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  5. SD Wind Down, Inc.

SD Wind Down, Inc.

Headquarter
Date of last update: 14 Apr 2025. Data updated weekly.

Companies created on the same day 05 Jul 1973

Company Details

Entity Name: SD Wind Down, Inc.
Jurisdiction: Connecticut
Legal type: Stock
Citizenship: Domestic
Status: Active
Sub status: Annual report due
Date Formed: 05 Jul 1973
Business ALEI: 0042293
Annual report due: 05 Jul 2025
Business address: 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851, United States
Mailing address: 488 MAIN AVENUE 3RD FLOOR, NORWALK, CT, United States, 06851
ZIP code: 06851
County: Fairfield
Place of Formation: CONNECTICUT
Total authorized shares: 30000
E-Mail: grisec@shoffdarby.com

Industry & Business Activity

NAICS

524210 Insurance Agencies and Brokerages

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) in selling annuities and insurance policies. Learn more at the U.S. Census Bureau

Companies doing Insurance agencies and brokerages

Links between entities

Type Company Name Company Number State
Headquarter of SD Wind Down, Inc., ALABAMA 000-943-421 ALABAMA
Headquarter of SD Wind Down, Inc., NEW YORK 2163823 NEW YORK
Headquarter of SD Wind Down, Inc., MINNESOTA ceef04f8-b4a5-e111-afc0-001ec94ffe7f MINNESOTA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2023 060898063 2024-10-02 SHOFF DARBY COMPANIES, INC. 74
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2024-10-02
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2023 060898063 2024-11-08 SHOFF DARBY COMPANIES, INC. 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2024-11-08
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2022 060898063 2023-07-19 SHOFF DARBY COMPANIES, INC. 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2023-07-19
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2021 060898063 2022-09-23 SHOFF DARBY COMPANIES, INC. 77
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2022-09-23
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2020 060898063 2021-08-17 SHOFF DARBY COMPANIES, INC. 78
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2021-08-17
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2019 060898063 2020-08-17 SHOFF DARBY COMPANIES, INC. 78
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2020-08-17
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2018 060898063 2019-06-21 SHOFF DARBY COMPANIES, INC. 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2019-06-21
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2017 060898063 2018-08-17 SHOFF DARBY COMPANIES, INC. 72
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2018-08-17
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2016 060898063 2017-06-22 SHOFF DARBY COMPANIES, INC. 75
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2017-06-22
Name of individual signing LES MORTON
Valid signature Filed with authorized/valid electronic signature
SHOFF DARBY COMPANIES, INC. 401(K) PLAN AND TRUST 2015 060898063 2016-09-07 SHOFF DARBY COMPANIES, INC. 70
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 524290
Sponsor’s telephone number 2033546256
Plan sponsor’s address 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851

Signature of
Role Plan administrator
Date 2016-09-07
Name of individual signing LESLIE MORTON
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
KARP & LANGERMAN, P.C. Agent

Officer

Name Role Business address Residence address
William Pierz Officer - 1 Island Drive, Unit 25, Norwalk, CT, 06855, United States
Leslie Morton Officer - c/o 97 Sea Beach Drive, Stamford, CT, 06902, United States
Matthew Roberts Officer 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851, United States 19 Wheatstone Rd, Madison, CT, 06443-8209, United States

Director

Name Role Business address Residence address
Matthew Roberts Director 488 MAIN AVENUE, 3RD FLOOR, NORWALK, CT, 06851, United States 19 Wheatstone Rd, Madison, CT, 06443-8209, United States

History

Type Old value New value Date of change
Name change SHOFF DARBY COMPANIES, INC. SD Wind Down, Inc. 2023-10-27
Name change SHOFF-DARBY COMPANIES, INC. SHOFF DARBY COMPANIES, INC. 2002-04-25
Name change SOUTHWESTERN INSURANCE BROKERAGE, INC. SHOFF-DARBY COMPANIES, INC. 1974-11-26

Filing

Filing number Filing date Effective date Filing category Filing type Report year
BF-0012218540 2024-06-19 - Annual Report Annual Report -
BF-0012337192 2023-11-15 2023-11-15 Change of Agent Agent Change -
BF-0012036731 2023-10-27 2023-10-27 Interim Notice Interim Notice -
BF-0012036682 2023-10-27 2023-10-27 Name Change Amendment Certificate of Amendment -
BF-0011089192 2023-06-13 - Annual Report Annual Report -
BF-0010352611 2022-06-07 - Annual Report Annual Report 2022
BF-0009760128 2021-06-22 - Annual Report Annual Report -
0006922207 2020-06-11 - Annual Report Annual Report 2020
0006920230 2020-06-08 2020-06-08 Change of Agent Agent Change -
0006583991 2019-06-21 - Annual Report Annual Report 2019

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
6109197104 2020-04-14 0156 PPP 488 Main Ave, 3rd Floor, NORWALK, CT, 06851-1008
Loan Status Date 2020-12-08
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 1169379
Loan Approval Amount (current) 1169379
Undisbursed Amount 0
Franchise Name -
Lender Location ID 262358
Servicing Lender Name Bankwell Bank
Servicing Lender Address 156 Cherry St, New Canaan, CT, 06840
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address NORWALK, FAIRFIELD, CT, 06851-1008
Project Congressional District CT-04
Number of Employees 71
NAICS code 524210
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 262358
Originating Lender Name Bankwell Bank
Originating Lender Address New Canaan, CT
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 1175875.55
Forgiveness Paid Date 2020-11-03

Debts and Liens

This table presents a concise summary of a company's liens and debts, detailing essential information such as the lien type, debt amount, associated parties, and current status of each financial obligation.

Subsequent Filing No Status Type Filing Date Lapse Date Filing Type
0005171547 Active OFS 2023-10-19 2025-09-14 AMENDMENT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name BANKWELL BANK
Role Secured Party
0005171250 Active OFS 2023-10-18 2027-11-01 AMENDMENT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name BANKWELL BANK
Role Secured Party
0005171249 Active OFS 2023-10-18 2027-09-14 AMENDMENT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name BANKWELL BANK
Role Secured Party
0005101676 Active OFS 2022-11-01 2027-11-01 ORIG FIN STMT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name BANKWELL BANK
Role Secured Party
0005092382 Active OFS 2022-09-14 2027-09-14 ORIG FIN STMT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name BANKWELL BANK
Role Secured Party
0005064347 Active OFS 2022-04-29 2027-04-29 ORIG FIN STMT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name UBEO LLC
Role Secured Party
0003364570 Active OFS 2020-04-20 2025-09-14 AMENDMENT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name BANKWELL BANK
Role Secured Party
0003304822 Active OFS 2019-05-02 2024-05-02 ORIG FIN STMT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name GREATAMERICA FINANCIAL SERVICES CORPORATION
Role Secured Party
0003076589 Active OFS 2015-09-14 2025-09-14 ORIG FIN STMT

Parties
Name SD Wind Down, Inc.
Role Debtor
Name BANKWELL BANK
Role Secured Party
See something incorrect or outdated? Let us know

Sources: Company Profile on Connecticut's Official State Website

* While we strive to keep this information correct and up-to-date, it is not the primary source, and the dataset source should always be referred to for definitive information

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