| Entity Name: | MENDOZA & ASSOCIATES, INC. |
| Jurisdiction: | Connecticut |
| Legal type: | Stock |
| Citizenship: | Domestic |
| Status: | Active |
| Sub status: | Annual report due |
| Date Formed: | 02 Nov 1978 |
| Business ALEI: | 0083857 |
| Annual report due: | 02 Nov 2025 |
| NAICS code: | 523940 - Portfolio Management and Investment Advice |
| Business address: | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States |
| Mailing address: | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, United States, 06067 |
| ZIP code: | 06067 |
| County: | Hartford |
| Place of Formation: | CONNECTICUT |
| Total authorized shares: | 1000 |
| E-Mail: | INFO@MENDOZA-ASSOC.COM |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | MENDOZA & ASSOCIATES, INC., RHODE ISLAND | 001699148 | RHODE ISLAND |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MENDOZA & ASSOCIATES, INC. DEFINED BENEFIT PLAN | 2010 | 060989261 | 2011-07-20 | MENDOZA & ASSOCIATES, INC. | 4 | |||||||||||||||||||||||||||||||
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| Administrator’s EIN | 060989261 |
| Plan administrator’s name | MENDOZA & ASSOCIATES, INC. |
| Plan administrator’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
| Administrator’s telephone number | 8605631319 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-20 |
| Name of individual signing | KENNETH MENDOZA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 812990 |
| Sponsor’s telephone number | 8605631319 |
| Plan sponsor’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
Plan administrator’s name and address
| Administrator’s EIN | 060989261 |
| Plan administrator’s name | MENDOZA & ASSOCIATES, INC. |
| Plan administrator’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
| Administrator’s telephone number | 8605631319 |
Signature of
| Role | Plan administrator |
| Date | 2011-12-19 |
| Name of individual signing | KENNETH MENDOZA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 812990 |
| Sponsor’s telephone number | 8605631319 |
| Plan sponsor’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
Plan administrator’s name and address
| Administrator’s EIN | 060989261 |
| Plan administrator’s name | MENDOZA & ASSOCIATES, INC. |
| Plan administrator’s address | 35 COLD SPRING ROAD, SUITE 114, ROCKY HILL, CT, 06067 |
| Administrator’s telephone number | 8605631319 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-07 |
| Name of individual signing | KENNETH MENDOZA |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Residence address |
|---|---|---|
| NANCY B. MENDOZA | Director | 9 SOUTH VIEW CIRCLE, OLD SAYBROOK, CT, 06475, United States |
| Name | Role | Business address | Residence address |
|---|---|---|---|
| MICHAEL D. MENDOZA | Officer | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States | 9 SOUTH VIEW CIRCLE, OLD SAYBROOK, CT, 06475, United States |
| Name | Role | Business address | Mailing address | Phone | Residence address | |
|---|---|---|---|---|---|---|
| MICHAEL D MENDOZA | Agent | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States | 35 COLD SPRING ROAD SUITE 114, ROCKY HILL, CT, 06067, United States | +1 860-729-8980 | INFO@MENDOZA-ASSOC.COM | 9 SOUTH VIEW CIRCLE, OLD SAYBROOK, CT, 06475, United States |
| Type | Old value | New value | Date of change |
|---|---|---|---|
| Name change | MENDOZA AND ASSOCIATES, INC. | MENDOZA & ASSOCIATES, INC. | 2012-09-14 |
| Filing number | Filing date | Effective date | Filing category | Filing type | Report year |
|---|---|---|---|---|---|
| BF-0012048966 | 2024-10-07 | No data | Annual Report | Annual Report | No data |
| BF-0011076599 | 2023-10-12 | No data | Annual Report | Annual Report | No data |
| BF-0010311211 | 2022-10-04 | No data | Annual Report | Annual Report | 2022 |
| BF-0009822705 | 2021-10-04 | No data | Annual Report | Annual Report | No data |
| 0007006495 | 2020-10-21 | No data | Annual Report | Annual Report | 2020 |
| 0006682850 | 2019-11-19 | No data | Annual Report | Annual Report | 2019 |
| 0006263810 | 2018-10-24 | No data | Annual Report | Annual Report | 2018 |
| 0005952336 | 2017-10-24 | No data | Annual Report | Annual Report | 2017 |
| 0005690076 | 2016-11-09 | No data | Annual Report | Annual Report | 2016 |
| 0005499764 | 2016-03-03 | No data | Annual Report | Annual Report | 2015 |
Date of last update: 13 Jan 2025
Sources: Connecticut's Official State Website
