 | 0156 | PPP | 35 COLD SPRING RD STE 114, ROCKY HILL, CT, 06067-3102 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Sources: Company Profile on Connecticut's Official State Website
* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information